Printed Name: Date:
SECTION 10A SUPPORT DOCUMENTATION: 2021 COMMITMENT TO STRATEGIES
The current federal transportation legislation, Fixing America's Surface Transportation, (FAST Act) requires any agency applying
for Section 5310 Enhanced
Mobility for Seniors and Individuals with Disabilities funds to participate in a locally derived human
services transportation coordination plan. Agencies will demonstrate compliance with the MAG Human Services Coordination
Transportation Plan as evidenced by the following:
- Attendance at designated human services transportation meetings to assist in the development and implementation of
regional coordination planning.
- Compliance with information and data requests to aid in the collaborativ
e efforts of the planning process.
- Demonstrate support and achievement of goals in the plan as appropriate and identified in the plan.
- Participate in workshops and trainings to advance regional coordination and collaboration efforts.
Agency data gathering and feedback is a valued part of the regional human services transportation coordination effort.
Strategies identified in the coordination process are the collaborative effort of all participating agencies. A successful and
relevant plan will assist the agencies in their mission to serve elderly persons, and persons with disabilities and low income.
I do hereby agree, on behalf of my organization, that we will actively support strategies developed in the plan in compliance
with FAST Act regulations. Our participation will continue throughout the term of the grant.
If you have any questions about these strategies at any time during your grant term, please contact DeDe Gaisthea at the Maricopa
Association of Governments by calling 602-254-6300 or by emailing dgaisthea@azmag.gov
Agency Name:
Authorized Representative of Applicant Signature:
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SECTION 10B SUPPORT DOCUMENTATION: FTA FY 2021 CERTIFICATIONS AND ASSURANCES
Name of Applicant:
The Applicant agrees to comply with all applicable provisions. Included below, are the most common provisions for
agencies applying for Section 5310 federal funds. For a full list of the 2021 FTA Certifications and Assurances, see the
Handbook & Program Guidelines.
DESCRIPTION
Required Certifications and Assurances.
Lobbying.
Procurement and Procurement System.
P
rivate Sector Protections.
Rolling Stock Reviews and Bus Testing.
Demand Responsive Service.
Intelligent Transportation Systems.
Interest and Finance Costs and Leasing Costs.
Transit Asset Management/Agency Safety Plan.
Alcohol and Controlled Substances Testing.
Seniors/Elderly/Individuals with Disabilities Programs
FEDERAL FISCAL YEAR 2021 FTA CERTIFICATIONS & ASSURANCES
SIGNATURE P
AGE, AFFIRMATION OF APPLICANT & APPLICANT’S ATTORNEY
(Required of all Applicants for FTA funding. Attorney’s signature is not required if the Authorized representative can
legally bind the applicant)
Name of Applicant:
Name and Relationship (Title) of Authorized Representative:
BY SIGNING BELOW, on behalf of the Applicant, I declare that the Applicant has duly authorized me to make these
Certifications and Assurances and bind the Applicant’s compliance. Thus, the Applicant agrees to comply with
all Federal statutes and regulations, and follow applicable Federal guidance, and comply with the Certifications
and Assurances as indicated on the foregoing page applicable to each application its authorized representative makes to
the Federal Transit Administration (FTA), through the Designated Recipient (D.R.), in Federal Fiscal Year 2021,
irrespective of whether the individual that acted on its Applicant’s behalf continues to represent the Applicant. FTA
intends that the Certifications and Assurances the Applicant selects on the previous page should apply, as provided, to
each Project for which the Applicant seeks now, or may later seek FTA funding during Federal Fiscal Year 2021.
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and New Freedom Program.
Printed Name: Date:
Date:
In signing this document, I declare under penalties of perjury that the foregoing Certifications and Assurances, and any other
statements made by me on behalf of the Applicant are true and accurate.
