The Gulf Coast Ecosystem Restoration Council
New Orleans, LA 7013
1
The Gulf Coast Ecosystem Restoration Council
500 Poydras Street, Suite 1117, New Orleans, LA 70130
www.restorethegulf.gov
Certification Instructions
The Gulf Coast Ecosystem Restoration Council (Council) is the independent federal entity responsible for
managing a portion of the Gulf Coast Restoration Trust fund. The Council uses the standards set forth in
Code of Federal Regulations, Title 2 Part 200, Uniform Administrative Requirements, Cost Principles and
Audit Requirements for Federal Awards (2 CFR 200), and which the Council has adopted in Code of Federal
Regulations Title 2, Part 5900.101, Adoption of 2 CFR Part 200.
1
These certifications are required by federal law, Department of the Treasury (Treasury) regulations and the
Restore Act and must be submitted with each application to the Council for financial assistance under the
RESTORE Act Comprehensive Plan Component and Spill Impact Component. The certifications must be
signed by an authorized senior official of the Applicant who can legally bind the entity and has oversight for
the administration and use of the Restore Act funds.
Please read the forms carefully and complete the required certifying information electronically. Once the
authorized senior official has signed the documents, please scan the signed certification documents and
submit them electronically.
If submitting the application by email, the completed signed forms must be
returned by
email to:
For SEP: sep-grant_applications@restorethegulf.gov
For FPL: fplproposalsubmissions@restorethegulf.gov
If the application is submitted through the Council’s automated Restoration Assistance and Award
Management System (RAAMS), the scanned certification documents must be uploaded as part of the
application process.
DO NOT USE the submit form button that appears at the upper right-hand corner of the form.
Normally, two original certification documents must be submitted with the application, as follows. In addition,
these certifications must be submitted to the Council on at least an annual basis.
2
RESTORE Council A p p l i c a n t Certifications - includes the required RESTORE Act certifications,
certification regarding debarment, suspension and other responsibility matters, certification regarding
drug-free workplace requirements, and required certifications regarding lobbying.
Assurances (SF-424B or SF-424D) for projects involving construction or real property/ land
acquisition, complete the Assurances for Construction Programs (Standard Form 424D); for
non-construction projects, complete the Assurances Non-Construction Programs (Standard
Form 424B). Certain of these assurances may not be applicable to your project or program. If
you have questions, please contact the Council Grants Officer.
1
See also § 200.205, 200.207, 200.300, 200.302, 200.303
2
See 2 C.F.R. § 200.208
The Gulf Coast Ecosystem Restoration Council
New Orleans, LA 7013
2
The Gulf Coast Ecosystem Restoration Council
500 Poydras Street, Suite 1117, New Orleans, LA 70130
www.restorethegulf.gov
Additional certifications are required in the following situations throughout the award life cycle
Disclosure Form to Report Lobbying - in some situations, described in Section D, “Certification
Regarding Lobbying,” on the Council Applicant Certifications, the Applicant must also submit Standard
Form LLL, “Disclosure Form to Report Lobbying
Additional Certifications Required for Expenditures - an official signature is required on all expenditures.
The official signature certifies and assures that expenditures are proper and in accordance with the terms
and conditions of the Federal award and approved project budgets. The annual and final fiscal reports
or vouchers requesting payment under the awards must include a certification, signed by an official who
is authorized to legally bind the non-Federal entity, which reads as follows: “By signing this report, I
certify to the best of my knowledge and belief that the report is true, complete, and accurate, and the
expenditures, disbursements and cash receipts are for the purposes and objectives set forth in the terms
and conditions of the Federal award. I am aware that any false, fictitious, or fraudulent information, or
the omission of any material fact, may subject me to criminal, civil or administrative penalties for fraud,
false statements, false claims or otherwise. (U.S. Code Title 18, Section 1001 and Title 31, Sections 3729-
3730 and 3801-3812).” See 2 C.F.R. § 200.415 “Required certifications.”
Certification of the Applicant's Authorized Representative
For each of the certification documents, identify the individual who has the authority to commit the
organization to the Council's grant management requirements and who can certify the accuracy of the
statements made in the forms.
According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it
displays a valid OMB control number. This collection is based upon OBM control number 1505-0250. The time required to complete
this information collection is estimated to average 10 hours, including the time to review instructions, search existing data resources,
gathering and maintaining the data needed, and completing and reviewing the collection of information. Comments concerning the
accuracy of the time estimate and suggestions for reducing this burden should be directed to the Department of the Treasury,
RESTORE Act Program, 1500 Pennsylvania Ave., NW, Washington, DC 20005.
