Fillable Report of Assets and Liabilities of U.S. Branches (Federal Financial Institutions Examination Council)

Fill Online, Printable, Fillable, Blank Report of Assets and Liabilities of U.S. Branches (Federal Financial Institutions Examination Council) Form

Use Fill to complete blank online FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL (DC) pdf forms for free. Once completed you can sign your fillable form or send for signing. All forms are printable and downloadable.

Report of Assets and Liabilities of U.S. Branches (Federal Financial Institutions Examination Council)

On average this form takes 222 minutes to complete

The Report of Assets and Liabilities of U.S. Branches (Federal Financial Institutions Examination Council) form is 50 pages long and contains:

  • 2 signatures
  • 0 check-boxes
  • 879 other fields

Country of origin: US
File type: PDF

U.S.A. forms for Federal Financial Institutions Examination Council

BROWSE FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL (DC) FORMS

Related forms
Fill has a huge library of thousands of forms all set up to be filled in easily and signed.
Fill in your chosen form
Sign the form using our drawing tool
Send to someone else to fill in and sign.
find another form
 
Board of Governors of the Federal Reserve System OMB Number: 7100-0032
Approval expires June 30, 2021
Page 1 of 32
Federal Financial Institutions Examination Council
Report of Assets and Liabilities of U.S. Branches and
Agencies of Foreign Banks—FFIEC 002
Report at the close of business September 30, 2018
This report is required by law 12 U.S.C. § 3105(c)(2); 12 U.S.C.
§ 1817(a); and 12 U.S.C. § 3102(b).
(RCON 9999)
(20180930)
Please read carefully "Instructions for Preparation of the Report of
Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks."
Please indicate legal status: Branch Agency
Indicate FDIC insurance status:
Insured Uninsured
Indicate the number of branches or agencies included in this
report:
(RCON 9395)
Legal Title(s) and Address(es) of Branch(es) or Agency(ies) included in this report:
Legal Title
Street Address
City County
State Zip Code
Legal Title
Street Address
City County
State Zip Code
Legal Title
Street Address
City County
State Zip Code
Legal Title of Foreign Bank Parent
City Country
NOTE: This report must be signed by the Chief Financial Officer
(CFO) (or by the individual performing an equivalent function)
and attested by the senior executive officer.
I, the undersigned CFO (or equivalent) of the branch or agency
specified do hereby declare that this Report of Assets and
Liabilities (including the supporting schedules and supplement)
has been prepared in conformance with the instructions issued
by the Federal Financial Institutions Examination Council and
is true to the best of my knowledge and belief.
Signature of Chief Financial Officer (or Equivalent)
I,
Name of Senior Executive Officer
Title of Senior Executive Officer
attest the correctness of this Report of Assets and Liabilities
(including the supporting schedules and supplement) and declare
that it has been examined by us, and to the best of our knowledge
and belief, has been prepared in conformance with the instruc-
tions issued by the Federal Financial Institutions Examination
Council and is true and correct.
Signature of Senior Executive Officer
Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).
(RCON H018)
(RCON H019)
Public reporting burden associated with the FFIEC 002 is estimated to average 25.43 hours per response including time to gather and maintain data in the required form and to review
instructions and complete the information collection. A Federal agency may not conduct or sponsor, and an organization (or a person) is not required to respond to a collection of informa-
tion, unless it displays a currently valid OMB control number. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing
the burden, may be sent to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551 and to Office of Information and Regulatory
Affairs, Office of Management and Budget, Washington, DC 20503.
09/2018
click to sign
signature
click to edit
click to sign
signature
click to edit
FFIEC 002
Page 2 of 32
Contact Information
To facilitate communication between the Agencies and the branch or agency concerning the FFIEC 002, please provide contact infor-
mation for (1) the Chief Financial Officer (or equivalent) of the branch or agency signing the reports for this quarter and (2) the person at
the branch or agency — other than the Chief Financial Officer (or equivalent) — to whom questions about the reports should be
directed. If the Chief Financial Officer (or equivalent) is the primary contact for questions about the reports, please provide contact infor-
mation for another person at the branch or agency who will serve as a secondary contact for communications between the Agencies
and the branch or agency concerning the FFIEC 002. Enter "none" for the contact's e-mail address or fax number if not available.
Contact information for the FFIEC 002 is for the confidential use of the Agencies and will not be released to the public.
Chief Financial Officer (or Equivalent)
Signing the Reports
Name (TEXT C490)
Title (TEXT C491)
E-mail Address (TEXT C492)
Area Code / Phone Number / Extension (TEXT C493)
FAX Number (TEXT C494)
Other Person to Whom Questions about the
Reports Should be Directed
Name (TEXT C495)
Title (TEXT C496)
E-mail Address (TEXT 4086)
Area Code / Phone Number / Extension (TEXT 8902)
FAX Number (TEXT 9116)
Emergency Contact Information
This information is being requested so the Agencies can distribute critical, time sensitive information to emergency contacts at U.S.
branches or agencies. Please provide primary contact information for a senior official of the branch or agency who has decision-making
authority. Also provide information for a secondary contact if available. Enter "none" for the contact's e-mail address or fax number if
not available. Emergency contact information is for the confidential use of the Agencies and will not be released to the public.
