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The Pension Benefit Guaranty
Corporation’s Freedom of
Information Act Report
Fiscal Year 2016
Office of the General Counsel
Disclosure Division
Report to the
Attorney General of the United States
For the Period of
October 1, 2015 – September 30, 2016
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
2
I. BASIC INFORMATION REGARDING REPORT
1. Name, title, address, and telephone number of person(s) to be contacted with
questions about the report:
D. Camilla Perry, Disclosure Officer
Pension Benefit Guaranty Corporation
1200 K Street, N.W. Washington, D.C. 20005-4026
(202) 326-4040
2. Electronic address for report on the World Wide Web:
http://www.pbgc.gov/documents/2016-FOIA-Annual-Report.pdf
3. How to obtain a copy of the report in paper form:
A paper copy of the report can be obtained by calling the Office of the General
Counsel, Disclosure Division, PBGC at (202) 326-4040 or by printing a copy at the
Web address listed in I.2 above.
II. MAKING A FOIA REQUEST
1. Names, addresses, and telephone numbers of PBGC FOIA Officers and FOIA
Liaisons. FOIA requests should be submitted directly to the Disclosure Division
Attention: D. Camilla Perry, Disclosure Officer
Pension Benefit Guaranty Corporation
1200 K Street, N.W., Suite 11101
Washington, DC 20005-4026
Phone (202) 326-4040
Chief FOIA and Privacy Act Officer
Philip Hertz
FOIA Public Liaisons
Michelle Chase
Betty Gamez
A FOIA request should include a description of the requested records, an assurance
that the requester is willing to pay the fees, if any, associated with processing the
request, and the complete address of the requester. In addition, it is helpful to provide
a phone number where the requester can be reached during business hours so that any
questions regarding the scope of the request can be resolved quickly. If the requester
is unsure of how to describe the records they desire or have specific questions relating
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
3
to processing of a request, they should call the FOIA staff for advice at (202) 326-
4040 prior to filing their request.
2. Brief description of why some requests are not granted and an overview of certain
general categories of the agency’s records to which the FOIA exemptions applies
Records subject to disclosure and application of FOIA exemptions include, in part;
records submitted to PBGC and created by PBGC in connection with processing
distress plan terminations, or standard termination filing, comments on proposed
regulations and documents outlining PBGC policies and procedures, as well as
documents underlying PBGC policies and procedures.
Some requests are not granted because one or more of the exemptions from FOIA’s
disclosure requirement applies to the records requested. The primary exemptions
used by PBGC are (b) (3), (4), (5), (6) and (7)(c).
PBGC denies access to records which have be submitted to the agency under Title
29 USC 4010 and 29 USC 4043 pursuant to exemption (b)(3).
In addition, companies often submit confidential financial and/or commercial
information to PBGC in the course of doing business. This information is
withheld under exemption (b)(4).
In some instances, PBGC did not possess any of the records that were requested.
Exemption (b) (5) in part, allows for the protection of records that reflect the
deliberative process within the agency. It can be used to protect portions of records
that contain pre-decisional opinions recommendations and advice when the
disclosure of that information may have a chilling effect on the decision making
process. Exemption (b) (5) also protects attorney work product and attorney client
communications.
In the vast majority of cases, denial of access to records involve requests by third
parties for personal information about individuals contained in the individual’s
Privacy Act record or other record, where the subject individual has not
authorized release of their personal information, a Privacy Act routine use does
not apply, or the FOIA does not require the PBGC to otherwise release the
personal information. These records or information are withheld under
exemption (b)(6).
3. FOIA Regulations (including Fee Schedule)
PBGC FOIA regulations are available online at:
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
4
http://www.pbgc.gov/res/laws-and-regulations/code-of-federal-regulations/part-4901---
examination-and-copying-of-pension-benefit-guaranty-corporation-records.html
III. ACRONYMS, DEFINITIONS, AND EXEMPTIONS
1. Agency-specific acronyms or other terms: None
2. Definitions of terms used in this report:
a. Administrative Appeal – a request to a federal agency asking that it review at a
higher administrative level a FOIA determination made by the agency at the
initial request level.
b. Average Number – the number obtained by dividing the sum of a group of
numbers by the quantity of numbers in the group. For example, of 3, 7, and 14,
the average number is 8.
c. Backlog – the number of requests or administrative appeals that are pending at
an agency at the end of the fiscal year that are beyond the statutory time period
for a response.
d. Component – for agencies that process requests on a decentralized basis, a
“component” is an entity, also sometimes referred to as an Office, Division,
Bureau, Center, or Directorate, within the agency that processes FOIA requests.
