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Leadership Framework: Self assessment tool

The Leadership Framework

Self assessment tool

Leadership in the health and care services is about delivering high quality

services to patients by:

· demonstrating personal qualities

· working with others

· managing services

· improving services

· setting direction

· creating the vision, and

· delivering the strategy.

Staff will exhibit a range of leadership behaviours across these seven domains dependent on the context in which they operate. It is

essential that all staff are competent in each of the five core leadership domains: demonstrating personal qualities, working with

others, managing services, improving services and setting direction. The other two domains, creating the vision and delivering

the strategy, focus more on the role and contribution of individual leaders.

To help users understand and apply the Leadership Framework each domain is divided into four

elements and each of these elements is further divided into four descriptive statements which

describe the behaviours all staff should be able to demonstrate.

The Clinical Leadership Competency Framework (CLCF) and Medical Leadership Competency

Framework (MLCF) are also available to specifically provide staff with clinically based examples and

learning and development scenarios across the five core domains shared with the Leadership

Framework.

Please visit www.leadershipacademy.nhs.uk/lf to learn more about the framework and how it can

be used and applied.

Self assessment tool

This self assessment tool aims to help you manage your own learning and development by allowing you to reflect on which areas

of the leadership framework you would like to develop further.

Please note that the information you provide is not stored anywhere

on the website. We recommend you download and save this

document so that you can refer back to it when reviewing your development plans.

A development module is available to support your leadership development at

www.leadershipacademy.nhs.uk/leadership-development-module

You will also find a personal action plan template starting on page 10.

Leadership Academ

CLCF/MLCF

Leadership Framework: Self assessment tool

1. Demonstrating Personal Qualities

Effective leadership requires individuals to draw upon their values, strengths

and abilities to deliver high standards of service. To do so, they must

demonstrate effectiveness in:

• Developing self awareness by being aware of their own values, principles,

and assumptions, and by being able to learn from experiences

• Managing yourself by organising and managing themselves while taking

account of the needs and priorities of others

• Continuing personal development by learning through participating in

continuing professional development and from experience and feedback

• Acting with integrity by behaving in an open, honest and ethical manner.

Look at statements below:

• On the scale next to each statement, choose a rating that

reflects how frequently it applies to you

• Total your scores after each domain and reflect on how you have

scored yourself

To work through the Leadership Development Module for this domain,

go to www.leadershipacademy.nhs.uk/leadership-development-module/demonstrating-personal-qualities

Total your scores and reflect on what you have given yourself. If you have mainly red and orange circles in any particular

domain, these domains may be areas you wish to develop further. If you have green circles then check that these are not

overplayed strengths. An overplayed strength could be a behaviour you over rely on and one which might impact negatively on

your performance.

DEMONSTRATING PERSONAL QUALITIES

Developing Self Awareness

I reflect on how my own values and principles influence my behaviour and

impact on others

I seek feedback from others on my strengths and limitations and modify

my behaviour accordingly

I remain calm and focused under pressure

I plan my workload and deliver on my commitments to consistently high

standards demonstrating flexibility to service requirements

I actively seek opportunities to learn and develop

I apply my learning to practical work

I act in an open, honest and inclusive manner - respecting other people’s

culture, beliefs and abilities

I speak out when I see that ethics or values are being compromised

TOTAL

Managing Yourself

Continuing Personal Development

Acting with Integrity

A lot of the

time

Some of the

time

Very little /

None of the

time

Leadership Framework: Self assessment tool

2. Working with Others

Effective leadership requires individuals to work with others in teams and

networks to deliver and improve services. To do so, they must demonstrate

effectiveness in:

• Developing networks by working in partnership with patients, carers,

service users and their representatives, and colleagues within and across

systems to deliver and improve services

• Building and maintaining relationships by listening, supporting others,

gaining trust and showing understanding

• Encouraging contribution by creating an environment where others have

the opportunity to contribute

• Working within teams to deliver and improve services.

Look at statements below:

• On the scale next to each statement, choose a rating that

reflects how frequently it applies to you

• Total your scores after each domain and reflect on how you have

scored yourself

Total your scores and reflect on what you have given yourself. If you have mainly red and orange circles in any particular

domain, these domains may be areas you wish to develop further. If you have green circles then check that these are not

overplayed strengths. An overplayed strength could be a behaviour you over rely on and one which might impact negatively on

your performance.

