Service Company Permit Application Checklist
Form E-820 (v. 20180810) Page 1 of 2
Type of Application
New Renewal
Name of Service Company
AZ #
DBA Name of Service Company, if applicable
Name of analyst
Date application received
Date review completed
Application Decision
Decided by:
Decision date:
Communication date:
Requirement
Statute
N/A
Meets
Fails
1
$300 fee
R20-6-
407(C)(2)(d) &
(G)(1)
2
Application Form E-800 & E-811
R20-6-407(C) &
(G)(1)
a.
SECTION A: Applicant holds an ACC Certificate of
Good Standing and the name exactly matches ACC
record (http://ecorp.azcc.gov/Search)
R20-6-407(C) &
(G)(1)
b.
ALL: Every question on the application is answered
R20-6-407(C) &
(G)(1)
c.
SECTION F: The affidavit/attestation is complete and
is signed by officer(s) of the applicant.
R20-6-
407(C)(1)(g)
d.
SECTION D, Item 2: If YES, explanation and
documentation enclosed
e.
SECTION E, Item 4: Number of biographical
affidavits provided match the reported count
R20-6-
407(C)(2)(e)
f.
Each biographical affidavit is fully completed, and
information is consistent with NAIC RIRS/SAD and
other information sources.
g.
For each biographical affidavit with a YES answer to
a background question (NAIC Form 11, Item 11),
application includes a copy of the complaint and the
filed adjudication/settlement for each matter.
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Service Company Permit Application Checklist
Form E-820 (v. 20180810) Page 2 of 2
Requirement
Statute
N/A
Meets
Fails
3
Financial statements as of the most recent fiscal
year end
R20-6-407(C)(2) &
(G)(1)
a.
Financial statements have been certified by officer(s) of the applicant
b.
Net Income Current Income Statement = SECTION C, Item 1
$
c.
Applicant provided non-consolidated GAAP balance sheets for the two
preceding years
d.
Current Assets Current Balance Sheet = SECTION C, Item 2
$
e.
Current Liabilities Current Balance Sheet = SECTION C, Item 3
$
f.
Working Capital Current Balance Sheet = SECTION C, Item 4
$
g.
Owner’s Equity Current Balance Sheet = SECTION C, Item 5
$
h.
If the net income, working capital or owner/stockholder equity is
negative, applicant included mitigation explanation
4
Trust deposit by Surety bond
Marketable securities
MR/CL Insurance policy
a.
$100,000 = SECTION E, Item 2
20-1095.04
$100,000
b.
Amount of trust deposit (must be at least Line 4a)
$
c.
For a surety bond (may include individual bonds
or schedule or blanket forms of bonds):
NAIC# ________ of AZ-authorized insurer
Yes No Form E-857
Yes No Attorney-in-Fact
d.
For a marketable security:
Yes
Yes
e.
For a mechanical reimbursement (contractual
liability) insurance policy:
Yes
Yes
No Copy of policy
No In force confirmation
No Custody Agreement
No Form E125
0