Fillable Application to Make and Register a Firearm (Bureau of Alcohol, Tobacco, Firearms, and Explosives)

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Application to Make and Register a Firearm (Bureau of Alcohol, Tobacco, Firearms, and Explosives)

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The Application to Make and Register a Firearm (Bureau of Alcohol, Tobacco, Firearms, and Explosives) form is 19 pages long and contains:

  • 7 signatures
  • 151 check-boxes
  • 123 other fields

Country of origin: US
File type: PDF

U.S.A. forms for Bureau of Alcohol, Tobacco, Firearms, and Explosives

BROWSE BUREAU OF ALCOHOL, TOBACCO, FIREARMS, AND EXPLOSIVES (DC) FORMS

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1. Type of Application (check one)
a. Tax Paid. Submit your tax payment of $200
with the application. The tax may be paid
by credit or debit card, check, or money order.
Please complete item 17. Upon approval of
the application, we will ax and cancel the
required National Firearms Act Stamp.
(See instruction 2c and 3)
b. Tax Exempt because rearm is being made on
behalf of the United States, or any department,
independent establishment, or agency thereof.
c. Tax Exempt because rearm is being made
by or on behalf of any State or possession of the
United States, or any political subdivision
thereof, or any ocial police organization of
such a government entity engaged in criminal
investigations.
ATF Control Number
To: National Firearms Act Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015
2. Application is made by:
3a. Trade name (If any)
3b. Applicant’s Full Legal Name and Mailing Address (Type or print below) (See instruction 2d)
3c. If P.O. Box is shown above, street address must be given here
4. Description of Firearm (complete items a through k) (See instruction 2j)
d. Model (As marked on rearm)
a. Name and Address of Original Manufacturer and/or
Importer of Firearm (If any)
b. Type of Firearm to be made
(See denition 2k)
If a destructive device, complete
item 4j
c. Caliber or
Gauge
(Specify
one)
g. Serial Number
h. Additional Description (Indicate required maker’s markings to include maker’s
name (as registered), city and state as each will appear on rearm)
i. Specify Why You Intend To Make Firearm (Use additional sheet if necessary)
5. Applicant’s Federal Firearms License (If any) or Explosives License or Permit Number
(Give complete 15-digit Number)
6. Special (Occupational) Tax Status (if applicable) (See denitions)
a. Employer Identication Number
7. Signature of Applicant 8. Name and Title of Authorized Ocial 9. Date
b. Class
Authorized ATF Ocial Date
The space below is for the use of the Bureau of Alcohol, Tobacco, Firearms and Explosives
By authority of the Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, this application has been examined and the applicant’s making and registration of
the rearm described above is:
Approved (With the following conditions, if any) Disapproved (For the following reasons)
e. Barrel length: f. Overall length:
U.S. Department of Justice
Bureau of Alcohol, Tobacco, Firearms and Explosives
Application to Make and Register a Firearm
(Submit in duplicate. Please do not staple documents. See instructions attached.)
As required by Sections 5821 (b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the
undersigned hereby submits application to make and register the rearm described below.
k. Is this rearm being reactivated? Yes No (See denition 1k)
Under Penalties of Perjury, I Declare that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is
true, accurate and complete and the making and possession of the rearm described above would not constitute a violation of Title 18, U.S.C., Chapter 44,
Title 26, U.S.C., Chapter 53; or any provisions of State or local law.
ATF Form 1 (5320.1)
Revised September 2019
OMB No. 1140-0011 (08/31/2022)
Previous Editions Are Obsolete
Individual
Trust Government
Entity
j. Type of destructive device (check one box): Firearm Explosives (If the Explosives box is checked, complete item 5 and see instruction 2m)
If an explosive type destructive device, identify the type of explosive(s):
ATF Copy
3d. County/Parish
3e. Telephone Number
3f. E-mail address
Corporation
Other Legal Entity
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signature
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ATF Copy
MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY)
Each applicant is to provide notication of the proposed making and possession of the rearm described on this Form 1 by providing a copy of the completed form to the
chief law enforcement ocer in the agency identied below:
Maker’s Questions (complete only when the maker is an individual)
11. Answer questions 11.a. through 11.h. Answer questions 13, 15, 16 and 17 if applicable. For any “Yes” answer
the applicant shall provide details on a separate sheet. (See instruction 7c and denitions)
Yes No
a. Are you under indictment or information in any court for a felony, or any other crime, for which the judge
could imprison you for more than one year? (See denition 1n)
b. Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have
imprisoned you for more than one year, even if you received a shorter sentence including probation? (See definition 1n)
c. Are you a fugitive from justice? (See denition 1t)
d. Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any
other controlled substance? Warning: The use or possession of marijuana remains unlawful under
Federal law regardless of whether it has been legalized or decriminalized for medicinal
or recreational purposes in the state where you reside.
e. Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental
institution? (See denition 1o and 1p)
f. Have you been discharged from the Armed Forces under dishonorable conditions?
h. Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See denition 1r)
g. Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an
intimate partner or child of such partner? (See denition 1q)
Ax a 2” x 2” Photograph Here
No Stapling. Please Tape
Sides of Photo to the Application.
1. Photo must have been taken within the
last year.
2. Photo must have been taken in full face
view without a hat or head covering that
obscures the hair or hairline.
3. On back of photograph print full name,
last 4 of SSN.
Yes No
e. Are you an alien illegally or unlawfully in the United States?
N/A
16. If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#):
ATF Form 1 (5320.1)
Revised September 2019
CERTIFICATION: Under penalties imposed by 18 U.S.C. § 924 and 26 U.S.C. § 5861, I certify that, upon submission of this form to ATF, a completed copy of this
form will be directed to the chief law enforcement ocer (CLEO) shown in item 10, that the statements, as applicable, contained in this certication, and any
attached documents in support thereof, are true and correct to the best of my knowledge and belief. NOTE: See instructions 2.d(2) and 2.d(3) for the items to be
completed depending on the type of applicant.
Signature of Maker
Date
A maker who is an individual must complete this Section.
