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THE COLLEGE OF WOOSTER
PHS/NIH Financial Conflict of Interest Disclosure Form
Name: ______________________________________________
Department: ____________________________________________________
Project Role: PI ___ Co-PI ____ Senior/Key Personnel ____ Consultant ____ Other ____
Project Title: _____________________________________________________________________
1. Do you or any member of your immediate family (spouse, partner, or dependent children) have any
Significant Financial Interests (SFI) in a Publicly-Traded Entity that might reasonably appear to be
related to your Institutional Responsibilities as defined in the PHS/NIH Conflict of Interest Policy?
(An SFI for publicly-traded entities exists if the value of any equity interest as of the date of
disclosure combined with any remuneration in the past 12 months exceeds $5,000.)
___ No
___ Yes Please attach a separate sheet with the name of the entity, nature of the interest, value, and
any documentation.
2. Do you or any member of your immediate family (spouse, partner, or dependent children) have any
Significant Financial Interests (SFI) in a Privately-Held Entity that might reasonably appear to be
related to your Institutional Responsibilities as defined in the PHS/NIH Conflict of Interest Policy?
(An SFI for privately-held entities exists if the value of any remuneration in the past 12 months
exceeds $5,000, or when the Investigator or immediate family holds any equity interest.)
___ No
___ Yes Please attach a separate sheet with the name of the entity, nature of the interest, value, and
any documentation.
3. Have you or any member of your immediate family (spouse, partner, or dependent children) received
any income related to intellectual property rights and interests that might reasonably appear to be
related to your Institutional Responsibilities as defined in the PHS/NIH Conflict of Interest Policy?
(Do not include any intellectual property that has been assigned to The College of Wooster.)
___ No
___ Yes Please attach a separate sheet with the name of the entity, nature of the interest, value, and
any documentation.
4. In the past 12 months have you undertaken any travel related to your Institutional Responsibilities as
defined in the PHS/NIH Conflict of Interest Policy that was either reimbursed or paid for by any
individual or entity other than a federal, state, or local government agency, an institution of higher
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education, an academic teaching hospital, a medical center, or a research institute that is affiliated
with an institution of higher education.
___ No
___ Yes Please attach a separate sheet with the purpose of the trip, name of the sponsor/organizer,
destination, duration, and approximate monetary value.
CERTIFICATION BY INVESTIGATOR
I have read and understand The College of Wooster PHS/NIH Conflict of Interest Policy.
To the best of my knowledge, I have made all required financial disclosures.
I agree to comply with any conditions or restrictions imposed by The College of Wooster for the
purpose of managing, reducing, or eliminating actual or potential conflicts of interest in connection
with this grant.
I agree to notify the Dean for Faculty Development of any modifications to the disclosures made on
this form.
Signature: __________________________________________ Date: ___________
Investigator
CERTIFICATION BY DEAN FOR FACULTY DEVELOPMENT
___ No financial conflict of interest appears to exist.
___ A financial conflict of interest may exist. My recommendation for management is attached.
Signature: __________________________________________ Date: ___________
Dean for Faculty Development
Please return the signed form to the Dean for Faculty Development.
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