Primary Contact
Name (TEXT C366)
Title (TEXT C367)
E-mail Address (TEXT C368)
Area Code / Phone Number / Extension (TEXT C369)
Area Code / FAX Number (TEXT C370)
Secondary Contact
Name (TEXT C371)
Title (TEXT C372)
E-mail Address (TEXT C373)
Area Code / Phone Number / Extension (TEXT C374)
Area Code / FAX Number (TEXT C375)
06/2012
FFIEC 002
Page 3 of 32
USA PATRIOT Act Section 314(a) Anti-Money Laundering Contact Information
This information is being requested to identify points-of-contact who are in charge of your branch's or agency's USA PATRIOT Act
Section 314(a) information requests. Branch or agency personnel listed could be contacted by law enforcement officers or the Financial
Crimes Enforcement Network (FinCEN) for additional information related to specific Section 314(a) search requests or other anti-terror-
ist financing and anti-money-laundering matters. Communications sent by FinCEN to the branch or agency for purposes other than
Section 314(a) notifications will state the intended purpose and should be directed to the appropriate branch or agency personnel for
review. Any disclosure of customer records to law enforcement officers or FinCEN must be done in compliance with applicable law,
including the Right to Financial Privacy Act (12 U.S.C. § 3401 et seq.).
Please provide information for a primary and secondary contact. Information for a third and fourth contact may be provided at the
branch's or agency's option. Enter "none" for the contact's e-mail address if not available. This contact information is for the confidential
use of the Agencies, FinCEN, and law enforcement officers and will not be released to the public.
Primary Contact
Name (TEXT C437)
Title (TEXT C438)
E-mail Address (TEXT C439)
Area Code / Phone Number / Extension (TEXT C440)
Secondary Contact
Name (TEXT C442)
Title (TEXT C443)
E-mail Address (TEXT C444)
Area Code / Phone Number / Extension (TEXT C445)
Third Contact
Name (TEXT C870)
Title (TEXT C871)
E-mail Address (TEXT C872)
Area Code / Phone Number / Extension (TEXT C873)
Fourth Contact
Name (TEXT C875)
Title (TEXT C876)
E-mail Address (TEXT C877)
Area Code / Phone Number / Extension (TEXT C878)
06/2012
(a) Issued or guaranteed by U.S. Government agencies ..........
f. Trading assets:
g. Not applicable
h. Other assets including other claims on nonrelated parties ............. 1.h.
i.
Total claims on nonrelated parties (sum of items 1.a through 1.h) ... 1.i.
2. Net due from related depository institutions:
a. For the reporting branch or agency including its IBF: Net due
from head office and other related depository institutions
(item 4.g minus item 1.i of Column A if item 4.g is greater than
item 1.i; otherwise enter -0-)....................................................
2.a.
b. For the IBF of the reporting branch or agency: Net due from
establishing entity, head office and other related depository
institutions (item 4.g minus item 1.i of Column B if item 4.g is
greater than item 1.i; otherwise enter -0-)...................................
2.b.
2151 2151
2171 2171
2154
2154
(1) U.S. Treasury and Agency securities ....................................
1.f.(1)
K479 K479
(2) Mortgage-backed securities:
(3) Other asset-backed securities.............................................
(4) Other securities ...............................................................
1.f.(4)
L193L193
(b) Other ........................................................................
1.f.(2)(a)
1.f.(3)
1.f.(2)(b)
K298 K298
K299K299
3536 3536
(5) Other trading assets .........................................................
1.f.(5)
K302K302
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
Dollar Amounts in Thousands
RCFD
Amount
RCFN
Assets
1. Claims on nonrelated parties:
(Excludes all claims on related depository institutions but includes
claims on related nondepository institutions. See instructions for
coverage and treatment of ''nonrelated'' and ''related'' institutions.)
a. Cash and balances due from depository institutions (from Schedule A,
item 6) ................................................................................
0010 0010
1.a.
b. U.S. Government securities:
(1) U.S. Treasury securities ....................................................
0260
1.b.(1)
(2) U.S. Government agency obligations ...................................
0371
1.b.(2)
c. Other bonds, notes, debentures, and corporate stock (including
state and local securities):
(1) Securities of foreign governments and official institutions..........
A003 A003
1.c.(1)
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies ..........
C416 C416
1.c.(2)(a)
(b) Other ........................................................................
C417 C417
1.c.(2)(b)
(3) Other asset-backed securities.............................................