10. Law Enforcement Notication (See instruction 2l)
Information for the Chief Law Enforcement Ocer
This form provides notication of the applicant’s intent to make and register a National Firearms Act (NFA) rearm. No action
on your part is required. However, should you have information that may disqualify this person from making or possessing a
rearm, please contact the NFA Division at (304) 616-4500 or NFA@atf.gov. A “Yes” answer to items 11.a. through 11.h. or
15.d. or 15.e. could disqualify a person from acquiring or possessing a rearm. Also, ATF will not approve an application
if the making or possession of the rearm is in violation of State or local law.
f.1. Are you an alien who has been admitted to the United States under a nonimmigrant visa?
f.2. If “yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application
d. Have you ever renounced your United States citizenship?
Agency or Department Name
Name and Title of Ocial
Address (Street address or P.O. Box, City, State and Zip Code) to which sent (mailed or delivered)
12. Photograph
Date of Birth:
American Indian or Alaska Native
Black or African American White
Asian
Native Hawaiian or Other Pacic Islander
14b. Race
United States of America
Other Country/Countries (specify):
15b. State of Birth
15c.Country of Birth
15a. Country of Citizenship: (Check/List more than one, if applicable. Nationals of the United States may check U.S.A.) (See denition 1s)
13. Social Security Number: (See instruction 2f)
14a. Ethnicity
Hispanic or Latino
Not Hispanic or Latino
17. Have you been issued a Unique Personal Identication Number (UPIN)? (See instruction 2f) If yes please list
Yes No
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signature
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Important Information for Currently Registered Firearms
If you are the current registrant of the rearm described on this form, please note the following information.
Estate Procedures: For procedures regarding the transfer of rearms in an estate resulting from the death of the registrant identied in item 3b, the executor should contact
the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405.
Interstate Movement: If the rearm identied in item 4 is a machinegun, short-barreled rie, short-barreled shotgun, or destructive device, the registrant may be
required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce. ATF Form 5320.20 can be used to request this
permission.
Change of Description or Address: The registrant shall notify the NFA Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, 244 Needy Road, Martinsburg, WV
25405, in writing, of any change to the description of the rearm in item 4, or any change to the address of the registrant.
Restrictions on Possession: Any restriction (see approval block on face of form) on the possession of the rearm identied in item 4 continues with the further transfer of
the rearm.
Persons Prohibited from Possessing Firearms: If the registrant becomes prohibited from possessing a rearm, please contact the NFA Division for procedures on how to
dispose of the rearm.
Proof of Registration: A person possessing a rearm registered as required by the NFA shall retain proof of registration which shall be made available to any ATF ocer
upon request.
Paperwork Reduction Act Notice
This form is in accordance with the Paperwork Reduction Act of 1995. The information you provide is used to establish that the applicant’s making and possession of the
rearm would be in conformance with Federal, State, and local law. The data is used as proof of lawful registration of a rearm to the manufacturer. The furnishing of this
information is mandatory (26 U.S.C. § 5822).
The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances.
Comments concerning the accuracy of this burden estimate and suggestion for reducing this burden should be addressed to Reports Management Ocer, Information
Technology Coordination Sta, Bureau of Alcohol, Tobacco, Firearms and Explosives, Washington, DC 20226.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
20. Method of Payment (Check one) (See instruction 2i) (if paying by credit/debit card, complete the sections below)
Name as Printed on the Credit/Debit Card
Credit/Debit Card Number (No dashes)
Credit/Debit Card
Billing Address:
Visa Mastercard
American
Express
Discover
Diners Club
Address:
City:
State: Zip Code:
Check (Enclosed)
Cashier’s Check or
Money Order (Enclosed)
Expiration Date (Month & year)
Tax Amount:
Signature of Cardholder
I Authorize ATF to Charge my Credit/Debit Card the Above Amount.
Date
$
Your credit/debit card will be charged the above stated amount upon receipt of your application. The charge will be reected on your credit/debit card statement.
In the event your application is NOT approved, the above amount will be credited to the credit/debit card noted above.
ATF Form 1 (5320.1)
Revised September 2019
18. Number of Responsible Persons (see denitions) associated with the applicant trust or legal entity
19. Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than
can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)). Please note that a completed Form 5320.23, National Firearms Act
(NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person.
Full Name
Full Name
ATF Copy
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signature
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Denitions/Instructions
1. Denitions.
a. National Firearms Act (NFA). Title 26, United States Code, Chapter 53.
The implementing regulations are found in Title 27, Code of Federal
Regulations, Part 479.
b. Gun Control Act (GCA). Title 18, United States Code, Chapter 44.
The implementing regulations are found in Title 27, Code of Federal
Regulations, Part 478.
c. Firearm. The term “rearm” means: (1) a shotgun having a barrel or
barrels of less than 18 inches in length; (2) a weapon made from a
shotgun if such weapon as modied has an overall length of less than 26
inches or a barrel or barrels of less than 18 inches in length; (3) a rie
having a barrel or barrels of less than 16 inches in length; (4) a weapon
made from a rie if such weapon as modied has an overall length of less
than 26 inches or a barrel or barrels of less than 16 inches in length; (5)
any other weapon, as dened in 26 U.S.C. § 5845(e); (6) a machinegun;
(7) a muer or a silencer for any rearm whether or not such rearm is
included within this denition; and (8) a destructive device,as dened in 26
U.S.C. § 5845 (f).
d. Person. A partnership, company, association, trust, corporation, including
each responsible person associated with such an entity; an estate; or an
individual.
Section A
e. Responsible Person. In the case of an unlicensed entity, including any
trust, partnership, association, company (including any Limited Liability
Company (LLC)), or corporation, any individual who possesses, directly or
indirectly, the power or authority to direct the management and policies of
the trust or entity to receive, possess, ship, transport, deliver, transfer or
otherwise dispose of a rearm for, or on behalf of, the trust or legal entity.