The FOIA now requires that agencies include in their Annual FOIA Report data
for both the agency overall and for each principal component of the agency.
NOTE: PBGC is centralized and therefore does not have multiple components.
e. Consultation – the procedure whereby the agency responding to a FOIA request
first forwards a record to another agency for its review because that agency has an
interest in the record. Once the agency in receipt of the consultation finishes its
review of the record, it responds back to the agency that forwarded it. That
agency, in turn, will then respond to the FOIA requester.
f. Exemption 3 Statute – a federal statute that exempts information from disclosure
and which the agency relies on to withhold information under subsection (b)(3) of
the FOIA.
g. FOIA/PA Request – a FOIA request is generally a request to a federal agency
for access to records concerning another person (i.e., a "third-party" request), or
concerning an organization, or a particular topic of interest. FOIA requests also
include requests made by requesters seeking records concerning themselves (i.e.,
"first-party" requests) when those requesters are not subject to the Privacy Act,
such as non-U.S. citizens. Moreover, because all first-party requesters should be
afforded the benefit of both the access provisions of the FOIA as well as those of
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
5
the Privacy Act, FOIA requests also include any first-party requests where an
agency determines that it must search beyond its Privacy Act "systems of
records" or where a Privacy Act exemption applies, and the agency looks to
FOIA to afford the greatest possible access. All requests which require the
agency to utilize the FOIA in responding to the requester are included in this
Report. Additionally, a FOIA request includes records referred to the agency for
processing and direct response to the requester. It does not, however, include
records for which the agency has received a consultation from another agency.
(Consultations are reported separately in Section XII of this Report.)
NOTE: PBGC processed all requests for access to records, regardless of which
law was cited by the requester, under both the FOIA and PA, as appropriate.
h. Full Grant – an agency decision to disclose all records in full in response to a
FOIA request.
i. Full Denial – an agency decision not to release any records in response to a
FOIA request because the records are exempt in their entireties under one or
more of the FOIA exemptions, or for some procedural reason, such as when no
records could be located.
j. Median Number – the middle, not average, number. For example, of 3, 7, and
14, the median number is 7.
k. Multi-track Processing – a system in which simple requests requiring relatively
minimal review are placed in one processing track and more voluminous and
complex requests are placed in one or more other tracks. Requests granted
expedited processing are placed in yet another track. Requests in each track are
processed on a first-in/first out basis.
i. Expedited Processing – an agency will process a FOIA request on an
expedited basis when a requester satisfies the requirements for expedited
processing as set forth in the statute and in agency regulations.
ii. Simple Request – a FOIA request that an agency using multi-track
processing places in its fastest (non- expedited) track based on the low
volume and/or simplicity of the records requested.
iii. Complex Request – a FOIA request that an agency using multi-track
processing places in a slower track based on the high volume and/or
complexity of the records requested.
l. Partial Grant/Partial Denial – in response to a FOIA request, an agency
decision to disclose portions or the records and to withhold other portions that
are exempt under the FOIA, or to otherwise deny a portion of the request for a
procedural reason.
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
6
m. Pending Request or Pending Administrative Appeal – a request or
administrative appeal for which an agency has not taken final action in all
respects.
n. Perfected Request – a request for records which reasonably describes such
records and is made in accordance with published rules stating the time, place,
fees (if any), and procedures to be followed.
o. Processed Request or Processed Administrative Appeal – a request or
administrative appeal for which an agency has taken final action in all respects.
p. Range in Number of Days – the lowest and highest number of days to process
requests or administrative appeals.
q. Time Limits – the time period in the statute for an agency to respond to a
FOIA request (ordinarily twenty working days from receipt of a perfected
FOIA request).
3. Concise description of the nine FOIA exemptions:
An agency may withhold information from disclosure if the information
requested is the kind described in any of the nine exemptions listed in the
FOIA.
1. Exemption 1: classified national defense and foreign relations information.
2. Exemption 2: information that is related solely to the internal personnel rules
and practices of an agency.