C036 C036
1.c.(3)
(4) All other .........................................................................
C037 C037
1.c.(4)
d. Federal funds sold and securities purchased under agreements to
resell:
(1) Federal funds sold:
(a) With commercial banks in the U.S...................................
C412 C412
1.d.(1)(a)
(b) With nonbank brokers and dealers in securities .................
F856 F856
1.d.(1)(b)
(c) With others.................................................................
C413 C413
1.d.(1)(c)
(2) Securities purchased under agreements to resell:
(a) With commercial banks in the U.S...................................
C414 C414
1.d.(2)(a)
(b) With nonbank brokers and dealers in securities .................
F857 F857
1.d.(2)(b)
(c) With others.................................................................
C415 C415
1.d.(2)(c)
e. Loans and leases held for investment and held for sale
(from Schedule C, item 11)........................................................
2122 2122
1.e.
Amount
FFIEC 002
Page 4 of 32
Schedule RAL—Assets and Liabilities
All schedules are to be reported in thousands of U.S. dollars. Unless otherwise indicated, report the amount outstanding as
of the last calendar day of the quarter.
06/2018
FFIEC 002
Page 5 of 32
Schedule RAL—Continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
Dollar Amounts in Thousands
RCFD RCFN
Assets—Continued
3. Total assets (for Column A, sum of items 1.i and 2.a; for Column B,
sum of items 1.i and 2.b) ........................................................
2170 2170
3.
Liabilities
4. Liabilities to nonrelated parties:
(Excludes all liabilities to related depository institutions but includes
all liabilities to related nondepository institutions. See instructions for
coverage and treatment of "nonrelated" and "related" institutions.)
a. Total deposits and credit balances (from Schedule E, item 7) .....
2205 2205
4.a.
b. Federal funds purchased and securities sold under agreements to
repurchase:
(1) Federal funds purchased:
(a) With commercial banks in the U.S. ..............................
C420 C420
4.b.(1)(a)
(b) With others .............................................................
C421 C421
4.b.(1)(b)
(2) Securities sold under agreements to repurchase:
(a) With commercial banks in the U.S. ..............................
C422 C422
4.b.(2)(a)
(b) With others .............................................................
C423 C423
4.b.(2)(b)
c. Other borrowed money (from Schedule P, item 4) ....................
3190 3190
4.c.
d. Not applicable.
e. Trading liabilities ...............................................................
3548 3548
4.e.
f.
Other liabilities to nonrelated parties ......................................
2916 2916
4.f.
g. Total liabilities to nonrelated parties (sum of items 4.a through 4.f) ...
2927 2927
4.g.
5. Net due to related depository institutions:
a. For the reporting branch or agency including its IBF: Net due to
head office and other related depository institutions (item 1.i
minus item 4.g of Column A if item 1.i is greater than item 4.g;
otherwise enter -0-) ............................................................
2944
5.a.
b. For the IBF of the reporting branch or agency: Net due to
establishing entity, head office, and other related depository
institutions (item 1.i minus item 4.g of Column B if item 1.i is
greater than item 4.g; otherwise enter -0-) ..............................
2944
5.b.
6. Total liabilities (for Column A, sum of items 4.g and 5.a; for
Column B, sum of items 4.g and 5.b) ........................................
2950 2950
6.
Memoranda
1. Fair value of held-to-maturity securities .....................................
1771 1771
M.1.
2. Amortized cost of held-to-maturity securities ..............................
1754 1754
M.2.
a. Fair value of available-for-sale securities ...............................
1773 1773
M.3.a.
b. Amortized cost of available-for-sale securities ........................
1772 1772
M.3.b.
Amount Amount
3. Available-for-sale securities:
06/2018
4. Fair value of equity securities with readily determinable fair values
not held for trading
1
................................................................
JA22 JA22
M.4.
1. Memorandum item 4 is to be completed only by institutions that have adopted ASU 2016-01, which includes provisions governing the
accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01.
FFIEC 002
Page 6 of 32
Schedule RAL—Continued
Dollar Amounts in Thousands
RCFD RCFN
Memoranda—Continued
5. Loans held for trading (included in Schedule RAL, item 1.f.(5)):
a. Loans secured by real estate:
(1) Loans secured by 1–4 family residential properties ..............
HT63 HT63
M.5.a.(1)
(2) All other loans secured by real estate .................................
HT64 HT64
M.5.a.(2)
b. Commercial and industrial loans ............................................
F614 F614
M.5.b.
c. Other loans........................................................................
G007 G007
M.5.c.
6. Unpaid principal balance of loans held for trading (reported in
Schedule RAL, Memorandum item 5):
a. Loans secured by real estate:
b. Commercial and industrial loans ............................................
F632 F632
M.6.b.
c. Other loans........................................................................
G009 G009
M.6.c.