WORKING WITH OTHERS

Developing Networks

I identify opportunities where working collaboratively with others will bring

added value to patient care

I share information and resources across networks

I communicate clearly and effectively with others

I listen to and take into account the needs and feelings of others

I actively seek contributions and views from others

I am comfortable managing conflicts of interests or differences of opinion

I put myself forward to lead teams, whilst always ensuring I involve the

right people at the right time

I acknowledge and appreciate the efforts of others within the team and

respect the team’s decision

TOTAL

Building and Maintaining Relationships

Encouraging Contribution

Working within Teams

A lot of the

time

Some of the

time

Very little /

None of the

time

To work through the Leadership Development Module for this domain,

go to www.leadershipacademy.nhs.uk/leadership-development-module/working-with-others

Leadership Framework: Self assessment tool

3. Managing Services

Effective leadership requires individuals to focus on the success of the

organisation(s) in which they work. To do so, they must be effective in:

• Planning by actively contributing to plans to achieve service goals

• Managing resources by knowing what resources are available and using

their influence to ensure that resources are used efficiently and safely, and

reflect the diversity of needs

• Managing people by providing direction, reviewing performance,

motivating others, and promoting equality and diversity

• Managing performance by holding themselves and others accountable for

service outcomes.

Look at statements below:

• On the scale next to each statement, choose a rating that

reflects how frequently it applies to you

• Total your scores after each domain and reflect on how you have

scored yourself

Total your scores and reflect on what you have given yourself. If you have mainly red and orange circles in any particular

domain, these domains may be areas you wish to develop further. If you have green circles then check that these are not

overplayed strengths. An overplayed strength could be a behaviour you over rely on and one which might impact negatively on

your performance.

MANAGING SERVICES

Planning

I use feedback from patients, service users and colleagues when

developing plans

I assess the available options in terms of benefits and risks

I deliver safe and effective services within the allocated resource

I take action when resources are not being used efficiently and effectively

I support team members in developing their roles and responsibilities

I provide others with clear purpose and direction

I analyse information from a range of sources about performance

I take action to improve performance

TOTAL

Managing Resources

Managing People

Managing Performance

A lot of the

time

Some of the

time

Very little /

None of the

time

To work through the Leadership Development Module for this domain,

go to www.leadershipacademy.nhs.uk/leadership-development-module/managing-services

Leadership Framework: Self assessment tool

4. Improving Services

Effective leadership requires individuals to make a real difference to people's

health by delivering high quality services and by developing improvements to

services. To do so, they must demonstrate effective in:

• Ensuring patient safety by assessing and managing risk to patients

associated with service developments, balancing economic consideration

with the need for patient safety

• Critically evaluating by being able to think analytically, conceptually and to

identify where services can be improved, working individually or as part of a

team

• Encouraging improvement and innovation by creating a climate of

continuous service improvement

• Facilitating transformation by actively contributing to change processes

that lead to improving healthcare.

Look at statements below:

• On the scale next to each statement, choose a rating that

reflects how frequently it applies to you

• Total your scores after each domain and reflect on how you have

scored yourself

Total your scores and reflect on what you have given yourself. If you have mainly red and orange circles in any particular

domain, these domains may be areas you wish to develop further. If you have green circles then check that these are not

overplayed strengths. An overplayed strength could be a behaviour you over rely on and one which might impact negatively

on your performance.

IMPROVING SERVICES

Ensuring Patient Safety

I take action when I notice shortfalls in patient safety

I review practice to improve patient safety and minimise risk

I use feedback from patients, carers and service users to contribute to

improvements in service delivery

I work with others to constructively evaluate our services

I put forward ideas to improve the quality of services

I encourage debate about new ideas with a wide range of people

I articulate the need for change and its impact on people and services

I focus myself and motivate others to ensure change happens

TOTAL

Critically Evaluating

Encouraging Improvement and Innovation

Facilitating Transformation

A lot of the

time

Some of the

time

Very little /

None of the

time

To work through the Leadership Development Module for this domain,

go to www.leadershipacademy.nhs.uk/leadership-development-module/improving-services

Leadership Framework: Self assessment tool

5. Setting Direction

Effective leadership requires individuals to contribute to the strategy and

aspirations of the organisation and act in a manner consistent with its values.

