Service Company Permit Application Checklist
Form E-820 (v. 20180810) Page 2 of 2
Financial statements as of the most recent fiscal
year end
Financial statements have been certified by officer(s) of the applicant
Net Income – Current Income Statement = SECTION C, Item 1
Applicant provided non-consolidated GAAP balance sheets for the two
preceding years
Current Assets – Current Balance Sheet = SECTION C, Item 2
Current Liabilities – Current Balance Sheet = SECTION C, Item 3
Working Capital – Current Balance Sheet = SECTION C, Item 4
Owner’s Equity – Current Balance Sheet = SECTION C, Item 5
If the net income, working capital or owner/stockholder equity is
negative, applicant included mitigation explanation
Trust deposit by Surety bond
MR/CL Insurance policy
$100,000 = SECTION E, Item 2
Amount of trust deposit (must be at least Line 4a)
For a surety bond (may include individual bonds
or schedule or blanket forms of bonds):
NAIC# ________ of AZ-authorized insurer
Yes No Form E-857
Yes No Attorney-in-Fact
For a marketable security:
For a mechanical reimbursement (contractual
liability) insurance policy:
No Copy of policy
No In force confirmation
No Custody Agreement
No Form E125