7. Fair value of structured notes....................................................
8783 8783
M.7.
8. Amortized cost of structured notes .............................................
8782 8782
M.8.
9. Assets under the reporting branch or agency's management in
proprietary mutual funds and annuities........................................
B570 B570
M.9.
10. Derivatives with a positive fair value held for trading purposes .........
3543 3543
M.10.
11. Derivatives with a negative fair value held for trading purposes ........
3547 3547
M.11.
12. Not applicable.
13. Pledged U.S. government securities
1
.........................................
2785
M.13.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
AmountAmount
(1) Loans secured by 1–4 family residential properties ..............
HT66 HT66
M.6.a.(1)
(2) All other loans secured by real estate ................................
HT67 HT67
M.6.a.(2)
1. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.
06/2018
FFIEC 002
Page 7 of 32
Schedule RAL—Continued
Memoranda—Continued
Total Reporting
Branch or Agency
Including its IBF
Dollar Amounts in Thousands
RCFD
14. If other assets including other claims on nonrelated parties (item 1.h) exceed 5 percent
of total assets (item 3), itemize and describe amounts that exceed 25 percent of
item 1.h.
a.
TEXT
A539
A539
M.14.a.
b.
TEXT
A540
A540
M.14.b.
c.
TEXT
A541
A541
M.14.c.
15. If other liabilities to nonrelated parties (item 4.f) exceed 5 percent of total liabilities
(item 6), itemize and describe amounts that exceed 25 percent of item 4.f.
a.
TEXT
A542
A542
M.15.a.
b.
TEXT
A543
A543
M.15.b.
c.
TEXT
A544
A544
M.15.c.
16. Number of full-time equivalent employees of the branch or agency at end of current period
(round to nearest whole number) ..................................................................................
RCFD
Number
4150
M.16.
To be reported only with the March Report
17. Indicate in the box at the right the number of the statement below that best describes
the most comprehensive level of auditing work performed for the branch or agency by
independent external auditors during the preceding year ...................................................
RCFD
Number
6724
M.17.
1a= An integrated audit of the branch or agency and its
internal control over financial reporting conducted in
accordance with the auditing standards of the
American Institute of Certified Public Accountants
(AICPA) or the Public Company Accounting Oversight
Board (PCAOB) by an independent public accountant
(e.g., as required for FDIC-insured branches subject
to Part 363 of the FDIC's regulations that have $1
billion or more in total claims on nonrelated parties)
1b= An audit of the branch or agency conducted in
accordance with the auditing standards of the AICPA
or the PCAOB by an independent public accountant
2= An audit of the branch or agency conducted in
accordance with home-country auditing standards by
an independent public accountant
3= Review of the financial statements of the branch or
agency by external auditors, as part of the audit of the
parent organization
4= Review of the financial statements of the branch or
agency by external auditors
5= Compilation of the financial statements of the branch
or agency by external auditors
6= Other audit procedures
7= No audit or independent review
Total Reporting
Branch or Agency
Including its IBF
Dollar Amounts in Thousands
RCFD
Statutory or Regulatory Requirement
as appropriate for the reporting institution (see instructions)
1. Asset maintenance requirement....................................................................................
3343
S.1.
2. Asset pledge requirement/Capital equivalency deposit.......................................................
3349
S.2.
3. FDIC asset maintenance requirement (for FDIC insured branches only):
a. Average liabilities for the preceding calendar quarter ....................................................
2334
S.3.a.
b. Eligible assets as of the report date ...........................................................................
2387
S.3.b.
Amount
Amount
06/2018
FFIEC 002
Page 8 of 32
Schedule A—Cash and Balances Due from Depository Institutions
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
Dollar Amounts in Thousands
RCFD RCFN
1. Cash items in process of collection and unposted debits...........................
0020 0020
1.
2. Currency and coin (U.S. and foreign)....................................................
0080
2.
3. Balances due from depository institutions in the U.S. ...............................
0082 0082
3.
0070 0070
4.4. Balances due from banks in foreign countries and foreign central banks ......
5. Balances due from Federal Reserve Banks ...........................................
0090
5.
RCXX RCXY
6. Total (sum of items 1 through 5) (must equal Schedule RAL, item 1.a).........
0010 0010
6.
AmountAmount
06/2018
FFIEC 002
Page 9 of 32
Schedule C—Loans
Part I. Loans and Leases
Held for investment and held for sale.
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
Dollar Amounts in Thousands
RCFD RCFN
1. Loans secured by real estate:
a. Construction, land development, and other land loans ...................
1415
1415
1.a.
b. Secured by farmland (including farm residential and other
improvements) ......................................................................
1420
1420
1.b.
c. Secured by 1–4 family residential properties:
(1) Revolving, open-end loans secured by 1–4 family residential
properties and extended under lines of credit ..........................