To do so, they must demonstrate effective in:

• Identifying the contexts for change by being aware of the range of

factors to be taken into account

• Applying knowledge and evidence by gathering information to produce

an evidence-based challenge to systems and processes in order to identify

opportunities for service improvements

• Making decisions using their values, and the evidence, to make good

decisions

• Evaluating impact by measuring and evaluating outcomes, taking corrective

action where necessary and by being held to account for their decisions.

Look at statements below:

• On the scale next to each statement, choose a rating that

reflects how frequently it applies to you

• Total your scores after each domain and reflect on how you have

scored yourself

Total your scores and reflect on what you have given yourself. If you have mainly red and orange circles in any particular

domain, these domains may be areas you wish to develop further. If you have green circles then check that these are not

overplayed strengths. An overplayed strength could be a behaviour you over rely on and one which might impact negatively on

your performance.

SETTING DIRECTION

Identifying the Contexts for Change

I identify the drivers of change (e.g. political, social, technical, economic,

organisational, professional environment)

I anticipate future challenges that will create the need for change and

communicate these to others

I use data and information to suggest improvements to services

I influence others to use knowledge and evidence to achieve best practice

I consult with key people and groups when making decisions taking into

account the values and priorities of the service

I actively engage in formal and informal decision-making processes about

the future of services

I take responsibility for embedding new approaches into working practices

I evaluate the impact of changes on patients and service delivery

TOTAL

Applying Knowledge and Evidence

Making Decisions

Evaluating Impact

A lot of the

time

Some of the

time

Very little /

None of the

time

To work through the Leadership Development Module for this domain,

go to www.leadershipacademy.nhs.uk/leadership-development-module/setting-direction

Leadership Framework: Self assessment tool

6. Creating the Vision

Effective leadership involves creating a compelling vision for the future, and

communicating this within and across organisations. This requires individuals to

demonstrate effectiveness in:

• Developing the vision of the organisation, looking to the future to

determine the direction for the organisation

• Influencing the vision of the wider healthcare system by working with

partners across organisations

• Communicating the vision and motivating others to work towards

achieving it

• Embodying the vision by behaving in ways which are consistent with the

vision and values of the organisation

Look at statements below:

• On the scale next to each statement, choose a rating that

reflects how frequently it applies to you

• Total your scores after each domain and reflect on how you have

scored yourself

Total your scores and reflect on what you have given yourself. If you have mainly red and orange circles in any particular

domain, these domains may be areas you wish to develop further. If you have green circles then check that these are not

overplayed strengths. An overplayed strength could be a behaviour you over rely on and one which might impact negatively on

your performance.

CREATING THE VISION

Developing the Vision for the Organisation

I actively engage with others (including patients and public) to determine

the direction of the organisation

I take into account the full range of factors that will impact upon the

future of health and care services

I look for opportunities to engage in debate about the future of healthcare

I influence key decision makers who determine future government policy

that impacts the NHS and its services

I communicate the vision with enthusiasm and clarity

I take time to build critical support for the vision

I show confidence, commitment and passion for the vision in my day to day actions

I challenge behaviours, symbols & rituals which are not consistent with the vision

TOTAL

Influencing the Vision of the Wider Healthcare System

Communicating the Vision

Embodying the Vision

A lot of the

time

Some of the

time

Very little /

None of the

time

To work through the Leadership Development Module for this domain,

go to www.leadershipacademy.nhs.uk/leadership-development-module/creating-the-vision

Leadership Framework: Self assessment tool

7. Delivering the Strategy

Effective leadership involves delivering the strategy by developing and agreeing

strategic plans that place patient care at the heart of the service, and ensuring

that these are translated into achievable operational plans. This requires

individuals to demonstrate effectiveness in:

• Framing the strategy by identifying strategic options for the organisation

and drawing upon a wide range of information, knowledge and experience

• Developing the strategy by engaging with colleagues and key stakeholders

• Implementing the strategy by organising, managing and assuming the

risks of the organisation

• Embedding the strategy by ensuring that strategic plans are achieved and

sustained.