Printed Name:
Authorized Representative of Applicant Signature:
AFFIRMATION OF APPLICANT’S ATTORNEY
A
s
the undersigned Attor
n
ey for the above named Applicant, I hereby affirm
t
o
the
Applicant
t
hat
i
t
has authority under State,
local, or tribal government law, as applicable, to make and comply with the Certifications and Assurances as indicated on the
foregoing pages. I further affirm that, in my opinion, the Certifications and Assurances have been legally made and constitute
legal and binding obligations on the Applicant.
I further affirm to the Applicant that, to the best of my knowledge, there is no legislation or litigation pending or imminent that
might adversely affect the validity of these Certifications and Assurances, or of the performance of its FTA Project or Projects.
Attorney for Applicant Signature
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The Applicant affirms the truthfulness and accuracy of the Certifications and Assurances it has selected in the statements
submitted with this document and any other submission made to FTA, through the D.R., and acknowledges that the Program
Fraud Civil Remedies Act of 1986, 31 U.S.C. 3801 et seq ., and implementing U.S. DOT regulations, “Program Fraud Civil
Remedies,” 49 CFR
part 31, apply to any certification, assurance or submission made to FTA, through the D.R. The criminal
provisions of 18 U.S.C. 1001 apply to any certification, assurance, or submission made in connection with a Federal public
transportation program authorized by 49 U.S.C. Chapter 53 or any other statute.
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, CERTIFIES OR
S
ignature: Date:
SECTION 10C SUPPORT DOCUMENTATION: LOBBYING
Title:
Name of the Applicant’s
authorized official:
No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for
influencing or attempting to influence an officer or employee of a federal department or agency, a member of the U.S.
Congress, an officer or employee of the U.S. Congress, or an employee of a member of the U.S. Congress in connection
with the awarding of any federal Contract, the making of any federal grant, the making of any federal loan, the entering into
of any cooperative agreement, and the extension, continuation, renewal, amendment or modification thereof.
If any funds other than federal appropriated funds have been paid or will be paid to any person for making lobbying contacts
to an officer or employee of any agency, a member of Congress, an officer or employee of Congress, or an employee of a
member of Congress in connection with this federal Contract, grant, loan or cooperative agreement, the undersigned shall
complete and submit Standard Form LLL, “Disclosure Form to Report Lobbying,” in accordance with its instruction, as
amended by “Government-wide Guidance for New Restrictions on Lobbying,” 61 Fed. Reg. 1413 (1/19/96).
The undersigned shall require that the language of this certification be included in the award documents for all sub-awards
at all tiers (including subcontracts, sub-grants and contracts under grants, loans and cooperative agreements) and that all
sub-recipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance
was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or
entering into this transaction imposed by 31, USC § 1352 (as amended by the Lobbying Disclosure Act of 1995). Any
person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than
$100,000 for each such failure.
Lobbying
Byrd Anti-Lobbying Amendment, 31 U.S.C. 1352, as amended by
the Lobbying Disclosure Act of 1995, P.L. 104-65 [to be
codified at 2 U.S.C. § 1601, et seq.] - Agencies who apply for an award of $100,000 or more shall file the certification required by
49 CFR part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal
appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any
agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with
obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. Each tier shall also disclose the name of
any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non-Federal funds
with respect to that Federal contract, grant or award covered by 31 U.S.C. 1352. Such disclosures are forwarded from tier to tier
up to the recipient. The "Lobbying Certification" form must be completed, signed and submitted with Contractor’s bid.
Lobbying Certification
This form is to be submitted with a grant application exceeding $100,000.
The Applicant certifies, to the best of its knowledge and belief, that:
AFFIRMS THE
TRUTHFULNESS
AND
ACCURACY
O
F EACH
STATEMEN
T O
F ITS
CERTIFICATION
AND DISCLOSURE,
IF ANY. IN ADDITION, THE APPLICANT UNDERSTANDS AND AGREES THAT THE PROVISIONS OF 31 USC §§ 3801 ET
SEQ. APPLY TO THIS CERTIFICATION AND DISCLOSURE, IF ANY.
THE APPLICANT,
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