Section B
Trust: Those persons with the power or authority to direct the management
and policies of the trust includes any person who has the capability to
exercise such power and possesses, directly or indirectly, the power or
authority under any trust instrument, or under State law, to receive,
possess, ship, transport, deliver, transfer, or otherwise dispose of a rearm
for, or on behalf of the trust. Examples of who may be considered a
responsible person include settlors/grantors, trustees, partners, members,
ocers, directors, board members, or owners. An example of who may
be excluded from this denition of responsible person is the beneciary
of a trust, if the beneciary does not have the capability to exercise the
enumerated powers or authorities.
f. Employer Identication Number (EIN). Required of taxpayer ling
special (occupational) tax returns under 27 CFR § 479.35.
g. Special (Occupational) Tax. Required by the NFA to be paid by a
Federal rearms licensee engaged in the business of manufacturing
(Class 2), importing (Class 1), or dealing (Class 3) in NFA rearms.
h. Federal Firearms License. A license issued under the provisions of the
GCA to manu facture, import or deal in rearms.
i. ATF Ocer. An ocer or employee of the Bureau of Alcohol,
Tobacco, Firearms and Explosives (ATF) authorized to perform any
function relating to the administration of the NFA.
j. Make. The term “make”, and the various derivatives of such word, shall
include manufacturing (other than by one qualied to engage in such
business under the NFA), putting together, altering, any combination of
these, or otherwise producing a rearm.
k. Reactivation. The restoration of a registered unserviceable NFA rearm to
a functional condition. This action incurs the making tax liability.
l. Unserviceable Firearm. One which is incapable of discharging a shot
by means of an explosive and incapable of being readily restored to ring
condition. An acceptable method of rendering most rearms unserviceable
is to fusion weld the chamber closed and fusion weld the barrel solidly to
the frame.
m. Maker. A person applying to make an NFA rearm.
n. Prohibited Person. Generally, 18 U.S.C. § 922 (g) prohibits the shipment,
transportation, receipt, or possession in or aecting interstate commerce
of a rearm by one who: has been convicted of a misdemeanor or crime of
domestic violence; has been convicted of a felony, or any other crime, pun
ishable by imprisonment for a term exceeding one year (this does not
include State misdemeanors punishable by imprisonment of two years or
less); is a fugitive from justice, is an unlawful user of, or addicted to,
marijuana or any depressant, stimulant, or narcotic drug, or any other
controlled substance; has been adjudicated as a mental defective or has
been committed to a mental institution; has been discharged from the
Armed Forces under dishonorable conditions, has renounced his or her
U.S. citizenship; is an alien illegally in the United States or an alien
admitted to the United States under a nonimmigrant visa; or is subject to
certain restraining orders. Furthermore, Section 922 (n) prohibits the ship
ment, transportation, or receipt in or aecting interstate commerce of a
rearm by one who is under indictment or information for a felony in any
Federal, State or local court, or any other crime, punishable by imprison
ment for a term exceeding one year. An information is a formal accusation
of a crime veried by a prosecutor.
EXCEPTION: A person who has been convicted of a felony, or any other
crime, for which the judge could have imprisoned the person for more
than one year, or who has been convicted of a misdemeanor crime of
domestic violence, is not prohibited from purchasing, receiving, or possess
ing a rearm if: (1) under the law of the jurisdiction where the conviction
occurred, the person has been pardoned, the conviction has been expunged
or set aside, or the person has had their civil rights (the right to vote, sit on a
jury, and hold public oce) taken away and later restored AND (2) the person
is not prohibited by the law of the jurisdiction where the conviction occurred
from receiving or possessing rearms. Persons subject to this exception should
mark “no” in the applicable box.
o. Adjudicated As a Mental Defective. A determination by a court, board,
commission, or other lawful authority that a person, as a result of marked
subnormal intelligence, or mental illness, incompetency, condition, or disease:
(1) is a danger to himself or to others; or (2) lacks the mental capacity to contract
or manage his own aairs. This term shall include; (1) a nding of insanity by a
ATF Form 1 (5320.1)
Revised September 2019
Privacy Act Information
1. Authority. Solicitation of this information is made pursuant to the National Firearms Act (26 U.S.C. § § 5821 and 5822). Disclosure of this information by the applicant
is mandatory for any person (other than a manufacturer qualied under the National Firearms Act) making a rearm as dened in the National Firearms Act.
2. Purpose. To verify payment of the tax imposed by 26 U.S.C. § 5821; to determine that the making would not be in violation of law; and to eect registration of the
rearm.
3. Routine Uses. The information will be used by ATF to make the determinations set forth in paragraph 2. In addition, to eect registration of the rearm, information
as to the identication of the rearm, date of registration, and the identication and address of person entitled to possess the rearm will be entered into the National
Firearms Registration and Transfer Record. No information obtained from an application, registration, or records required to be submitted by an individual in order to
comply with any provision of the National Firearms Act or regulation issued thereunder, shall, except in connection with prosecution or other action for furnishing false
information, be used, directly or indirectly, as evidence against that person in any criminal proceeding with respect to a violation of law occurring prior to or
concurrently with the ling of the application. The information from this application may only be disclosed to Federal authorities for purposes of prosecution for viola
tion of the National Firearms Act.
4. Eects of not Supplying Information Requested. Failure to supply complete information will delay processing and may cause denial of the application.
Instruction (Continued)
court in a criminal case; and (2) those persons found incompetent to stand trial
or found not guilty by reason of lack of mental responsibility.
p. Committed to a Mental Institution. A formal commitment of a person
to a mental institution by a court, board, commission, or other lawful
authority. The term includes a commitment to a mental institution
involuntarily. The term includes commitments for other reasons, such as
for drug use. The term does not include a person in a mental institution
for observation or a voluntary admission to a mental institution.
EXCEPTION NICS Improvement Amendments Act of 2007: A person who
has been adjudicated as a mental defective or committed to a mental
institution in a state proceeding is not prohibited by the adjudication or
commitment if the person has been granted relief by the adjudicating/
committing state pursuant to a qualifying mental health relief from disabilities
program. Also, a person who has been adjudicated as a mental defective or
committed to a mental institution by a department or agency of the Federal
Government is not prohibited by the adjudication or commitment if either: (a)
the person’s adjudication or commitment was set-aside or expunged by the
adjudicating/committing agency; (b) the person has been fully released or
discharged from all mandatory treatment, supervision, or monitoring by the
agency; (c) the person was found by the agency to no longer suer from the
mental health condition that served as the basis of the initial adjudication/
commitment; or (d) the adjudication or commitment, respectively is based
solely on a medical nding of disability, without an opportunity for a hearing
by a court, board, commission, or other lawful authority, and the person has
not been adjudicated as a mental defective consistent with section 922(g)(4)
of title 18, United States Code; or (e) the person was granted relief from the
adjudicating/committing agency pursuant to a qualied mental health relief
from disabilities program. Persons who fall within one of the above exceptions
should mark “no” in the applicable box. This exception to an adjudication
or commitment by a Federal department or agency does not apply to any
person who was adjudicated to be not guilty by reason of insanity, or based
on a lack of mental responsibility, or found incompetent to stand trial, in any
criminal case or under the Uniform Code of Military Justice.