1797
1797
1.c.(1)
(2) Closed-end loans secured by 1–4 family residential properties........
1798
1798
1.c.(2)
d. Secured by multifamily (5 or more) residential properties ...............
1460
1460
1.d.
e. Secured by nonfarm nonresidential properties .............................
1480
1480
1.e.
2. Loans to depository institutions and acceptances of other banks:
a. To commercial banks in the U.S. (including their IBFs):
(1) To U.S. branches and agencies of other foreign banks ..............
B532
B532
2.a.(1)
(2) To other commercial banks in the U.S. ...................................
B533
B533
2.a.(2)
b. To other depository institutions in the U.S. (including their IBFs).......
B534
B534
2.b.
c. To banks in foreign countries:
(1) To foreign branches of U.S. banks.........................................
B536
B536
2.c.(1)
(2) To other banks in foreign countries........................................
B537
B537
2.c.(2)
3. Loans to other financial institutions................................................
1520
1520
3.
4. Commercial and industrial loans:
a. To U.S. addressees (domicile) ..................................................
1763
1763
4.a.
b. To non-U.S. addressees (domicile) ............................................
1764
1764
4.b.
5. Not applicable.
6. Loans to foreign governments and official institutions (including foreign
central banks)...........................................................................
2081
2081
6.
7. Loans for purchasing or carrying securities (secured and unsecured)...
1545
1545
7.
8. All other loans (include state and local obligations other than securities
and loans to individuals)..............................................................
1885
1885
8.
9. Lease financing receivables (net of unearned income):
a. Of U.S. addressees (domicile) ..................................................
2182
2182
9.a.
b. Of non-U.S. addressees (domicile) ............................................
2183
2183
9.b.
10. Less: Any unearned income on loans reflected in items 1
–
8 above ......
2123
2123
10.
11. Total loans and leases, held for investment and held for sale (sum of
i
tems 1 through 9 minus item 10) (must equal Schedule RAL, item 1.e)
..
RCXX RCXY
2122
2122
11.
Memoranda
1.–2. Not applicable.
3. Commercial and industrial loans with remaining maturity of one year
or less (excluding those in nonaccrual status):
RCFD
a. With predetermined interest rates..............................................
6119
M.3.a.
b. With floating interest rates .......................................................
6120
M.3.b.
4. Commercial and industrial loans with remaining maturity of more
than one year (excluding those in nonaccrual status):
a. With predetermined interest rates..............................................
6122
M.4.a.
b. With floating interest rates .......................................................
6123
M.4.b.
AmountAmount
06/2018
FFIEC 002
Page 10 of 32
Schedule C—Continued
Part II. Loans to Small Businesses and Small Farms
Part II of Schedule C is to be completed annually as of the June 30 report date only by branches whose deposits
are insured by the FDIC.
Report the number and amount currently outstanding as of June 30 of business loans with "original amounts" of $1,000,000 or less and
farm loans with "original amounts" of $500,000 or less. The following guidelines should be used to determine the "original amount" of a
loan: (1) For loans drawn down under lines of credit or loan commitments, the "original amount" of the loan is the size of the line of
credit or loan commitment when the line of credit or loan commitment was most recently approved, extended, or renewed prior to the
report date. However, if the amount currently outstanding as of the report date exceeds this size, the "original amount" is the amount
currently outstanding on the report date. (2) For loan participations and syndications, the "original amount" of the loan participation or
syndication is the entire amount of the credit originated by the lead lender. (3) For all other loans, the "original amount" is the total
amount of the loan at origination or the amount currently outstanding as of the report date, whichever is larger.
Loans to Small Businesses
1. Not applicable.
(Column A)
Number of Loans
(Column B)
Amount
Currently
Outstanding
Dollar Amounts in Thousands
2. Number and amount currently outstanding of "Loans secured by nonfarm nonresi-
dential properties" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 1, column A, "Loans secured by real
estate" (sum of items 2.a through 2.c must be less than or equal to
Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less ..........................................
5564 5565
2.a.
b. With original amounts of more than $100,000 through $250,000.............
5566 5567
2.b.
c. With original amounts of more than $250,000 through $1,000,000 ............
5568 5569
2.c.
3. Number and amount currently outstanding of "Commercial and industrial
loans to U.S. addressees" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 4.a, column A (sum of items 3.a through
3.c must be less than or equal to Schedule C, part I, item 4.a, column A
minus column B):
a. With original amounts of $100,000 or less ..........................................
5570 5571
3.a.
b. With original amounts of more than $100,000 through $250,000.............
5572 5573
3.b.
c. With original amounts of more than $250,000 through $1,000,000 ............
5574 5575
3.c.