RESTORE Council Applicant Certifications
Gulf Coast Ecosystem Restoration Council
Based on OMB Approval No. 1505-0250
Directions: These certifications are required by federal law and Department of the Treasury (Treasury) regulations to be submitted
with each application to The Gulf Coast Ecosystem Restoration Council (the Council) for financial assistance under the RESTORE
Act Council-Selected Restoration Component or Spill Impact Component. The certifications must be signed by an authorized senior
official of the Applicant who can legally bind the entity and has oversight for the administration and use of the Comprehensive Plan
or Spill Impact Component funds.
A. RESTORE Act Certification
Pursuant to the RESTORE Act, I certify that for any award Agreement
resulting from this application:
1. Each activity funded under this Agreement has been primarily
designed to plan for or undertake activities to restore and protect the
natural resources, ecosystems, fisheries, marine and wildlife habitats,
beaches, coastal wetlands, or economy of the Gulf Coast region.
2. Each activity funded under this Agreement is designed to carry out
one or more of the eligible activities for the Council Selected
Restoration Component or Spill Impact Component.
3. Each activity funded under this Agreement, other than planning
assistance, was part of a plan made available for public review and
comment in a manner calculated to obtain broad-based participation
from individuals, businesses, Indian tribes, and nonprofit organizations,
and that the activity was selected after consideration of meaningful
input from the public, as described in the grant application.
4. Each activity funded under this Agreement that protects or restores
natural resources is based on the best available science, as that term
is defined in 31 C.F.R. Part 34.
5. This recipient has procedures in place for procuring property and
services under this award that are consistent with the procurement
standards applying to Federal grants. This recipient will not request
funds under this award for any contract unless this certification remains
true and accurate.
6. Pursuant to 2 C.F.R. § 200.303, this recipient will establish and
maintain effective internal control over any award made based on this
application that provides reasonable assurance that this recipient is
managing the award in compliance with Federal statutes, regulations,
and the terms and conditions of the award. No material deficiencies in
this recipient’s internal controls are known.
7. A conflict of interest policy consistent with 2 C.F.R. § 200.318(c) is in
effect and covering each activity funded under this Agreement.
8. This recipient will comply with Title VI of the Civil Rights Act of 1964,
the Rehabilitation Act of 1973, and all other applicable federal laws and
regulations concerning anti-discrimination.
I make each of these certifications based on my personal knowledge
and belief after reasonable and diligent inquiry, and I affirm that this
Applicant maintains written documentation sufficient to support each
certification made above, and that this Applicant’s compliance with
each of these certifications is a condition of this Applicant’s initial and
continuing receipt and use of the funds provided under this Agreement.
B. Certification Regarding Debarment, Suspension,
and Other Responsibility Matters -- Primary Covered
Transactions
Instructions: The inability of an applicant to provide the certification
required below will not necessarily result in the denial of participation in
this covered transaction. The prospective Applicant shall submit an
explanation of why it cannot provide the certification set out below. The
certification or explanation will be considered in connection with the
Council’s approval of the proposed Application. However, failure of the
Applicant to furnish a certification or an explanation shall disqualify
such person/entity from participation in this transaction. Please be
advised of the following:
1. This certification is a material representation of fact upon which
reliance is placed when the Council determines to enter into this
transaction. If it is later determined that the Applicant knowingly
rendered an erroneous certification, in addition to other remedies
available to the Federal government, the Council may terminate this
transaction for cause or default.
2. The Applicant shall provide immediate written notice to the Council if
at any time the Applicant learns that its certification was erroneous
when submitted or has become erroneous by reason of changed
circumstances.
3. The terms “covered transactions,” “debarred,” “suspended,”
“ineligible,” “lower tier covered transaction,” “participant,” “person,”
“primary covered transaction,” “principal,” “proposal”, and “voluntarily
excluded,” as used in this clause (certification), have the meanings set
out in the Definitions and Coverage sections of the rules implementing
Executive Order 12549. You may contact the Council for assistance in
obtaining a copy of those regulations (31 C.F.R. Part 19).