Look at statements below:

• On the scale next to each statement, choose a rating that

reflects how frequently it applies to you

• Total your scores after each domain and reflect on how you have

scored yourself

Total your scores and reflect on what you have given yourself. If you have mainly red and orange circles in any particular

domain, these domains may be areas you wish to develop further. If you have green circles then check that these are not

overplayed strengths. An overplayed strength could be a behaviour you over rely on and one which might impact negatively on

your performance.

DELIVERING THE STRATEGY

Framing the Strategy

I draw on relevant thinking and best practice to inform strategy development

I use an understanding of the history and culture of the organisation to

create a realistic strategy

I engage with a wide range of stakeholders when formulating strategic plans

I mitigate uncertainties and risks associated with strategic choices

I ensure strategic plans are translated into workable operational plans

I establish clear accountabilities for delivery of all elements of the strategy

I help others to overcome obstacles and challenges in delivering the strategy

I monitor progress of the strategic outcomes and make adjustments where necessary

TOTAL

Developing the Strategy

Implementing the Strategy

Embedding the Strategy

A lot of the

time

Some of the

time

Very little /

None of the

time

To work through the Leadership Development Module for this domain,

go to www.leadershipacademy.nhs.uk/leadership-development-module/delivering-the-strategy

Leadership Framework: Self assessment tool

Next Steps

Having completed your self assessment, we would encourage you to discuss your results with your Line Manager, mentor

or trusted colleague.

You may find it helpful to ask your Line Manager or colleagues to also download the document and rate you against some or all

of the leadership domains. Coming together and comparing their ratings with your self ratings can provide valuable insight into

your leadership behaviour.

Next, you may wish to develop a personal action plan to help you consolidate your development areas. An action plan template

is available on the next page.

Hints and tips on action planning

• Define your action plan in SMART terms (Specific, Measurable, Action oriented, Realistic and Time bound). This will help you

each your goals.

• Identify individuals you want to talk to about your action plan and who can help you make it happen.

• Assess potential obstacles and how you might be able to overcome these.

• Think about how you can utilise your strengths to help you reach your goals.

• Identify r

esources that are available to you or that you will need to obtain in order to achieve your goal e.g.what resources

(internal, external) can you draw upon in order to reach your goal?

• Write action steps to help you reach your goal and assign a completion date to each one.

• Set a date to evaluate your progress towards your goal.

Resources

For suggested reading or development advice related to the each of the domains of the Leadership Framework, please refer to

the Leadership Development Module at www.leadershipacademy.nhs.uk/leadership-development-module

IMPORTANT!

If you wish to refer back to this document at any point, please save a copy to your computer or print in the

usual way. For confidentiality reasons, the information you have input will not be saved on this website.

Leadership Framework: Self assessment tool

Personal Action Plan

Please read the hints and tips on action planning given on page 9 before starting your action plan. You may also find it helpful to review

the Leadership Development Module at www.leadershipacademy.nhs.uk/leadership-development-module

Action Plan - part one

Please choose one of the key development needs identified above that you would like to work through on the next few pages.

Should you like to look at more than one development need, print out or photocopy pages 11-14 before filling them in, or save

this document under a different name so that you can complete the following sections separately for each development need

you would like to explore.

Key strengths

Please summarise

your key strengths

Max characters (750)

Key priorities

Please summarise your key

development needs

Max characters (750)

Leadership Framework: Self assessment tool

Development Need:

Reason for choosing

Max characters (750)

Goal

Max characters (750)

Describe the desired new

behaviour in SMART terms

Benefits

Max characters (750)

Describe the benefits

of reaching this goal

Action Plan - part one continued

Leadership Framework: Self assessment tool

Development Need

Risks

Max characters (750)

Outline any risks that might be

involved in reaching this goal

Obstacles

Max characters (500)

Outline any potential obstacles

How are you going

to over come them?

Max characters (500)

Action Plan - part one continued

Leadership Framework: Self assessment tool

Development Need

Resources/

support needed

Max characters (750)

Where available?

Max characters (750)

Action Plan - part one continued

Leadership Framework: Self assessment tool

Action Steps max characters (1000) Approach Target Date

Experience

Exposure

Education

Action Plan - part two

Experience

Exposure

Education

IMPORTANT!

If you wish to refer back to this document at any point, please save a copy to your computer or print in the

usual way. For confidentiality reasons, the information you have input will not be saved on this website.

Review

When will you review your

progress towards your goals?

(Please specify a date).

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