3. Exemption 3: information that is prohibited from disclosure by another
federal law.
4. Exemption 4: trade secrets and other confidential business information.
5. Exemption 5: inter-agency or intra-agency communications that are protected
by legal privileges.
6. Exemption 6: information which, if released, would constitute a clearly
unwarranted invasion of personal privacy.
7. Exemption 7: records or information compiled for law enforcement purposes,
to the extent that the production of those records (A) could reasonably be
expected to interfere with enforcement proceedings, (B) would deprive a
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
7
person of a right to a fair trial or an impartial adjudication, (C) could
reasonably be expected to constitute an unwarranted invasion of personal
privacy, (D) could reasonably be expected to disclose the identity of a
confidential source, (E) would disclose techniques and procedures for law
enforcement investigations or prosecutions, or would disclose guidelines for
law enforcement investigations or prosecutions, or (F) could reasonably be
expected to endanger the life or physical safety of any individual.
8. Exemption 8: Information relating to the supervision of financial institutions.
9. Exemption 9: Geological information on wells.
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
8
IV. EXEMPTION 3 STATUTES
Statute
Type of Information
Withheld
Case Citation
Agency /
Component
Number of
Times
Relied upon
by Agency /
Component
Total Number
of
Times Relied
upon
by Agency
Overall
26 U.S.C. § 6103, 6105
Certain tax return information,
to include Taxpayer
Identification Numbers of third
parties, and
certain tax
convention information
-44 (3d Cir. 2014) (per
r. 2010) (unpublished
-29 (D.D.C.
PBGC 1 1
29 U.S.C. § 1343
(ERISA
section 4043)
Any information or
documentary material
submitted to the [agency]
pursuant to . . . Section [1343
of title 29 of the United States
Code]
N/A PBGC 1 1
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
9
V.A. FOIA REQUESTS -- RECEIVED, PROCESSED AND PENDING FOIA REQUESTS
Agency / Component
Number of
Requests
Pending as of
Start
of Fiscal Year
Number of
Requests
Received
in Fiscal Year
Number of
Requests
Processed
in Fiscal Year
Number of
Requests
Pending as of
End
of Fiscal Year
PBGC
147
3,713
3,779
81
AGENCY OVERALL
147
3,713
3,779
81
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
10
V.B.(1). DISPOSITION OF FOIA REQUESTS -- ALL PROCESSED REQUESTS
Agency /
Component
Number
of Full
Grants
Number
of
Partial
Grants /
Partial
Denials
Number of
Full
Denials
Based on
Exemptions
Number of Full Denials Based on Reasons Other than Exemptions
No
Records
All
Records
Referred to
Another
Component
or Agency
Request
Withdrawn
Fee-
Related
Reason
Records
not
Reasonably
Described
Improper
FOIA
Request
for Other
Reason
Not
Agency
Record
Duplicate
Request
Other
*Explain
in Chart
Below
TOTAL
PBGC
2,260
1,070
114
95
0
50
1
12
30
5
142
0
3,779
AGENCY
OVERALL
2,26
0
1,0
70
114
95
0
50
1
1
2
30
5
14
2
0
3,77
9
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
11
V.B.(2). DISPOSITION OF FOIA REQUESTS -- "OTHER" REASONS FOR "FULL
DENIALS BASED ON REASONS OTHER THAN EXEMPTIONS"
Agency /
Component
Description of "Other" Reasons for Denials from Chart
B(1)
Number of
Times
"Other"
Reason Was
Relied Upon
TOTAL
PBGC N/A 0 0
AGENCY
OVERALL
0
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
12
V.B.(3). DISPOSITION OF FOIA REQUESTS -- NUMBER OF TIMES EXEMPTIONS APPLIED
Agency /
Component
Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6
Ex.
7(A)
Ex.
7(B)
Ex.
7(C)
Ex.
7(D)
Ex.