4. The Applicant agrees by submitting this Application that, should the
proposed covered transaction be entered into, it shall not knowingly
enter into any lower tier covered transaction with a person who is
debarred, suspended, declared ineligible, or voluntarily excluded from
participation in this covered transaction, unless authorized by the
Council.
5. The Applicant further agrees by submitting this Application that it will
include the clause titled “Certification Regarding Debarment,
Suspension, Ineligibility and Voluntary Exclusion-Lower Tier Covered
Transaction,” to be provided by the Council, without modification, in all
lower tier covered transactions and in all solicitations for lower tier
covered transactions (see 31 C.F.R. Part 19, Appendix).
6. A participant in a covered transaction may rely upon a certification of
a prospective participant in a lower tier covered transaction that it is not
debarred, suspended, ineligible, or voluntarily excluded from the
covered transaction, unless it knows that the certification is erroneous.
A participant may decide the method and frequency by which it
determines the eligibility of its principals. Each participant may, but is
not required to, check the Nonprocurement List.
7. Nothing contained in the foregoing shall be construed to require
establishment of a system of records in order to render in good faith
the certification required by this clause. The knowledge and
information of a participant is not required to exceed that which is
normally possessed by a prudent person in the ordinary course of
business dealings.
8. Except for transactions authorized under paragraph 4 of this
certification, if a participant in a covered transaction knowingly enters
into a lower tier covered transaction with a person who is suspended,
debarred, ineligible, or voluntarily excluded from participation in this
Page 2
transaction, in addition to other remedies available to the Federal
government, the Council may terminate this transaction for cause or
default.
By signing and submitting this Application, the prospective primary
participants (the Applicant) is providing the certification set out below.
The prospective primary participant (the Applicant) certifies to the
best of its knowledge and belief, that it and its principals:
1. Are not presently debarred, suspended, proposed for debarment,
declared ineligible, or voluntarily excluded from covered transactions
by any Federal department or agency;
2. Have not within a three-year period preceding this Application been
convicted of or had a civil judgment rendered against them for
commission of fraud or a criminal offense in connection with obtaining,
attempting to obtain, or performing a public (Federal, State or local)
transaction or contract under a public transaction; violation of Federal
or State antitrust statutes or commission of embezzlement, theft,
forgery, bribery, falsification or destruction of records, making false
statements, or receiving stolen property;
3. Are not presently indicted for or otherwise criminally or civilly
charged by a governmental entity (Federal, State or local) with
commission of any of the offenses enumerated in paragraph (1)(b) of
this certification; and
4. Have not within a three-year period preceding this Application had
one or more public transactions (Federal, State or local) terminated for
cause or default.
Where the Applicant is unable to certify to any of the statements in this
certification, such Applicant shall attach an explanation to this
proposal.
C. Certification Regarding Drug-Free Workplace
Requirements
The Applicant certifies that it will provide a drug-free workplace
by:
1. Publishing a statement notifying employees that the unlawful
manufacture, distribution, dispensing, possession, or use of a
controlled substance is prohibited in the Applicant’s workplace and
specifying the actions that will be taken against employee for violations
of such prohibition;
2. Establishing a drug-free awareness program to inform employees
about:
a. The dangers of drug abuse in the workplace;
b. The Applicant’s policy of maintaining a drug-free workplace;
c. Any available drug counseling, rehabilitation, and employee
assistance program;
d. The penalties that may be imposed upon employees for drug
abuse violations occurring in the workplace
3. Making it a requirement that each employee to be engaged in the
performance of the award be given a copy of the statement required by
paragraph (1) of this certification;
4. Notifying the employee in the statement required by paragraph (1) of
this certification that, as a condition of employment in such grant, the
employee will:
a. Abide by the terms of the statement; and
b. Notify the employer of any criminal drug use statute conviction
for a violation occurring in the workplace no later than five
calendar days after such conviction;
5. Notifying the granting agency in writing, within ten calendar days
after receiving notice of a conviction under paragraph (4)(b) of this
certification from an employee or otherwise receiving actual notice of
such conviction;
6. Taking one of the following actions, within 30 days of receiving
notice under paragraph (4)(b) of this certification, with respect to any
employee who is so convicted:
a. Taking appropriate personnel action against such an employee,
up to and including termination, consistent with the requirements
of the Rehabilitation Act of 1973, as amended; or
b. Requiring such employee to participate satisfactorily in a drug
abuse assistance or rehabilitation program approved for such
purposes by a Federal, State, or local health, law enforcement, or
other appropriate agency; and
7. Making a good faith effort to continue to maintain a drug-free
workplace through implementation of paragraphs 1 through 6 above.