RCON RCON
Amount
06/2018
FFIEC 002
Page 11 of 32
Schedule C—Continued
Part II—
Continued
Agricultural Loans to Small Farms
(Column A)
Number of Loans
(Column B)
Amount
Currently
Outstanding
Dollar Amounts in Thousands
4. Number and amount currently outstanding of "Loans secured by farmland
(including farm residential and other improvements)" (excluding those held
in the branch's IBF) reported in Schedule C, part I, item 1, column A, "Loans
secured by real estate" (sum of items 4.a through 4.c must be less than or
equal to Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less .........................................
5578 5579
4.a.
b. With original amounts of more than $100,000 through $250,000.............
5580 5581
4.b.
c. With original amounts of more than $250,000 through $500,000 .............
5582 5583
4.c.
5.
Number and amount currently outstanding of "Loans to finance agricultural
pro-
duction and other loans to farmers" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 8, column A, "All other loans" (sum of items
5.a through 5.c must be less than or equal to Sc
hedule C, part I, item 8, column
A minus column B):
a. With original amounts of $100,000 or less .........................................
5584 5585
5.a.
b. With original amounts of more than $100,000 through $250,000.............
5586 5587
5.b.
c. With original amounts of more than $250,000 through $500,000 .............
5588 5589
RCON RCON
5.c.
Amount
06/2012
FFIEC 002
Page 12 of 32
Schedule E—Deposit Liabilities and Credit Balances
NOTE: Exclude all transactions with related depository institutions.
Total Deposit Liabilities and Credit Balances, Excluding IBF
Transaction
Accounts
Nontransactions
Accounts
(Column A)
Total Transaction
Accounts and
Credit Balances
(Excluding IBF)
(Column B)
Memo: Total Demand
Deposits
1
(Included in
Column A)
(Column C)
Total Nontransaction
Accounts
(Including MMDAs)
(Excluding IBF)
(Column D)
IBF Deposit Liabilities
2
Dollar Amounts in Thousands
RCON RCON RCON RCFN
1. Individuals, partnerships,
and corporations (include
all certified and official
checks):
a. U.S. addressees
(domicile) .................
C040 C041 C042
1.a.
b. Non-U.S. addressees
(domicile)..................
C043 C044 C045
1.b.
2. Commercial banks in the
U.S. (including their
IBFs):
a. U.S. branches and
agencies of other
foreign banks ............
1643
2347 1668
2.a.
b. Other commercial
banks in the U.S. .......
1645 2348 1669
2.b.
3. Banks in foreign
countries:
a. Foreign branches of U.
S. banks ..................
1646
2367 1671
3.a.
1647 2373 1672
3.b.
4.
Foreign governments and
official institutions (includ-
ing foreign central banks)
1649 2377 2650
4.
5. All other deposits and
credit balances .............
1650 2259 2261
5.
6. Not applicable.
7. Total deposits and credit
balances (sum of
Columns A, C, and D
must equal Schedule
RAL, item 4.a, Column A.
Column D must equal
Schedule RAL, item 4.a,
Column B) ...................
RCXY
1653 2210 2385 2205
7.
AmountAmount Amount Amount
b. Other banks in
foreign countries ........
1. Includes interest-bearing and noninterest-bearing demand deposits.
2. Amounts in this column should exclude those IBF liabilities to be reported as "Federal funds purchased and securities sold under agreements to
repurchase" or as "Other borrowed money."
06/2012
FFIEC 002
Page 13 of 32
Schedule K—Quarterly Averages
1
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
RCFD
Assets
1. Interest-bearing balances due from depository institutions (corresponds to part of Schedule RAL,
item 1.a, Column A) ......................................................................................................
3381
1.
2. Federal funds sold and securities purchased under agreements to resell (corresponds to
Schedule RAL, item 1.d, Column A) .................................................................................
3365
2.
3. Total loans and leases held for investment and held for sale (corresponds to Schedule RAL,
item 1.e, Column A) ......................................................................................................
3360
3.
4. Loans to and acceptances of banks in foreign countries (corresponds to Schedule C, item 2.c,
Column A) ..................................................................................................................
3105
4.
5. Total claims on nonrelated parties (corresponds to Schedule RAL, item 1.i, Column A) ...............
3106
5.
Liabilities
6. Time certificates of deposit of $100,000 or more (corresponds to part of Schedule E,
Memorandum item 1.a) .................................................................................................
3345
6.
7. Interest-bearing deposits
2
and credit balances (corresponds to part of Schedule RAL,
item 4.a, Column A) ......................................................................................................
3107
7.
8. Federal funds purchased and securities sold under agreements to repurchase (corresponds to
Schedule RAL, item 4.b, Column A) .................................................................................
3353
8.
9. Other borrowed money (corresponds to Schedule RAL, item 4.c, Column A) ............................
3355
9.
Total Reporting
Branch or Agency
Excluding Its IBF
Memoranda
Dollar Amounts in Thousands
RCON
1. Components of total nontransaction accounts (included in item 7, Column C):
a. Time deposits of $100,000 or more...............................................................................
