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10. Fiscal Responsibility (Check each box that applies):
The organization certifies that its financial system is in accordance with generally accepted accounting principles and:
Has the capability to identify, in its accounts, all federal awards received and expended and the federal programs
under which they were received.
Maintains internal controls to assure that it is managing federal awards received and expended and the federal
programs under which they were received.
Complies with applicable laws and regulations.
Can prepare appropriate financial statements, including the schedule of expenditures of federal awards.
There are no outstanding audit findings that would impact this project. If there are findings, submit a copy
of the most recent report that describes the finding and steps to be taken to correct the finding.
11. Lobbying (for U.S. Federal projects):
Yes No The organization certifies that no payments have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with this proposed project (If “No,” attach explanation).
12. Export Controls:
Subrecipient is individually responsible for ascertaining its compliance with federal export laws and procedures.
Subrecipient certifies that an export control officer, or other authorized person, has reviewed the subrecipient’s
request for compliance with federal export control laws; and subrecipient has the policy and procedures in place to
comply with federal export laws and procedures.
13. Federal Funding Accountability and Transparency Act (FFATA):
Not applicable because this project is under $25,000.
Subrecipient organization/institution hereby certifies that it is registered with CCR or will be registered prior to
an agreement being issued for completion of this proposal.
Yes No During the previous fiscal year, did the subrecipient receive 80% or more of its
annual gross revenues in federal awards AND $25 million or more in annual gross
revenues from federal awards?
Yes No Does the public have access to information about the compensation of the top
five executives of the organization through periodic reports filed under section 13(a)
or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d) or section
6104 of the Internal Revenue Code of 1986?
1. a. Does the subrecipient receive an annual audit in accordance with OMB Circular A-133?
If a subrecipient does not receive an A-133 audit or has findings on their most recent A-133 audit, TTU will
require the entity to complete an Audit Certification and Financial Status Form and may require added
elements be incorporated into the subaward agreement, such as a limited scope audit or increased monitoring.
b. If “Yes,” has the audit been completed for the most recent fiscal year?
2. Were any audit findings reported?
Yes No (If “Yes,” explain in Section E Comments, including plan to remedy findings.)
Note: A complete copy of subrecipient’s most recent audit report, or the URL link to a complete copy,
must be furnished to TTU before a subaward can be issued.
3. If “No” to Question 1.a., does the subrecipient receive overall federal funding of at least $750,000 per year?
Yes No If “No,” skip question 4.
If “No,” when is it expected to be completed (MM/DD/YYYY)? ________________