D. Certification Regarding Lobbying
The Applicant certifies, to the best of his or her knowledge and belief,
that:
1. No Federal appropriated funds have been paid or will be paid, by or
on behalf of the Applicant, to any person for influencing or attempting
to influence an officer or employee of an agency, a Member of
Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with the awarding of any Federal
contract, the making of any Federal grant, the making of any Federal
loan, the entering into of any cooperative agreement, and the
extension, continuation, renewal, amendment, or modification of any
Federal contract, grant, loan, or cooperative agreement.
2. If any funds other than Federal appropriated funds have been paid
or will be paid to any person for influencing or attempting to influence
an officer or employee of any agency, a Member of Congress, an
officer or employee of Congress, or an employee of a Member of
Congress in connection with this Federal contract, grant, loan, or
cooperative agreement, the undersigned shall complete and submit
Standard Form-LLL, ‘‘Disclosure Form to Report Lobbying,’’ in
accordance with its instructions.
3. The Applicant shall require that the language of this certification be
included in the award documents for all subawards at all tiers
(including subcontracts, subgrants, and contracts under grants, loans,
and cooperative agreements) and that all sub-recipients shall certify
and disclose accordingly. This certification is a material representation
of fact upon which reliance was placed when this transaction was
made or entered into. Submission of this certification is a prerequisite
for making or entering into this transaction imposed by title 31 U.S.
Code section 1352. Any person who fails to file the required
certification shall be subject to a civil penalty of not less than $10,000
and not more than $100,000 for each such failure.
This certification is a material representation of fact upon which
reliance was placed when this transaction was made or entered into.
Submission of this certification is a prerequisite for making or entering
into this transaction imposed by section 1352, title 31, U.S. Code. Any
person who fails to file the required certification shall be subject to a
civil penalty of not less than $10,000 and not more than $100,000 for
each such failure.
Project Name:
Signature of Authorized Senior Official:
Name:
Title:
-
OMB Approval No. 0348-0040
ASSURANCES - NON-CONSTRUCTION PROGRAMS
Public reporting burden for this collection of information is estimated to average 15 minutes per response, including time for reviewing
instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of
information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for
reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0348-0040), Washington, DC 20503.
PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT AND BUDGET.
SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY.
NOTE:
Certain of these assurances may not be applicable to your project or program. If you have questions, please contact the
awarding agency. Further, certain Federal awarding agencies may require applicants to certify to additional assurances. If such
is the case, you will be notified.
As the duly authorized representative of the applicant, I certify that the applicant:
1.
2.
3.
4.
5.
6.
Has the legal authority to apply for Federal assistance
and the institutional, managerial and financial capability
(including funds sufficient to pay the non-Federal share
of project cost) to ensure proper planning, management
and completion of the project described in this
application.
Will give the awarding agency, the Comptroller General
of the United States and, if appropriate, the State,
through any authorized representative, access to and
the right to examine all records, books, papers, or
documents related to the award; and will establish a
proper accounting system in accordance with generally
accepted accounting standards or agency directives.
Will establish safeguards to prohibit employees from
using their positions for a purpose that constitutes or
presents the appearance of personal or organizational
conflict of interest, or personal gain.
Will initiate and complete the work within the applicable
time frame after receipt of approval of the awarding
agency.
Will comply with the Intergovernmental Personnel Act of
1970 (42 U.S.C. §§4728-4763) relating to prescribed
standards for merit systems for programs funded under
one of the 19 statutes or regulations specified in
Appendix A of OPM's Standards for a Merit System of
Personnel Administration (5 C.F.R. 900, Subpart F).