7(E)
Ex. 7(F)
Ex. 8 Ex. 9
PBGC
0
0
2
346
24
1066
2
0
4
0
1
0
0
0
AGENCY
OVERALL
0 0 2 346 24 1066 2 0 4 0 1 0 0 0
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
13
VI.A. ADMINISTRATIVE APPEALS OF INITIAL DETERMINATIONS OF FOIA
REQUESTS -- RECEIVED, PROCESSED, AND PENDING ADMINISTRATIVE
APPEALS
Agency /
Component
Number of
Appeals
Pending as of Start
of Fiscal Year
Number of
Appeals Received
in Fiscal Year
Number of
Appeals Processed
in Fiscal Year
Number of
Appeals
Pending as of End
of Fiscal Year
PBGC
3
21
22
2
AGENCY
OVERALL
3 21 22 2
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
14
VI.B. DISPOSITION OF ADMINISTRATIVE APPEALS -- ALL PROCESSED APPEALS
Agency / Component
Number Affirmed on
Appeal
Number Partially
Affirmed & Partially
Reversed/Remanded
on Appeal
Number Completely
Reversed/Remanded
on Appeal
Number of Appeals
Closed for Other
Reasons
TOTAL
PBGC
13
1
3
5
22
AGENCY
OVERALL
13 1 3 5 22
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
15
VI.C.(1). REASONS FOR DENIAL ON APPEAL -- NUMBER OF TIMES EXEMPTIONS APPLIED
Agency /
Component
Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6
Ex.
7(A)
Ex.
7(B)
Ex.
7(C)
Ex.
7(D)
Ex.
7(E)
Ex. 7(F)
Ex. 8 Ex. 9
PBGC
0
0
0
1
0
2
0
0
0
0
0
0
0
0
AGENCY
OVERALL
0 0 0 1 0 2 0 0 0 0 0 0 0 0
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
16
VI.C.(2). REASONS FOR DENIAL ON APPEAL -- REASONS OTHER THAN EXEMPTIONS
Agency /
Component
No
Records
Records
Referred
at Initial
Request
Level
Request
Withdrawn
Fee-
Related
Reason
Records
not
Reasonably
Described
Improper
Request
for Other
Reasons
Not
Agency
Record
Duplicate
Request
or Appeal
Request
in
Litigation
Appeal
Based
Solely on
Denial of
Request
for
Expedited
Processing
Other
*Explain
in chart
below
PBGC
12
0
1
0
0
4
0
0
0
0
0
AGENCY
OVERALL
12 0 1 0 0 4 0 0 0 0 0
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
17
VI.C.(3). REASONS FOR DENIAL ON APPEAL -- "OTHER" REASONS
Agency /
Component
Description of "Other" Reasons for Denial on Appeal
from Chart C(2)
Number of
Times
"Other"
Reason Was
Relied Upon
TOTAL
PBGC
N/A
0
0
AGENCY
OVERALL
0
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
18
VI.C.(4). RESPONSE TIME FOR ADMINISTRATIVE APPEALS
Agency /
Component
Median Number of
Days
Average Number
of Days
Lowest Number of
Days
Highest Number of
Days
AGENCY
OVERALL 18 16.32 3 20
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
19
VI.C.(5). TEN OLDEST PENDING ADMINISTRATIVE APPEALS
Agency /
Component
10th
Oldest
Appeal
9th 8th 7th 6th 5th 4th 3rd 2nd
Oldest
Appeal
AGENCY
OVERALL
Date of Appeal
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2016-09-19
2016-09-13
Number of Days
Pending 0 0 0 0 0 0 0 0 9 13
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
20
VII.A. FOIA REQUESTS -- RESPONSE TIME FOR ALL PROCESSED PERFECTED REQUESTS
Agency /
Component
SIMPLE
COMPLEX
EXPEDITED PROCESSING
Median
Number
of Days
Average
Number
of Days
Lowest
Number
of Days
Highest
Number
of Days
Median
Number
of Days
Average
Number
of Days
Lowest
Number
of Days
Highest
Number
of Days
Median
Number
of Days
Average
Number
of Days
Lowest
Number
of Days
Highest
Number
of Days
AGENCY
OVERALL 6 7.13 <1 34 16 16.15 <1 152 8 7.67 <1 14
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
21
VII.B. PROCESSED REQUESTS -- RESPONSE TIME FOR PERFECTED REQUESTS IN WHICH INFORMATION WAS
GRANTED
Agency /
Component
SIMPLE
COMPLEX
EXPEDITED PROCESSING
Median
Number
of Days
Average
Number
of Days