q. Restraining Order. Under 18 U.S.C. § 922, rearms may not be sold to
or received by persons subject to a court order that; (A) was issued after
a hearing which the person received actual notice of and had an
opportunity to participate in; (B) restrains such person from harassing,
stalking, or threatening an intimate partner or child of such intimate partner
or person, or engaging in other conduct that would place an intimate partner
in reasonable fear of bodily injury to the partner or child; and (C)(i)
includes a nding that such person represents a credible threat to the
physical safety of such intimate partner or child; or (ii) by its terms
explicitly prohibits the use, attempted use, or threatened use of physical
force against such intimate partner or child that would reasonably be
expected to cause bodily injury. An “intimate partner” of a person is; the
spouse or former spouse of the person, the parent of a child of the person,
or an individual who cohabitates or has cohabitated with the person.
r. Misdemeanor Crime of Domestic Violence. A Federal, State, local, tribal
oense that is a misdemeanor under Federal, State, or tribal law and
has, as an element, the use or attempted use of physical force, or the
threatened use of a deadly weapon, committed by a current or former
spouse, parent, or guardian of the victim, by a person with whom the
victim shares a child in common, by a person cohabitating with, or has
cohabited with the victim as a spouse, parent, or guardian, or by a person
similarly situated to a spouse, parent, or guardian of the victim. The term
includes all misdemeanors that have as an element the use or attempted use
of physical force or the threatened use of a deadly weapon (e.g., assault
and battery), if the oense is committed by one of the dened parties. (See
Exception in the denition of “Prohibited Person”). A person who has
been convicted of a misdemeanor crime of domestic violence also is not
prohibited unless; (1) the person was represented by a lawyer or gave up the
right to a lawyer; or (2) if the person was entitled to a jury, was tried by a
jury, or gave up the right to a jury trial. Persons subject to this exception
should mark “no” in the applicable box.
s. Alien Admitted to the United States Under a Nonimmigrant Visa. An
alien admitted to the United States under a nonimmigrant visa includes,
among others, persons visiting the United States temporarily for business
or pleasure, persons studying in the United States who maintain a residence
abroad, and certain temporary foreign workers. These aliens must answer
“yes” to question 11.d.1 and provide the additional documentation required
under question 11.d.2. Permanent resident aliens and aliens legally
admitted to the United States pursuant to either the Visa Waiver Program or
to regulations otherwise exempting them from visa requirements may
answer “no” to this question and are not required to submit the additional
documentation under 11.d.2. An alien admitted to the United States under
a nonimmigrant visa is not prohibited from purchasing, receiving, or
possessing a rearm if the alien; (1) is in possession of a hunting license or
permit lawfully issued by the Federal Government, a State, or local
government, or an Indian tribe federally recognized by the Bureau of Indian
Aairs, which is valid and unexpired; (2) was admitted to the United States
for lawful hunting or sporting purposes; (3) is an ocial representative of
a foreign government who is accredited to the United States Government
or the Government’s mission to an international organization having its
headquarters in the United States; (4) is an ocial representative of a
foreign government who is en route to or from another country to which
that alien is accredited; (5) is an ocial of a foreign government or a
distinguished foreign visitor who has been so designated by the
Department of State; (6) is a foreign law enforcement ocer of a friendly
foreign government entering the United States on ocial law enforcement
business; (7) has received a waiver from the prohibition from the Attorney
General of the United States.
t. Fugitives from Justice. Any person who has ed from any State to avoid
prosecution for a felony or a misdemeanor, or any person who leaves the
State to avoid giving testimony in any criminal proceeding. The term also
includes any person who knows that misdemeanor or felony charges are
pending against such person and who leaves the State of prosecution.
2. Preparation of Application and Payment of Tax.
a. Authority. As provided by 26 U.S.C. § 5822, any person (other than a
qualied manufacturer of rearms (see paragraph b)) seeking to make a
rearm must submit, in duplicate, a separate application on this form
for each rearm. The applicant maker must furnish all the information
called for, except as noted by instructions within, on this application form.
Please note that the form now contains a 3rd (CLEO) copy of the form for
use in compliance with instruction 2g and item 10 of the form.
b. Registration by Qualied Manufacturer. A person who has a Federal
rearms license to manufacture rearms (Type 07 or 10) and who has paid
special (occupational) tax to manufacture NFA rearms is exempt from the
making tax and ling of the ATF Form 1 application. Such qualied manu
facturer must report and register each NFA rearm manufactured by ling
ATF Form 2, Notice of Firearms Manufactured or Imported, as required by
27 CFR § 479.103.
c. Payment of/Exemption from Payment of Tax. As provided in 26 U.S.C.
§ 5821, there is a $200.00 tax on each rearm made, except as provided in
26 U.S.C. §§ 5852 and 5853, when an NFA rearm may be made without
payment of the tax when made by, or on behalf of the United States or any
State or political subdivision thereof. Documentation that the rearm is
being made for a government entity, such as a United States government
contract or a State or local government agency purchase order, must
accompany the application. The reactivation of a registered unserviceable
rearm is subject to the making tax.
d. Completion of Form (Note: If the applicant is a Federal rearms
licensee except for a Type 03 license, items 10, 11, 12, 13, 14, 15, 16, and
17 are not required to be completed.)
(1) The applicant shall provide the applicant’s full legal name to
include middle and mailing address in item 3b. If a post oce box
address is used, the physical address shall be entered in item 3c.
If the applicant is a trust or legal entity, show only the complete name
of the trust or legal entity and do not include any individual
names (such as names of trustees or corporate ocials). The
address shall be the location within the particular state where
the rearm will be maintained for a trust or legal entity. In
the case of two or more locations for a legal entity, the address
shown shall be the principal place of business within the particular state
(or principal oce, in the case of a corporation).
(2) If the applicant is an individual, the entire Form 1 shall be completed
except for items 18 and 19. In addition, the applicant must include
his or her ngerprints on FBI Form FD-258 and his or her photographs
(see instruction 2g).
ATF Form 1 (5320.1)
Revised September 2019
j Photocopies, Computer Generated Versions or Download Version.
The form may be copied or downloaded (for example, from the ATF website
(www.atf.gov)). The form does not have to be printed front to back.
k. Description of Firearm and Markings. (1) Item 4a. If you are modifying
an existing rearm, enter the name and location of the original manufacturer.