2604
M.1.a.
b. Individual Retirement Accounts (IRAs) and Keogh Plan accounts included in Memorandum
item 1.a, "Time deposits of $100,000 or more," above ......................................................
F233
M.1.b.
c. Time deposit of $100,000 or more with remaining maturity of more than 12 months included in
Memorandum item 1.a, "Time deposits of $100,000 or more," above ...................................
6643
M.1.c.
Schedule E—Continued
Amount
Amount
1. For all items, branches and agencies have the option of reporting either (1) an average of daily figures for the quarter or (2) an average of
weekly figures (i.e., the Wednesday of each week of the quarter).
2. Includes interest-bearing demand deposits.
06/2018
FFIEC 002
Page 14 of 32
Schedule L—Derivatives and Off-Balance-Sheet Items
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
RCFD
1. Commitments to make or purchase loans .........................................................................
3423
1.
2. Spot foreign exchange contracts.....................................................................................
8765
2.
3. Standby letters of credit:
a. Total......................................................................................................................
3375
3.a.
(1) To U.S. addressees (domicile)................................................................................
3376
3.a.(1)
(2) To non-U.S. addressees (domicile)..........................................................................
3377
3.a.(2)
b. Amount of total standby letters of credit in item 3.a conveyed to others through participations ....
3378
3.b.
4. Commercial and similar letters of credit............................................................................
3411
4.
5. Not applicable.
(Column A)
Guarantor
(Column B)
Beneficiary
6. Credit derivatives:
a. Notional amounts:
RCFD RCFD
(1) Credit default swaps ............................................................
C968
C969
6.a.(1)
(2) Total return swaps ...............................................................
C970
C971
6.a.(2)
(3) Credit options.....................................................................
C972
C973
6.a.(3)
(4) Other credit derivatives ........................................................
C974
C975
6.a.(4)
b. Gross fair values:
(1) Gross positive fair value .......................................................
C219
C221
6.b.(1)
(2) Gross negative fair value ......................................................
C220
C222
6.b.(2)
Amount Amount
Total Reporting
Branch or Agency
Including Its IBF
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of
total claims on nonrelated parties as reported on Schedule RAL, item 1.i ................................
RCFD
5602
7.
List below each component of this item greater than or equal to 1 percent of total claims on
nonrelated parties as reported on Schedule RAL, item 1.i:
RCFD
a.
TEXT
5598
5598
7.a.
b.
TEXT
5600
5600
7.b.
c.
TEXT
5601
5601
7.c.
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent
of total claims on nonrelated parties as reported on Schedule RAL, item 1.i.............................
5603
8.
List below each component of this item greater than or equal to 1 percent of total claims on
nonrelated parties as reported on Schedule RAL, item 1.i:
RCFD
a.
TEXT
5604
5604
8.a.
b.
TEXT
5605
5605
8.b.
c.
TEXT
5606
5606
8.c.
Amount
Amount
Amount
Amount
06/2012
FFIEC 002
Page 15 of 32
Schedule L—Continued
NOTE: Exclude all transactions with related depository institutions.
Dollar Amounts in Thousands
(Column A)
Interest Rate
Contracts
(Column B)
Foreign Exchange
Contracts
2
(Column C)
Equity Derivative
Contracts
(Column D)
Commodity and
Other Contracts
Derivatives Position
Indicators
1
RCFD RCFD RCFD RCFD
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts......
8693 8694 8695 8696
9.a.
b. Forward contracts.....
8697 8698 8699 8700
9.b.
c. Exchange-traded
option contracts:
(1) Written options ...
8701 8702 8703 8704
9.c.(1)
(2) Purchased options
8705 8706 8707 8708
9.c.(2)
d. Over-the-counter
option contracts:
(1) Written options ....
8709 8710 8711 8712
9.d.(1)
(2) Purchased options
8713 8714 8715 8716
9.d.(2)
e. Swaps ...................
3450 3826 8719 8720
9.e.
10. Total gross notional
amount of derivative
contracts held for trading
A126 A127 8723 8724
10.
11. Total gross notional
amount of derivative
contracts held for pur-
poses other than trading
8725 8726 8727 8728
11.
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive
fair value............
8733 8734 8735 8736
12.a.(1)
(2) Gross negative fair
value ................
8737 8738 8739 8740
12.a.(2)
b. Contracts held for
purposes other
than trading:
(1) Gross positive
fair value............
8741 8742 8743 8744
12.b.(1)
(2) Gross negative
fair value ...........
8745 8746 8747 8748
12.b.(2)
AmountAmount Amount Amount
1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule L, item 2.
06/2012
FFIEC 002
Page 16 of 32
Schedule M—Due from/Due to Related Institutions in the U.S. and in Foreign
Countries (CONFIDENTIAL)
The Federal Financial Institutions Examination Council regards the individual respondent information provided by each reporting
institution on this schedule as confidential. If it should be determined subsequently that any information collected on this
schedule must be released, respondents will be notified.
