Copy 1: Head Office Copy 2: Agent Copy 3: Client
Risk Tolerance
6. Indicate your level of tolerance toward the risks related to the investment of your money.
– Very low I do not like the idea of risking my money. My sole objective is to safely conserve my investments 1 point
and shelter these amounts from market fluctuations.*
– Low While a drop in the value of my investments bothers me, I can tolerate occasional drops to a maximum of 5%, 2 points
knowing that I will earn more investment earnings in the long term.
– Moderate I am prepared to tolerate a short-term drop of between 5% to 10% of the value of my investments 5 points
as long as I can count on higher investment earnings in the long term.
– High I am comfortable with a short-term drop of between 10% to 20% of the value of my investments because 10 points
I know that in the long term, my investment earnings will allow me to make up for this drop and obtain higher earnings.
– Very high I hope to achieve long-term growth. A short-term drop (less than 1 year) of 20% of the value of my investments 20 points
does not worry me.
* If you cannot tolerate any decrease in your capital, look for investments without any downward risk.
7. You have the possibility of investing $10,000 for one year. After one year, in what range
would you accept the final potential value of your investment?.
* If you cannot tolerate any decrease in your capital, look for investments without any downward risk.
Investment Knowledge
8. What is your level of knowledge about investments?
– Very low I am just starting to become familiar with investments. 1 point
– Low I know that certain investments are riskier than others. 2 points
– Moderate I know about different investment types and their risks (e.g., equities are riskier than bonds). 5 points
– Advanced I understand the earnings potential and risks involved with these types of investments and their fluctuations in value over time. 10 points
– Very advanced I keep a constant eye on stock markets (equities, bonds, funds, real estate, etc.) and I have in-depth knowledge of such investments. 20 points
Points calculations
From 8 to 26 points = Prudent profile From 56 to 89 points = Balanced profile From 120 to 160 points = Aggressive profile
From 27 to 55 points = Moderate profile From 90 to 119 points = Growth profile
Your investor profile results ★ All the fields in this section are mandatory.
Choice of investments
Does your choice correspond to your investor profile? Yes No
If the investments selected do not reflect those suggested by the established profile, please state the reasons why:
I wish to benefit from certain coverages. I understand that the choice of funds offered to me will be reduced
and I accept that my investments will differ from those suggested by my profile.
Other. Specify:
I have reviewed this investor profile, I recognize it is accurate and I confirm having received a copy of it.
Client’s signature: ____________________________________
Signed in _______________________________, on ____________________
Agent’s signature: ____________________________________
$13,000
$12,500
$12,000
$11,500
$11,000
$10,500
$10,000
$9,500
$9,000
$8,500
$8,000
$10,300
$11,000
$9,500
$11,500
$9,000
$12,000
$8,500
$12,500
$8,000
▼
– Gains only, between $10,000 and $10,300* 1 point
– Between $9,500 and $11,000 2 points
– Between $9,000 and $11,500 5 points
– Between $8,500 and $12,000 10 points
– Between $8,000 and $12,500 20 points
Points for this profile
Client’s
initials
BM
initials