Will comply with all Federal statutes relating to
nondiscrimination. These include but are not limited to:
(a) Title VI of the Civil Rights Act of 1964 (P.L. 88-352)
which prohibits discrimination on the basis of race, color
or national origin; (b) Title IX of the Education
Amendments of 1972, as amended (20 U.S.C. §§1681-
1683, and 1685-1686), which prohibits discrimination on
the basis of sex; (c) Section 504 of the Rehabilitation
Act of 1973, as amended (29 U.S.C. §794), which
prohibits discrimination on the basis of handicaps; (d)
the Age Discrimination Act of 1975, as amended (42
U.S.C. §§6101-6107), which prohibits discrimination
on the basis of age; (e) the Drug Abuse Office and
Treatment Act of 1972 (P.L. 92-255), as amended,
relating to nondiscrimination on the basis of drug
abuse; (f) the Comprehensive Alcohol Abuse and
Alcoholism Prevention, Treatment and Rehabilitation
Act of 1970 (P.L. 91-616), as amended, relating to
nondiscrimination on the basis of alcohol abuse or
alcoholism; (g) §§523 and 527 of the Public Health
Service Act of 1912 (42 U.S.C. §§290 dd-3 and 290 ee
3), as amended, relating to confidentiality of alcohol
and drug abuse patient records; (h) Title VIII of the
Civil Rights Act of 1968 (42 U.S.C. §§3601 et seq.), as
amended, relating to nondiscrimination in the sale,
rental or financing of housing; (i) any other
nondiscrimination provisions in the specific statute(s)
under which application for Federal assistance is being
made; and, (j) the requirements of any other
nondiscrimination statute(s) which may apply to the
application.
7.
Will comply, or has already complied, with the
requirements of Titles II and III of the Uniform
Relocation Assistance and Real Property Acquisition
Policies Act of 1970 (P.L. 91-646) which provide for
fair and equitable treatment of persons displaced or
whose property is acquired as a result of Federal or
federally-assisted programs. These requirements apply
to all interests in real property acquired for project
purposes regardless of Federal participation in
purchases.
8.
Will comply, as applicable, with provisions of the
Hatch Act (5 U.S.C. §§1501-1508 and 7324-7328)
which limit the political activities of employees whose
principal employment activities are funded in whole or
in part with Federal funds.
Previous Edition Usable Standard Form 424B (Rev. 7-97)
Authorized for Local Reproduction Prescribed by OMB Circular A-102
9.
10.
11.
Will comply, as applicable, with the provisions of the Davis-
Bacon Act (40 U.S.C. §§276a to 276a-7), the Copeland Act
(40 U.S.C. §276c and 18 U.S.C. §874), and the Contract
Work Hours and Safety Standards Act (40 U.S.C. §§327-
333), regarding labor standards for federally-assisted
construction subagreements.
Will comply, if applicable, with flood insurance purchase
requirements of Section 102(a) of the Flood Disaster
Protection Act of 1973 (P.L. 93-234) which requires
recipients in a special flood hazard area to participate in the
program and to purchase flood insurance if the total cost of
insurable construction and acquisition is $10,000 or more.
Will comply with environmental standards which may be
prescribed pursuant to the following: (a) institution of
environmental quality control measures under the National
Environmental Policy Act of 1969 (P.L. 91-190) and
Executive Order (EO) 11514; (b) notification of violating
facilities pursuant to EO 11738; (c) protection of wetlands
pursuant to EO 11990; (d) evaluation of flood hazards in
floodplains in accordance with EO 11988; (e) assurance of
project consistency with the approved State management
program developed under the Coastal Zone Management
Act of 1972 (16 U.S.C. §§1451 et seq.); (f) conformity of
Federal actions to State (Clean Air) Implementation Plans
under Section 176(c) of the Clean Air Act of 1955, as
amended (42 U.S.C. §§7401 et seq.); (g) protection of
underground sources of drinking water under the Safe
Drinking Water Act of 1974, as amended (P.L. 93-523);
and, (h) protection of endangered species under the
Endangered Species Act of 1973, as amended (P.L. 93-
205).
12.
13.
14.
15.
16.
17.
18.
Will comply with the Wild and Scenic Rivers Act of
1968 (16 U.S.C. §§1271 et seq.) related to protecting
components or potential components of the national
wild and scenic rivers system.
Will assist the awarding agency in assuring compliance
with Section 106 of the National Historic Preservation
Act of 1966, as amended (16 U.S.C. §470), EO 11593
(identification and protection of historic properties), and
the Archaeological and Historic Preservation Act of
1974 (16 U.S.C. §§469a-1 et seq.).
Will comply with P.L. 93-348 regarding the protection of
human subjects involved in research, development, and
related activities supported by this award of assistance.
Will comply with the Laboratory Animal Welfare Act of
1966 (P.L. 89-544, as amended, 7 U.S.C. §§2131 et
seq.) pertaining to the care, handling, and treatment of
warm blooded animals held for research, teaching, or
other activities supported by this award of assistance.