Lowest
Number
of Days
Highest
Number
of Days
Median
Number
of Days
Average
Number
of Days
Lowest
Number
of Days
Highest
Number
of Days
Median
Number
of Days
Average
Number
of Days
Lowest
Number
of Days
Highest
Number
of Days
AGENCY
OVERALL 6 7.05 <1 34 16 16.79 <1 152 8 7.67 <1 14
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
22
VII.C. PROCESSED SIMPLE REQUESTS -- RESPONSE TIME IN DAY INCREMENTS
Agency /
Component
<1-20
Days
21-40
Days
41-60
Days
61-80
Days
81-
100
Days
101-
120
Days
121-
140
Days
141-
160
Days
161-
180
Days
181-
200
Days
201-
300
Days
301-
400
Days
401+
Days
TOTAL
PBGC
1,795
44
0
0
0
0
0
0
0
0
0
0
0
1,839
AGENCY
OVERALL
1,795 44 0 0 0 0 0 0 0 0 0 0 0 1,839
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
23
VII.C. PROCESSED COMPLEX REQUESTS -- RESPONSE TIME IN DAY INCREMENTS
Agency /
Component
<1-20
Days
21-40
Days
41-60
Days
61-80
Days
81-
100
Days
101-
120
Days
121-
140
Days
141-
160
Days
161-
180
Days
181-
200
Days
201-
300
Days
301-
400
Days
401+
Days
TOTAL
PBGC
1,511
331
35
12
4
0
0
2
0
0
0
0
0
1,895
AGENCY
OVERALL
1,511 331 35 12 4 0 0 2 0 0 0 0 0 1,895
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
24
VII.C. PROCESSED REQUESTS GRANTED EXPEDITED PROCESSING -- RESPONSE TIME IN DAY INCREMENTS
Agency /
Component
<1-20
Days
21-40
Days
41-60
Days
61-80
Days
81-
100
Days
101-
120
Days
121-
140
Days
141-
160
Days
161-
180
Days
181-
200
Days
201-
300
Days
301-
400
Days
401+
Days
TOTAL
PBGC
3
0
0
0
0
0
0
0
0
0
0
0
0
3
AGENCY
OVERALL
3 0 0 0 0 0 0 0 0 0 0 0 0 3
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
25
VII.D. PENDING REQUESTS -- ALL PENDING PERFECTED REQUESTS
Agency / Component
SIMPLE
COMPLEX
EXPEDITED PROCESSING
Number
Pending
Median
Number of
Days
Average
Number of
Days
Number
Pending
Median
Number of
Days
Average
Number of
Days
Number
Pending
Median
Number of
Days
Average
Number of
Days
AGENCY OVERALL
30
2
2.90
48
6
7.23
0
N/A
N/A
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
26
VII.E. PENDING REQUESTS -- TEN OLDEST PENDING PERFECTED REQUESTS
Agency /
Component
10th
Oldest
Request
9th 8th 7th 6th 5th 4th 3rd 2nd
Oldest
Request
AGENCY
OVERALL
Date of
Receipt
2016-09-13
2
016-09-12
2016-09-09
2016-09-08
2016-09-08
2016-09-07
2016-09-07
2016-09-07
2016-09-07
2016-09-06
Number
of Days
Pending
13 14 15 16 16 17 17 17 17 18
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
27
VIII.A. REQUESTS FOR EXPEDITED PROCESSING
Agency /
Component
Number
Granted
Number Denied
Median
Number of
Days to
Adjudicate
Average
Number of
Days to
Adjudicate
Number
Adjudicated
Within Ten
Calendar Days
AGENCY
OVERALL 3 49 4 4.56 49
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
28
VIII.B. REQUESTS FOR FEE WAIVER
Agency /
Component
Number Granted Number Denied
Median Number of
Days to Adjudicate
Average Number
of Days to
Adjudicate
AGENCY
OVERALL 4 257 1 2.72
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
29
IX. FOIA PERSONNEL AND COSTS
Agency /
Component
PERSONNEL
COSTS
Number of "Full-
Time FOIA
Employees"
Number of
"Equivalent Full-
Time FOIA
Employees"
Total Number of
"Full-
Time FOIA
Staff"
Processing Costs
Litigation-
Related
Costs
Total Costs
PBGC
10
0.02
10.02
$334,333.70
$0.00
$334,333.70
AGENCY
OVERALL 10 0.02 10.02 $334,333.70 $0.00 $334,333.70
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
30
X. FEES COLLECTED FOR PROCESSING REQUESTS
Agency / Component
Total Amount of Fees Collected
Percentage of Total Costs
PBGC
$1,608.95
