Shareowner Services
PO Box 64856
Saint Paul MN 55164-0856
shareowneronline.com
Sale Request / Certificate Deposit Form
1. Account Number
2. Company name or issue
of stock you are selling
3. Names and address
as registered on Account
Important: if you have more
than one account, the full
registration name is required
4.
Certificate Deposit: Deposit the enclosed stock certificate shares into: Direct Registration Plan
5.
Selling Shares:
Sell ALL shares in my account. The Plan will terminate. No additional boxes should be checked.
Sell Direct Registration shares (DRS).
Enter number of DRS shares to sell:
Sell Plan shares and do not terminate the Plan.
Enter number of Plan shares to sell:
Move whole shares to DRS, sell fractional shares, and terminate the Plan.
6.
Direct Deposit of Sale Proceeds to a United States bank account:
Direct deposit is optional; review the next page for more information.
Checking account (include pre-printed voided check) Savings account (include pre-printed voided savings deposit slip)
Nine-digit ABA/Routing Number (begins with 0, 1, 2, or 3) Bank Account Number
7.
Signatures of the Registered Owners: All owners must sign as they are registered on the account.
If you are signing on behalf of a registered owner or business entity, review the next page for instructions.
SR 7/24/20
Dom V3.2 Page 1 of 2
8.
Signatures on Behalf of the Registered Owners or Business Entity: If an owner is unable to sign on page 1, a legal representative such
as a Power of Attorney, Custodian, or Successor Trustee may sign on behalf of the shareowner. List the title of the legal representative
below their signature. Medallion Signature Guarantees can be obtained from financial institutions, including commercial banks, brokers,
and credit unions.
If the names on the account need to be changed, or if a registered owner is deceased, a transfer must be completed. Please note: we are
unable to issue a check in the name of a decedent or payable to an alternate payee. You may view instructions and download forms online
at shareowneronline.com. Under Download Forms, select Stock Power and Transfer Instructions.
Medallion Signature Guarantee. Note to Guarantor: Medallion stamp must be fully
legible and must NOT be dated or annotated. A notary stamp is not acceptable.
Additional information
Sale requests typically take one to five business days to process after the deposit has been completed, if applicable. Proceeds, less fees and
commissions, that are sent by direct deposit are typically sent to your bank on the third business day after the sale. Availability of these funds
depend on your bank's posting standards. Checks for sale proceeds, less fees and commissions, are sent two business days after the sale
date. Please allow up to ten business days to receive the check; international mail may take longer.
All requests will be executed in accordance with the terms and conditions defined in your plan documents. Once a sale has been submitted
to Shareowner Services, it cannot be modified or cancelled. You are unable to direct the date, time, or price at which the shares will be sold.
The share price may fall or rise during the period between a request for sale, it’s receipt by Shareowner Services, and the actual sale in the
open market. This price risk is assumed by the shareowners.
Direct deposit of sale proceeds:
Provide us your account type, nine-digit ABA/routing number (begins with 0, 1, 2, or 3), and bank account number.
Direct Deposit requests must include a corresponding pre-printed voided check or pre-printed savings deposit slip.
If the names on your bank account do not match the names on your stock account a check will be issued.
If information is incomplete or inaccurate a check will be issued.
If Direct Deposit is not offered a check will be issued.
If sale proceeds exceed $10,000 a check will be issued.
The account number in box one must be filled out correctly or a check will be issued.
Certificate deposit:
To sell certificate shares, you must mail in the original stock certificates with this form. We recommend you do not sign the back of your
certificate. We recommend mailing certificates to us using traceable mail and insure the package for 4% of the current market value. If
certificates are lost. Please notify us immediately. There may be fees to replace a lost certificate.
Medallion Signature Guarantee:
A Medallion Signature Guarantee is a stamp you may obtain from an eligible Guarantor Institution such as a bank or a brokerage firm.
EQ Shareowner Services has entered into an arrangement for US shareowners to obtain a Medallion Signature Guarantee online at
www.eSignatureGuarantee.com at a discount rate.
1. Go to the website eSignatureGuarantee.com
2. Have your ID validated (no prior account required)
3. Use promo code EQ to receive a discount on the Medallion Signature Guarantee purchase
NOTE: There is a $500,000 limit on the value of transactions that eSignatureGuarantee.com is able to guarantee. For more
information, email info@eSignatureGuarantee.com
To obtain the stamp from a Guarantor Institution, you will need to bring the form to the eligible Guarantor and complete item eight in
their presence.
Please note the stamp must be legible and may not be dated or annotated. A Notary Seal is not a substitute for a Medallion Signature
Guarantee.
Mail your completed Sale Request Form to:
Shareowner Services
ATTN: Imaging Services
PO Box 64856
Saint Paul MN 55164-0856
If using a courier, please mail to:
Shareowner Services
ATTN: Imaging Services
1110 Centre Pointe Curve Suite 101
Mendota Heights MN 55120
Page 2 of 2