If you are creating the rearm, enter the maker’s name, city and state.
(2) Item 4b. The types of NFA rearms are listed in the denitions; (3)
Item 4c. Specify one caliber or gauge. If there is another designation,
indicate the designation in item 4h. (4) Item 4d. Show the model
designation (if known). (5) Item 4e and 4f. Specify one barrel length and
overall length in items 4e and 4f as applicable. Note: if the rearm has a
folding or collapsible stock, the overall measurement is to be made with
the stock extended. (6) Item 4g. Do not alter or modify the serial number
of an existing rearm . Enter the existing serial number or, if a new
rearm, one you create. (7) Markings: The maker is required to mark the
rearm with the maker’s name, city and state as shown in item 3b. All
markings are to be in compliance with 27 CFR 478.92 and 479.102.
l. State or Local Permit. If a state or local permit or license is required before the
making of the rearm, a copy of the permit or license must be submitted with
the application. If the applicant is a trust or legal entity, when the State of
residence or any responsible person requires a State or local permit or license,
a copy of the permit or license must be submitted with Form 5320.23, National
Firearms Act (NFA) Responsible Person Questionnaire.
m. Compliance with explosives laws (18 U.S.C. Chapter 40) and regulations
(27 CFR Part 555). If the application is for a destructive device utilizing
explosive materials, check the Explosives box in item 4.j and provide the type(s)
of explosives to be used. If the applicant is other than a government agency,
item 5 must be completed with an explosives license or permit number issued to
the applicant. If the applicant is other than an individual, such as a legal entity,
and does not have an explosives license or permit, then a responsible person
for the applicant must have a license or permit and enter the information in
item 5. To comply with the explosives laws and regulations, any member of a
legal entity must also be identied as a responsible person or employee possessor
on the explosives licenser or permit. A trust cannot be issued an explosives
license or permit.
n. Submission. The maker shall submit 2 complete forms (ATF copy and registrant
copy) with original signatures to the NFA Division at the address on the face of the
form. The applicant shall direct a 3rd complete copy of the form to the chief local law
enforcement ocer (CLEO) as provided in instruction 2g and item 10.
3. Approval of Application. Upon approval of an application, the NFA Division
will ax the NFA tax stamp (if any) to the application, cancel it, and return
the approved copy to the maker. The approval of the application eectuates
registration of the rearm to the maker; however, the rearm must not be
made until the applicant has been approved.
4. Withdrawal of Application. The maker may withdraw the application prior to
approval by the submission of a signed, written request to the Chief, NFA
Division either by mail to 244 Needy Road, Martinsburg, WV 25405 or by
emailing a signed copy to nfafax@atf.gov. The NFA Division will arrange for
a refund of any tax paid.
5. Cancellation of Approved Application. An approved application may be can
celled only if the rearm had not been made or modied. The maker must return the
approved application with original tax stamp axed with a written request for cancel
lation, citing the need and that the making of the rearm did not take place. The NFA
Division will arrange for a refund of any tax paid.
6. Disapproval of Application. If the application is disapproved, the NFA
Division will note the reason for disapproval on the application and return one
copy to the maker. The NFA Division will arrange for a refund of any tax paid.
7. Reason for Disapproval. 26 U.S.C. § 5822 provides that applications
shall be denied if the making or possession of the rearm would place the
maker in violation of law.
a. Violation of Law. Applications shall be denied if the making or
possession of the rearm would place the person making the rearm in
violation of law.
(3) If the applicant is other than an individual, e.g., a trust or legal entity
such as a corporation, the applicant shall not complete items 11, 12,
13, 14, 15, 16 and 17. All other items must be completed including the
signing of the Certication statement. See 2.d.5. for Responsible
Person Requirements.
(4) Documentation of entity existence: (a) If the applicant is other than an
individual, the applicant must attach documentation evidencing the existence
and validity of the entity, which includes complete and unredacted copies
of partnership agreements, articles of incorporation, corporate registration,
declarations of trust with any trust schedules, attachments, exhibits, and
enclosures. (b) If the applicant entity has had an application approved as a
maker or transferee within the preceding 24 months of the date of ling
this application, and there has been no change to the documentation
evidencing the existence and validity of the entity previously provided,
the entity may provide a certication that the information has not been
changed since the prior approval and shall identify the application for which
the documentation had been submitted by form number, serial number, and
date approved.
(5) If the applicant is other than an individual, each responsible person
(see denition 1e) for the trust or legal entity must include a completed
ATF Form 5320.23, National Firearms Act (NFA) Responsible Person
Questionnaire, with the submitted Form 1.
(6) Item 18 (Method of Payment) is obscured on the ATF copy 2
(Registrant) and the CLEO copy. In addition, item 4g (serial number)
is obscured on the CLEO copy. These elds do not require completion
on these copies.
e. Photograph and Fingerprints. An individual maker (including any
Federally licensed collector who is an individual but not any other type
of Federal rearms licensee) must (1) attach to each copy except for the
CLEO copy in item 12 of the ATF Form 1, a 2 inch x 2 inch photograph
of his/her frontal view taken within one year prior to the date of the
application and (2) submit two properly completed FBI Forms FD-258
(Fingerprint Card with blue lines) with application. The ngerprints must
be clear for accurate classication and taken by someone properly equipped
to take them.
f. Social Security and UPIN. The Social Security number and UPIN are
not required. However, this information assists with the ecient
completion of the NICS background check. Please be aware that refusal
to provide this information may result in a delay in the NICS background
check process.
g. Signatures. All signatures required on ATF Form 1 must be original in ink
on both copies. Exceptions: In the case of eforms on where a variance has
been granted a Digital/Electronic signature may be used.
(1) if the applicant is an individual, the applicant shall sign the form;
(2) if the applicant is a trust or legal entity, a responsible person of the trust
or legal entity shall sign the form;
(3) if the applicant is a Federal rearms licensee, a responsible person of the
Federal rearms licensee shall sign the form; or
(4) if the applicant is a government entity, a person who has a authority to
sign for the entity shall sign the form.
h. Law Enforcement Notication. The applicant must provide a copy of the
Form 1 to the chief law enforcement ocer (CLEO) who has jurisdiction
over the area of the applicant’s address shown in item 3b of the Form 1. In
addition, if the applicant is other than an individual, a copy of the Form
5320.23, National Firearms Act (NFA) Responsible Person Questionnaire,
for each responsible person must be provided to their respective chief law
enforcement ocer. The chief law enforcement ocer is considered to be
the Chief of Police; the Sheri; the Head of the State Police; or a State
or local district attorney or prosecutor.
i. Remittance. If the application is subject to the $200 making tax, please
complete item 20 of the ATF Form 1. Please note that you may pay the tax
by credit/debit card, check, or money order. The check or money order is
to be made payable to ATF. Do not send cash.