Will comply with the Lead-Based Paint Poisoning
Prevention Act (42 U.S.C. §§4801 et seq.) which
prohibits the use of lead-based paint in construction or
rehabilitation of residence structures.
Will cause to be performed the required financial and
compliance audits in accordance with the Single Audit
Act Amendments of 1996 and OMB Circular No. A-133,
"Audits of States, Local Governments, and Non-Profit
Organizations."
Will comply with all applicable requirements of all other
Federal laws, executive orders, regulations, and policies
governing this program.
SIGNATURE OF AUTHORIZED CERTIFYING OFFICIAL TITLE
APPLICANT ORGANIZATION DATE SUBMITTED
Standard Form 424B (Rev. 7-97) Back
OMB Number: 4040-0009
Expiration Date: 06/30/2014
ASSURANCES - CONSTRUCTION PROGRAMS
PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT
AND BUDGET. SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY.
Public reporting burden for this collection of information is estimated to average 15 minutes per response, including time for reviewing
instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of
information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for
reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0348-0042), Washington, DC 20503.
Certain of these assurances may not be applicable to your project or program. If you have questions, please contact the
Awarding Agency. Further, certain Federal assistance awarding agencies may require applicants to certify to additional
assurances. If such is the case, you will be notified.
As the duly authorized representative of the applicant:, I certify that the applicant:
NOTE:
1.
Has the legal authority to apply for Federal assistance,
and the institutional, managerial and financial capability
(including funds sufficient to pay the non-Federal share
of project costs) to ensure proper planning,
management and completion of project described in
this application.
2.
Will give the awarding agency, the Comptroller General
of the United States and, if appropriate, the State,
the right to examine all records, books, papers, or
documents related to the assistance; and will establish
a proper accounting system in accordance with
generally accepted accounting standards or agency
directives.
3.
Will not dispose of, modify the use of, or change the
terms of the real property title or other interest in the
site and facilities without permission and instructions
from the awarding agency. Will record the Federal
awarding agency directives and will include a covenant
in the title of real property acquired in whole or in part
with Federal assistance funds to assure non-
discrimination during the useful life of the project.
4.
Will comply with the requirements of the assistance
awarding agency with regard to the drafting, review and
approval of construction plans and specifications.
5.
Will provide and maintain competent and adequate
engineering supervision at the construction site to
ensure that the complete work conforms with the
approved plans and specifications and will furnish
progressive reports and such other information as may be
required by the assistance awarding agency or State.
6.
Will initiate and complete the work within the applicable
time frame after receipt of approval of the awarding agency.
7.
Will establish safeguards to prohibit employees from
using their positions for a purpose that constitutes or
presents the appearance of personal or organizational
conflict of interest, or personal gain.
8.
Will comply with the Intergovernmental Personnel Act
of 1970 (42 U.S.C. §§4728-4763) relating to prescribed
standards of merit systems for programs funded
under one of the 19 statutes or regulations specified in
Appendix A of OPM's Standards for a Merit System of
Personnel Administration (5 C.F.R. 900, Subpart F).
9.
Will comply with the Lead-Based Paint Poisoning
Prevention Act (42 U.S.C. §§4801 et seq.) which
prohibits the use of lead-based paint in construction or
rehabilitation of residence structures.
10.
Will comply with all Federal statutes relating to non-
discrimination. These include but are not limited to: (a)
Title VI of the Civil Rights Act of 1964 (P.L. 88-352)
which prohibits discrimination on the basis of race,
color or national origin; (b) Title IX of the Education
Amendments of 1972, as amended (20 U.S.C. §§1681
1683, and 1685-1686), which prohibits discrimination
on the basis of sex; (c) Section 504 of the
Rehabilitation Act of 1973, as amended (29) U.S.C.
§794), which prohibits discrimination on the basis of
handicaps; (d) the Age Discrimination Act of 1975, as
amended (42 U.S.C. §§6101-6107), which prohibits
discrimination on the basis of age; (e) the Drug Abuse
Office and Treatment Act of 1972 (P.L. 92-255), as
amended relating to nondiscrimination on the basis of
drug abuse; (f) the Comprehensive Alcohol Abuse and
Alcoholism Prevention, Treatment and Rehabilitation
Act of 1970 (P.L. 91-616), as amended, relating to
nondiscrimination on the basis of alcohol abuse or
alcoholism; (g) §§523 and 527 of the Public Health
Service Act of 1912 (42 U.S.C. §§290 dd-3 and 290 ee
3), as amended, relating to confidentiality of alcohol
and drug abuse patient records; (h) Title VIII of the
Civil Rights Act of 1968 (42 U.S.C. §§3601 et seq.), as
amended, relating to nondiscrimination in the sale,
rental or financing of housing; (i) any other
nondiscrimination provisions in the specific statue(s)
under which application for Federal assistance is being
made; and (j) the requirements of any other
nondiscrimination statue(s) which may apply to the
application.