0.48%
AGENCY OVERALL
$1,608.95
0.48%
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
31
XI.A. NUMBER OF TIMES SUBSECTION (C) USED
Agency/Component
Number of Times
Subsection (C) Used
PBGC 0
XI.B. NUMBER OF SUBSECTION (A)(2) POSTINGS
Agency/Component
Number of (a)(2)
Records Posted by the
FOIA Office
Number of (a)(2) Records
Posted by Program Offices
PBGC 701 N/A
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
32
XII.A. BACKLOGS OF FOIA REQUESTS AND ADMINISTRATIVE APPEALS
Agency / Component
Number of Backlogged
Requests as of End of Fiscal
Year
Number of Backlogged Appeals
as of End of Fiscal Year
PBGC
0
0
AGENCY OVERALL
0
0
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
33
XII.B. CONSULTATIONS ON FOIA REQUESTS -- RECEIVED, PROCESSED, AND PENDING CONSULTATIONS
Agency /
Component
Number of Consultations
Received from Other Agencies
that were Pending
at the Agency
as of Start of the Fiscal Year
Number of
Consultations Received
from Other Agencies
During the Fiscal Year
Number of Consultations
Received from Other
Agencies that were
Processed by the Agency
During the Fiscal Year
Number of Consultations
Received from Other
Agencies that were
Pending at the Agency as
of End of the Fiscal Year
PBGC
0
0
0
0
AGENCY
OVERALL
0 0 0 0
PENSION BENEFIT GUARANTY CORPORATION – FY 2016 FOIA ANNUAL REPORT
34
XII.C. CONSULTATIONS ON FOIA REQUESTS -- TEN OLDEST CONSULTATIONS RECEIVED FROM OTHER
AGENCIES AND PENDING AT THE AGENCY
Agency /
Component
10th Oldest
Consultation
9th 8th 7th 6th 5th 4th 3rd 2nd
Oldest
Consultation
AGENCY
OVERALL
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Number of Days
0
0
0
0
0
0
0
0
0
0
PENSION BENEFIT GUARANTY CORPORATION – FY 2015 FOIA ANNUAL REPORT
35
XII.D.(1). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT --
REQUESTS RECEIVED AND PROCESSED
Agency / Component
NUMBER OF REQUESTS RECEIVED
NUMBER OF REQUESTS PROCESSED
Number Received
During Fiscal Year from
Last Year's Annual
Report
Number Received
During Fiscal Year from
Current Annual Report
Number Processed
During Fiscal Year from
Last Year's Annual
Report
Number Processed
During Fiscal Year from
Current Annual Report
PBGC
2,278
3,713
2,217
3,779
AGENCY OVERALL
2,278
3,713
2,217
3,779
XII.D.(2). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT --
BACKLOGGED REQUESTS
Agency / Component
Number of Backlogged Requests as of
End of the Fiscal Year from Previous
Annual Report
Number of Backlogged Requests as of
End of the Fiscal Year from Current
Annual Report
PBGC
0
0
AGENCY OVERALL
0
0
PENSION BENEFIT GUARANTY CORPORATION – FY 2015 FOIA ANNUAL REPORT
36
XII.E.(1). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT
ANNUAL REPORT -- APPEALS RECEIVED AND PROCESSED
Agency / Component
NUMBER OF APPEALS RECEIVED
NUMBER OF APPEALS PROCESSED
Number Received
During Fiscal Year from
Last Year's Annual
Report
Number Received
During Fiscal Year from
Current Annual Report
Number Processed
During Fiscal Year from
Last Year's Annual
Report
Number Processed
During Fiscal Year from
Current Annual Report
PBGC
20
21
18
22
AGENCY OVERALL
20
21
18
22
XII.E.(2). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT
ANNUAL REPORT -- BACKLOGGED APPEALS
Agency / Component
Number of Backlogged Appeals as of End
of the Fiscal Year from Previous Annual
Report
Number of Backlogged Appeals as of End
of the Fiscal Year from Current Annual
Report
PBGC
0
0
AGENCY OVERALL
0
0
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