ATF Form 1 (5320.1)
Revised September 2019
b. Machineguns. 18 U.S.C. § 922 (o) provides that a machinegun may be
made only for government use or export. An application will be denied
unless the making meets these criteria.
c. Persons Prohibited from Making a Firearm. The application will be
disapproved if the maker is a person prohibited from possessing a rearm.
For information regarding persons prohibited from possessing a rearm,
refer to denitions 1n through 1t.
8. Inquiries. Information relating to the NFA and other rearms laws is available
at the ATF Internet website at www.atf.gov. Any inquiry relating to the status
of an application to transfer an NFA rearm or about procedures in general
should be directed to the NFA Division at (304) 616-4500 or emailed to
nfa@atf.gov. Please be aware that any dissemination by ATF of information
relating to the application to register an NFA rearm must conform with the
restrictions in 26 U.S.C. § 6103.
9. Penalties. Any person who violates or fails to comply with any of the
requirements of the NFA shall, upon conviction, be ned not more than $10,000
or be imprisoned for not more than 10 years, or both. Any rearm involved
in a violation of the NFA shall be subject to seizure and forfeiture. It is
unlawful for any person to make or cause the making of a false entry on any
application or record required by the NFA knowing such entry to be false.
10. Compliance with the Gun Control Act. Person must also comply with all
relevant portions of the GCA.
ATF Form 1 (5320.1)
Revised September 2019
ATF Copy 2 - To Be Returned To Registrant
1. Type of Application (Check one)
a. Tax Paid. Submit your tax payment of $200
with the application. The tax may be paid
by credit or debit card, check, or money order.
Please complete item 17. Upon approval of
the application, we will ax and cancel the
required National Firearms Act Stamp.
(See instruction 2c and 3)
b. Tax Exempt because rearm is being made on
behalf of the United States, or any department,
independent establishment, or agency thereof.
c. Tax Exempt because rearm is being made
by or on behalf of any State or possession of the
United States, or any political subdivision
thereof, or any ocial police organization of
such a government entity engaged in criminal
investigations.
ATF Control Number
To: National Firearms Act Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015
2. Application is made by:
3a. Trade name (If any)
3b. Applicant’s Full Legal Name and Mailing Address (Type or print below) (See instruction 2d)
3c. If P.O. Box is shown above, street address must be given here
4. Description of Firearm (complete items a through k) (See instruction 2j)
d. Model (As marked on rearm)
a. Name and Address of Original Manufacturer and/or
Importer of Firearm (If any)
b. Type of Firearm to be made
(See denition 2k)
If a destructive device, complete
item 4j
c. Caliber or
Gauge
(Specify
one)
g. Serial Number
h. Additional Description (Indicate required maker’s markings to include maker’s
name (as registered), city and state as each will appear on rearm)
i. Specify Why You Intend To Make Firearm (Use additional sheet if necessary)
5. Applicant’s Federal Firearms License (If any) or Explosives License or Permit Number
(Give complete 15-digit Number)
6. Special (Occupational) Tax Status (if applicable) (See denitions)
a. Employer Identication Number
7. Signature of Applicant 8. Name and Title of Authorized Ocial 9. Date
b. Class
Authorized ATF Ocial Date
The space below is for the use of the Bureau of Alcohol, Tobacco, Firearms and Explosives
By authority of the Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, this application has been examined and the applicant’s making and registration of
the rearm described above is:
Approved (With the following conditions, if any) Disapproved (For the following reasons)
e. Barrel length: f. Overall length:
U.S. Department of Justice
Bureau of Alcohol, Tobacco, Firearms and Explosives
Application to Make and Register a Firearm
(Submit in duplicate. Please do not staple documents. See instructions attached.)
As required by Sections 5821 (b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the
undersigned hereby submits application to make and register the rearm described below.
k. Is this rearm being reactivated? Yes No (See denition 1k)
Under Penalties of Perjury, I Declare that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is
true, accurate and complete and the making and possession of the rearm described above would not constitute a violation of Title 18, U.S.C., Chapter 44,
Title 26, U.S.C., Chapter 53; or any provisions of State or local law.
ATF Form 1 (5320.1)
Revised September 2019
OMB No. 1140-0011 (08/31/2022)
Previous Editions Are Obsolete
Individual
Trust Government
Entity
j. Type of destructive device (check one box): Firearm Explosives (If the Explosives box is checked, complete item 5 and see instruction 2m)
If an explosive type destructive device, identify the type of explosive(s):
3d. County/Parish
3e. Telephone Number
3f. E-mail address
Corporation
Other Legal Entity
click to sign
signature
click to edit
ATF Copy 2 - To Be Returned To Registrant
MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY)
Each applicant is to provide notication of the proposed making and possession of the rearm described on this Form 1 by providing a copy of the completed form to the
chief law enforcement ocer in the agency identied below:
Maker’s Questions (complete only when the maker is an individual)
11. Answer questions 11.a. through 11.h. Answer questions 13, 15, 16 and 17 if applicable. For any “Yes” answer
the applicant shall provide details on a separate sheet. (See instruction 7c and denitions)
Yes No
a. Are you under indictment or information in any court for a felony, or any other crime, for which the judge
could imprison you for more than one year? (See denition 1n)
b. Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have
imprisoned you for more than one year, even if you received a shorter sentence including probation? (See definition 1n)
c. Are you a fugitive from justice? (See denition 1t)
d. Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any
other controlled substance? Warning: The use or possession of marijuana remains unlawful under
Federal law regardless of whether it has been legalized or decriminalized for medicinal
or recreational purposes in the state where you reside.
e. Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental
institution? (See denition 1o and 1p)
f. Have you been discharged from the Armed Forces under dishonorable conditions?
h. Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See denition 1r)
g. Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an
intimate partner or child of such partner? (See denition 1q)
Ax a 2” x 2” Photograph Here
No Stapling. Please Tape
Sides of Photo to the Application.