Previous Edition Usable
Authorized for Local Reproduction
Standard Form 424D (Rev. 7-97)
Prescribed by OMB Circular A-102
11.
Will comply, or has already complied, with the
requirements of Titles II and III of the Uniform Relocation
Assistance and Real Property Acquisition Policies Act of
1970 (P.L. 91-646) which provide for fair and equitable
treatment of persons displaced or whose property is
acquired as a result of Federal and federally-assisted
programs. These requirements apply to all interests in real
property acquired for project purposes regardless of
Federal participation in purchases.
12.
Will comply with the provisions of the Hatch Act (5 U.S.C.
§§1501-1508 and 7324-7328) which limit the political
activities of employees whose principal employment
activities are funded in whole or in part with Federal funds.
13.
Will comply, as applicable, with the provisions of the Davis-
Bacon Act (40 U.S.C. §§276a to 276a-7), the Copeland Act
(40 U.S.C. §276c and 18 U.S.C. §874), and the Contract
Work Hours and Safety Standards Act (40 U.S.C. §§327-
333) regarding labor standards for federally-assisted
construction subagreements.
14.
Will comply with flood insurance purchase requirements of
Section 102(a) of the Flood Disaster Protection Act of 1973
(P.L. 93-234) which requires recipients in a special flood
hazard area to participate in the program and to purchase
flood insurance if the total cost of insurable construction
and acquisition is $10,000 or more.
15.
Will comply with environmental standards which may be
prescribed pursuant to the following: (a) institution of
environmental quality control measures under the National
Environmental Policy Act of 1969 (P.L. 91-
190) and Executive Order (EO) 11514; (b) notification
of violating facilities pursuant to EO 11738; (c)
protection of wetlands pursuant to EO 11990; (d)
evaluation of flood hazards in floodplains in accordance
with EO 11988; (e) assurance of project consistency
with the approved State management program
developed under the Coastal Zone Management Act of
1972 (16 U.S.C. §§1451 et seq.); (f) conformity of
Federal actions to State (Clean Air) implementation
Plans under Section 176(c) of the Clean Air Act of
1955, as amended (42 U.S.C. §§7401 et seq.); (g)
protection of underground sources of drinking water
under the Safe Drinking Water Act of 1974, as
amended (P.L. 93-523); and, (h) protection of
endangered species under the Endangered Species
Act of 1973, as amended (P.L. 93-205).
16.
Will comply with the Wild and Scenic Rivers Act of
1968 (16 U.S.C. §§1271 et seq.) related to protecting
components or potential components of the national
wild and scenic rivers system.
17.
Will assist the awarding agency in assuring compliance
with Section 106 of the National Historic Preservation
Act of 1966, as amended (16 U.S.C. §470), EO 11593
(identification and protection of historic properties), and
the Archaeological and Historic Preservation Act of
1974 (16 U.S.C. §§469a-1 et seq).
18.
Will cause to be performed the required financial and
compliance audits in accordance with the Single Audit
Act Amendments of 1996 and OMB Circular No. A-133,
"Audits of States, Local Governments, and Non-Profit
Organizations."
19.
Will comply with all applicable requirements of all other
Federal laws, executive orders, regulations, and policies
governing this program.
SIGNATURE OF AUTHORIZED CERTIFYING OFFICIAL
TITLE
SF-424D (Rev. 7-97) Back
APPLICANT ORGANIZATION
DATE SUBMITTED
20.
Will comply with the requirements of Section 106(g) of
the Trafficking Victims Protection Act (TVPA) of 2000, as
amended (22 U.S.C. 7104) which prohibits grant award
recipients or a sub-recipient from (1) Engaging in severe
forms of trafficking in persons during the period of time
that the award is in effect (2) Procuring a commercial
sex act during the period of time that the award is in
effect or (3) Using forced labor in the performance of the
award or subawards under the award.