Arizona Board of Behavioral Health Examiners (“Board”) licensure application Name: _____________________________________
LCSW application – 10/2021
Page 5 of 14
PART IV. BACKGROUND QUESTIONNAIRE
If the answer to any of the questions below is “YES”, provide a complete explanation below.
1.
Have you ever been denied a license, certificate, registration or membership by any state regulatory
board, any professional or occupational credentialing authority or any professional association in
Arizona or any other state?
☐ YES ☐ NO
2.
Other than complaints filed by this Board, have you ever been or are you currently the subject of any
complaint, investigation or disciplinary action against your license, certificate, registration or
membership by any state regulatory board, any professional or occupational credentialing authority
or any professional association in Arizona or any other state? If yes, please provide copies of the
complaint and all final actions.
☐ YES ☐ NO
3.
Have you ever voluntarily surrendered, allowed to lapse, canceled or resigned your license,
certificate, registration or membership in lieu of disciplinary proceedings or sanctions of any kind by
any state regulatory board, any professional or occupational credentialing authority or any
professional association in Arizona or any other state?
☐ YES ☐ NO
4.
Have you ever been arrested, charged with, convicted of or pled nolo contendere to a criminal
offense, other than a minor traffic violation (DUI history must be reported), in any city, county, state,
federal or tribal court, or in any other country? If yes, please provide copies of the police and court
documents such as the police narrative, complaint, the pleadings and final order(s). You must
answer “yes” even if you received a pardon, the charges were dropped, the conviction was set
aside, the records were expunged, or your civil rights were restored.
☐ YES ☐ NO
5.
Have you ever entered into any type of pretrial diversion or deferred prosecution agreement with a
state or federal government? If yes, please provide a copy of your pretrial diversion agreement.
☐ YES ☐ NO
6.
Have you ever been or are you currently a defendant in any type of civil or criminal action related to
any professional services (i.e., malpractice)? If so, indicate whether you entered into a settlement
agreement or were ordered to pay damages and whether such a suit is currently pending. Provide
copies of the original complaint and response, any judgment entered and any settlement agreements.
☐ YES ☐ NO
7.
Have you ever had any disciplinary action or sanctions of any kind taken against you by any
behavioral health related employer in Arizona or any other state? If yes, please provide the name,
address and telephone number of the employer, the name of your immediate supervisor and a
description of the cause for disciplinary action or sanction.
☐ YES ☐ NO
8.
Have you ever been involuntarily terminated or resigned in lieu of termination from any behavioral
health position or related employment? If yes, please provide the name, address and telephone
number of the employer, the name of your immediate supervisor and a description of the cause for
the termination. If the cause of termination was due to a reduction in force, please include a copy of
the letter advising you of the layoff.
☐ YES ☐ NO
9.
Have you received treatment within the last five years for use of alcohol or a controlled substance,
prescription-only drug, or dangerous drug or narcotic, or a physical, mental, emotional, or nervous
disorder or condition that currently affects your ability to competently and safely perform the
essential functions of your profession? If so, provide the following:
a. A detailed description of the use, disorder, or condition; and
b. An explanation of whether the use, disorder, or condition is reduced or ameliorated because
you’re receiving ongoing treatment and if so, the name and contact information for all current
treatment providers and for all monitoring or support programs in which you are currently
participating.
c. A copy of any public or confidential agreement or order relating to the use, disorder, or
condition, issued by a licensing agency or health care institution within the last five years, if
☐ YES ☐ NO