1. Photo must have been taken within the
last year.
2. Photo must have been taken in full face
view without a hat or head covering that
obscures the hair or hairline.
3. On back of photograph print full name,
last 4 of SSN.
Yes No
e. Are you an alien illegally or unlawfully in the United States?
N/A
16. If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#):
ATF Form 1 (5320.1)
Revised September 2019
CERTIFICATION: Under penalties imposed by 18 U.S.C. § 924 and 26 U.S.C. § 5861, I certify that, upon submission of this form to ATF, a completed copy of this
form will be directed to the chief law enforcement ocer (CLEO) shown in item 10, that the statements, as applicable, contained in this certication, and any
attached documents in support thereof, are true and correct to the best of my knowledge and belief. NOTE: See instructions 2.d(2) and 2.d(3) for the items to be
completed depending on the type of applicant.
Signature of Maker
Date
A maker who is an individual must complete this Section.
10. Law Enforcement Notication (See instruction 2l)
Information for the Chief Law Enforcement Ocer
This form provides notication of the applicant’s intent to make and register a National Firearms Act (NFA) rearm. No action
on your part is required. However, should you have information that may disqualify this person from making or possessing a
rearm, please contact the NFA Division at (304) 616-4500 or NFA@atf.gov. A “Yes” answer to items 11.a. through 11.h. or
15.d. or 15.e. could disqualify a person from acquiring or possessing a rearm. Also, ATF will not approve an application
if the making or possession of the rearm is in violation of State or local law.
f.1. Are you an alien who has been admitted to the United States under a nonimmigrant visa?
f.2. If “yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application
d. Have you ever renounced your United States citizenship?
Agency or Department Name
Name and Title of Ocial
Address (Street address or P.O. Box, City, State and Zip Code) to which sent (mailed or delivered)
12. Photograph
Date of Birth:
American Indian or Alaska Native
Black or African American White
Asian
Native Hawaiian or Other Pacic Islander
14b. Race
United States of America
Other Country/Countries (specify):
15b. State of Birth
15c.Country of Birth
15a. Country of Citizenship: (Check/List more than one, if applicable. Nationals of the United States may check U.S.A.) (See denition 1s)
14a. Ethnicity
Hispanic or Latino
Not Hispanic or Latino
17. Have you been issued a Unique Personal Identication Number (UPIN)? (See instruction 2f) If yes please list
Yes No
click to sign
signature
click to edit
Important Information for Currently Registered Firearms
If you are the current registrant of the rearm described on this form, please note the following information.
Estate Procedures: For procedures regarding the transfer of rearms in an estate resulting from the death of the registrant identied in item 3b, the executor should contact
the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405.
Interstate Movement: If the rearm identied in item 4 is a machinegun, short-barreled rie, short-barreled shotgun, or destructive device, the registrant may be
required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce. ATF Form 5320.20 can be used to request this
permission.
Change of Description or Address: The registrant shall notify the NFA Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, 244 Needy Road, Martinsburg, WV
25405, in writing, of any change to the description of the rearm in item 4, or any change to the address of the registrant.
Restrictions on Possession: Any restriction (see approval block on face of form) on the possession of the rearm identied in item 4 continues with the further transfer of
the rearm.
Persons Prohibited from Possessing Firearms: If the registrant becomes prohibited from possessing a rearm, please contact the NFA Division for procedures on how to
dispose of the rearm.
Proof of Registration: A person possessing a rearm registered as required by the NFA shall retain proof of registration which shall be made available to any ATF ocer
upon request.
Paperwork Reduction Act Notice
This form is in accordance with the Paperwork Reduction Act of 1995. The information you provide is used to establish that the applicant’s making and possession of the
rearm would be in conformance with Federal, State, and local law. The data is used as proof of lawful registration of a rearm to the manufacturer. The furnishing of this
information is mandatory (26 U.S.C. § 5822).
The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances.
Comments concerning the accuracy of this burden estimate and suggestion for reducing this burden should be addressed to Reports Management Ocer, Information
Technology Coordination Sta, Bureau of Alcohol, Tobacco, Firearms and Explosives, Washington, DC 20226.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
ATF Form 1 (5320.1)
Revised September 2019
18. Number of Responsible Persons (see denitions) associated with the applicant trust or legal entity
19. Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than
can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)). Please note that a completed Form 5320.23, National Firearms Act
(NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person.
Full Name
Full Name
ATF Copy 2 - To Be Returned To Registrant
CLEO Copy
1. Type of Application (check one)
a. Tax Paid. Submit your tax payment of $200
with the application. The tax may be paid
by credit or debit card, check, or money order.
Please complete item 17. Upon approval of
the application, we will ax and cancel the
required National Firearms Act Stamp.
(See instruction 2c and 3)
b. Tax Exempt because rearm is being made on
behalf of the United States, or any department,
independent establishment, or agency thereof.
c. Tax Exempt because rearm is being made
by or on behalf of any State or possession of the
United States, or any political subdivision
thereof, or any ocial police organization of
such a government entity engaged in criminal
investigations.
ATF Control Number
To: National Firearms Act Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015
2. Application is made by:
3a. Trade name (If any)
3b. Applicant’s Full Legal Name and Mailing Address (Type or print below) (See instruction 2d)
3c. If P.O. Box is shown above, street address must be given here
4. Description of Firearm (complete items a through k) (See instruction 2j)
d. Model (As marked on rearm)
a. Name and Address of Original Manufacturer and/or
Importer of Firearm (If any)
b. Type of Firearm to be made
(See denition 2k)
If a destructive device, complete
item 4j
c. Caliber or
Gauge
(Specify
one)
h. Additional Description (Indicate required maker’s markings to include maker’s
name (as registered), city and state as each will appear on rearm)
i. Specify Why You Intend To Make Firearm (Use additional sheet if necessary)
5. Applicant’s Federal Firearms License (If any) or Explosives License or Permit Number
(Give complete 15-digit Number)
6. Special (Occupational) Tax Status (if applicable) (See denitions)
a. Employer Identication Number
7. Signature of Applicant 8. Name and Title of Authorized Ocial 9. Date
b. Class
e. Barrel length: f. Overall length:
U.S. Department of Justice
Bureau of Alcohol, Tobacco, Firearms and Explosives
Application to Make and Register a Firearm
(Submit in duplicate. Please do not staple documents. See instructions attached.)
