TPA Registration Application Checklist
Form E-200 (v. 20161114) Page 1 of 2
New Renewal
DBA Name of TPA, if applicable
Date application received
Application Decision
Approve Deny (reason for denial):
Decided by: Decision date: Communication date:
Requirement Statute N/A Meets Fails
1
$195 fee
20-485.12.B
2
Application Form E-100
20-485.12.B
a.
SECTION A: Applicant is organized in good
standing with the appropriate government agency
20-485.12.B.2
20-485.12.F
b.
ALL: Every question on the application is
answered
20-485.12.B.7
20-485.12.B.10
c.
SECTION F: The affidavit/attestation is complete
and is signed by officer(s) of the applicant.
20-485.12.B.10
d.
SECTION C, Item 6: Arizona monies, to be
handled in the next/were handled during preceding,
calendar year
20-485.12.B.1.a $
e.
SECTION D, Items 1 or 3: If YES, explanation
and documentation enclosed
f.
SECTION E, Item 3: If NO, enter N/A. If YES,
applicant provided Form E-100-A (Yes or No) and
all are complete.
20-485.12.B.6
g.
SECTION E, Item 9: If NO, enter Meets. If YES,
enter Fails.
h.
SECTION E, Items10/11: If NO, enter N/A. If
either are YES, applicant provided complete
holding company system chart (Yes or No).
20-485.B.3
i.
SECTION E, Item13: Number of biographical
affidavits provided match the reported count
20-485.12.B.5
j. Each biographical affidavit is fully completed, and
information is consistent with NAIC RIRS/SAD and
other information sources.
k. For each biographical affidavit with a YES answer
to a background question (NAIC Form 11, Item 11),
application includes a copy of the complaint and
the filed adjudication/settlement for each matter.