How To Complete The Form
Note: A different form must be used when transferring funds to more than one area or from more than one plan.
Section A - Transfer Instructions From a TD Canada Trust RSP
Complete this section only when transferring from a TD Canada Trust RSP. When Section A applies, Sections C and D must be completed.
Tick "Full Plan Transfer" if everything in the RSP plan is to be transferred (i.e. DISA RSP account and all associated GICs).
Tick "Partial Plan Transfer" if the customer does not wish to transfer the entire plan.
If "Partial Plan Transfer" is selected:
Tick "DISA RSP Account Full Balance" if the customer wishes to transfer the entire DISA RSP Account Balance.
Tick "DISA RSP Account - $............ Only" if the customer wishes to transfer a specific amount from their DISA RSP account. Enter the
requested transfer amount in the space provided.
Tick "GIC Deposit #...........-....... In-Kind (As it is)" when the customer wishes to transfer one or more of their GICs. Enter the GIC # and
the deposit number in the space provided.
Note: For GICs maturing within 3 business days ensure that the TRM maturity instructions are changed to "Deposit to DISA"
prior to transferring the deposit. When the maturity option has been changed, tick "DISA RSP Account - $........... Only" and enter
the value of the matured GIC in the space provided.
Note: For GICs with maturity dates longer than 3 days, transfer the GIC "In-Kind" (As it is).
Section B - Transfer Instructions For All Transfers From Other Internal Registered Plans
Complete this section when transfers from TD Direct Investing, TD Wealth Private Investment Advice, TD Wealth Financial Planning,
TD Wealth Private Investment Counsel, TD Investment Services Inc., TD Canada Trust RIO, or TD Future Builder are requested. When
Section B applies, Sections C and D must be completed.
Tick the appropriate box to indicate the source of the transfer. Enter the plan #.
And
Tick one box to indicate if the transfer is a:
Full Plan Transfer - customer has requested that all assets are to be transferred. Indicate whether the transfer is to be "In-Cash"/"In-Kind".
Or
Partial Plan Transfer - customer wants to transfer a specific cash amount or specific investments. Enter the dollar amount or quantity of
shares/units and the name of the security to be transferred.
Then tick the appropriate box to indicate if the transfer is:
In-Cash (meaning to sell all eligible securities & send the proceeds as "Cash").
Or
In-Kind (meaning to transfer the existing cash balance and eligible securities as they are).
Section C - Transfer To
Completion of this section is mandatory regardless of the type of transfer.
Indicate by ticking the appropriate box where the transfer is to go and insert the Plan # and if applicable the DISA RSP #.
Section D
Self explanatory. Ensure all information / authorizations requested are provided.
Forward the Transfer Documents to the Applicable Area:
TD Waterhouse Canada Inc. TD Canada Trust RIO TD Future Builder Service & Quality
TD Investment Services Inc. (TD Mutual Funds)
3500 Steeles Avenue East
Tower 2, 2nd Floor
Markham, ON L3R 0X1
3500 Steeles Avenue East
Tower 2, 2nd Floor
Markham, ON L3R 0X1
895 Don Mills Road
One Morneau Sobeco Centre, Suite 700
Toronto, ON M3C 1W3
Fax#: 1-855-280-3431
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Customer Copy / Branch Copy
517656 (0415)