As required by Sections 5821 (b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the
undersigned hereby submits application to make and register the rearm described below.
k. Is this rearm being reactivated? Yes No (See denition 1k)
Under Penalties of Perjury, I Declare that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is
true, accurate and complete and the making and possession of the rearm described above would not constitute a violation of Title 18, U.S.C., Chapter 44,
Title 26, U.S.C., Chapter 53; or any provisions of State or local law.
ATF Form 1 (5320.1)
Revised September 2019
OMB No. 1140-0011 (08/31/2022)
Previous Editions Are Obsolete
Individual
Trust Government
Entity
j. Type of destructive device (check one box): Firearm Explosives (If the Explosives box is checked, complete item 5 and see instruction 2m)
If an explosive type destructive device, identify the type of explosive(s):
3d. County/Parish
3e. Telephone Number
3f. E-mail address
Corporation
Other Legal Entity
CLEO Copy
MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY)
Each applicant is to provide notication of the proposed making and possession of the rearm described on this Form 1 by providing a copy of the completed form to the
chief law enforcement ocer in the agency identied below:
Maker’s Questions (complete only when the maker is an individual)
11. Answer questions 11.a. through 11.h. Answer questions 13, 15, 16 and 17, if applicable. For any “Yes” answer the
applicant shall provide details on a separate sheet. (See instruction 7c and denitions)
Yes No
a. Are you under indictment or information in any court for a felony, or any other crime, for which the judge
could imprison you for more than one year? (See denition 1n)
b. Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have
imprisoned you for more than one year, even if you received a shorter sentence including probation? (See definition 1n)
c. Are you a fugitive from justice? (See denition 1t)
d. Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any
other controlled substance? Warning: The use or possession of marijuana remains unlawful under
Federal law regardless of whether it has been legalized or decriminalized for medicinal
or recreational purposes in the state where you reside.
e. Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental
institution? (See denition 1o and 1p)
f. Have you been discharged from the Armed Forces under dishonorable conditions?
h. Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See denition 1r)
g. Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an
intimate partner or child of such partner? (See denition 1q)
Yes No
e. Are you an alien illegally or unlawfully in the United States?
N/A
16. If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#):
ATF Form 1 (5320.1)
Revised September 2019
CERTIFICATION: Under penalties imposed by 18 U.S.C. § 924 and 26 U.S.C. § 5861, I certify that, upon submission of this form to ATF, a completed copy of this
form will be directed to the chief law enforcement ocer (CLEO) shown in item 10, that the statements, as applicable, contained in this certication, and any
attached documents in support thereof, are true and correct to the best of my knowledge and belief. NOTE: See instructions 2.d(2) and 2.d(3) for the items to be
completed depending on the type of applicant.
Signature of Maker Date
A maker who is an individual must complete this Section.
10. Law Enforcement Notication (See instruction 2l)
Information for the Chief Law Enforcement Ocer
This form provides notication of the applicant’s intent to make and register a National Firearms Act (NFA) rearm. No action
on your part is required. However, should you have information that may disqualify this person from making or possessing a
rearm, please contact the NFA Division at (304) 616-4500 or NFA@atf.gov. A “Yes” answer to items 11.a. through 11.h. or
15.d. or 15.e. could disqualify a person from acquiring or possessing a rearm. Also, ATF will not approveaan application
if the making or possession of the rearm is in violation of State or local law.
f.1. Are you an alien who has been admitted to the United States under a nonimmigrant visa?
f.2. If “yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application
d. Have you ever renounced your United States citizenship?
Agency or Department Name
Name and Title of Ocial
Address (Street address or P.O. Box, City, State and Zip Code) to which sent (mailed or delivered)
Date of Birth:
American Indian or Alaska Native
Black or African American White
Asian
Native Hawaiian or Other Pacic Islander
14b. Race
United States of America
Other Country/Countries (specify):
15b. State of Birth
15c.Country of Birth
15a. Country of Citizenship: (Check/List more than one, if applicable. Nationals of the United States may check U.S.A.) (See denition 1s)
14a. Ethnicity
Hispanic or Latino
Not Hispanic or Latino
17. Have you been issued a Unique Personal Identication Number (UPIN)? (See instruction 2f) If yes please list
Yes No
CLEO Copy
Important Information for Currently Registered Firearms
If you are the current registrant of the rearm described on this form, please note the following information.
Estate Procedures: For procedures regarding the transfer of rearms in an estate resulting from the death of the registrant identied in item 3b, the executor should contact
the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405.
Interstate Movement: If the rearm identied in item 4 is a machinegun, short-barreled rie, short-barreled shotgun, or destructive device, the registrant may be
required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce. ATF Form 5320.20 can be used to request this
permission.
Change of Description or Address: The registrant shall notify the NFA Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, 244 Needy Road, Martinsburg, WV
25405, in writing, of any change to the description of the rearm in item 4, or any change to the address of the registrant.
Restrictions on Possession: Any restriction (see approval block on face of form) on the possession of the rearm identied in item 4 continues with the further transfer of
the rearm.
Persons Prohibited from Possessing Firearms: If the registrant becomes prohibited from possessing a rearm, please contact the NFA Division for procedures on how to
dispose of the rearm.
Proof of Registration: A person possessing a rearm registered as required by the NFA shall retain proof of registration which shall be made available to any ATF ocer
upon request.
Paperwork Reduction Act Notice
This form is in accordance with the Paperwork Reduction Act of 1995. The information you provide is used to establish that the applicant’s making and possession of the
rearm would be in conformance with Federal, State, and local law. The data is used as proof of lawful registration of a rearm to the manufacturer. The furnishing of this
information is mandatory (26 U.S.C. § 5822).
The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances.
Comments concerning the accuracy of this burden estimate and suggestion for reducing this burden should be addressed to Reports Management Ocer, Information
Technology Coordination Sta, Bureau of Alcohol, Tobacco, Firearms and Explosives, Washington, DC 20226.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
ATF Form 1 (5320.1)
Revised September 2019
18. Number of Responsible Persons (see denitions) associated with the applicant trust or legal entity
19. Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than
can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)). Please note that a completed Form 5320.23, National Firearms Act
(NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person.
Full Name
Full Name
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Application to Make and Register a Firearm (Bureau of Alcohol, Tobacco, Firearms, and Explosives)

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Completed 19 July 2020

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