(Column A)
Gross due from
(Column B)
Gross due to
Dollar Amounts in Thousands
RCFD RCFD
Part I: Transactions of reporting institution including its IBF with related
depository institutions, reflected in net due from/due to items
(items 2.a and 5.a; Column A) in Schedule RAL.
Amounts outstanding as of report date:
1. U.S. domiciled offices of related depository institutions (including their
IBFs):
a. Related branches and agencies in the U.S.:
(1) In same state as the reporting office.....................................
3008 3007
1.a.(1)
(2) In other states .................................................................
3010 3009
1.a.(2)
b. Offices in the U.S. of other related depository institutions (including
Edge and Agreement corporations and New York investment
companies) .........................................................................
3171 3172
1.b.
2. Non-U.S. domiciled offices of related depository institutions:
a. Head office of parent bank ......................................................
3173 3174
2.a.
b. Non-U.S. branches and agencies of the parent bank:
(1) Offices in the Caribbean ....................................................
3175 3176
2.b.(1)
(2) Other offices ...................................................................
3177 3178
2.b.(2)
c. Other non-U.S. offices of related depository institutions.................
3179 3180
2.c.
3. Total (sum of items 1.a, 1.b, and 2.a through 2.c) .............................
3002 3001
3.
4. Net due from head office and other related depository institutions (item 3,
Column A minus Column B — enter the amount with a minus sign (–) if
Column B is greater than Column A. The absolute value of item 4 must
equal Schedule RAL, item 2.a if item 3 Column A above is greater than
Column B, or Schedule RAL, item 5.a if item 3 Column B above is greater
than Column A) ..........................................
3035
4.
Memoranda
1. Average daily (or weekly) amounts for the quarter ending with the report
date:
a. Related depository office
s domiciled in the U.S. (corresponds to items
1.a and 1.b of Part I above)......................................................
3026 3025
M.1.a.
b. Related depository offices domiciled outside of the U.S. (corresponds
to items 2.a through 2.c of Part I above) .....................................
3028 3027
M.1.b.
2. Sum of those parts of items 1.b and 2.c of Part I above that are with
wholly owned depository subsidiaries of the parent bank .....................
3181 3182
M.2.
3. Trading assets and liabilities, related parties (amount is included in item 3
above, and in Schedule RAL, items 2.a and 5.a, respectively) .................
A006 A007
M.3.
Total Reporting Branch or Agency
Including Its IBF
AmountAmount
06/2012
FFIEC 002
Page 17 of 32
Schedule M (CONFIDENTIAL)—Continued
IBF Only
(Column A)
Gross due from
(Column B)
Gross due to
Dollar Amounts in Thousands
RCFN RCFN
Part II: Transactions of reporting institution's IBF with related
depository institutions.
Amounts outstanding as of report date:
1. IBF transactions with related depository institutions other than
transactions with establishing entity:
a. IBF transactions with IBFs of related depository institutions
domiciled in the U.S. (included in Part I, item 1) ..........................
3004 3003
1.a.
b. IBF transactions with related depository institutions domiciled
outside the U.S. (included in Part I, item 2):
(1) Head office of parent bank................................................
3173 3174
1.b.(1)
(2) Non-U.S. branches and agencies of the parent bank:
(a) Offices in the Caribbean..............................................
3175 3176
1.b.(2)(a)
(b) Other offices ............................................................
3177 3178
1.b.(2)(b)
(3) Other related depository institutions domiciled outside the U.S ...
3179 3180
1.b.(3)
c. Total (sum of items 1.a and 1.b.(1) through 1.b.(3) above)..............
3002 3001
1.c.
d. IBF net due from related depository institutions
other than establishing entity (item 1.c,
Column A minus Column B—enter the amount
with a minus sign (–) if Column B is
greater than Column A .......................
3193
1.d.
2. IBF net due from establishing entity (if net due
to, enter the amount with a minus sign (–)) ....
1888
2.
3. IBF net due from all related depository
institu-
tions (sum of items 1.d and 2 above; if negative,
enter the amount with a minus sign (–)). (If this
item is positive, it must equal Schedule RAL,
item 2.b; if this item is negative, its absolute
value must equal Schedule RAL, item 5.b.
.....
�
3194
3.
AmountAmount
Total Reporting Branch or Agency
Including Its IBF
(Column A)
Gross due from
(Column B)
Gross due to
Dollar Amounts in Thousands
RCFD RCFD
Part III:
Transactions of reporting institution including its IBF with related
nondepository subsidiaries. These are not reflected in the net due
from/due to items (items 2.a and 5.a) in Schedule RAL.
Amounts outstanding as of report date with:
1. Related nondepository majority-owned subsidiaries in the U.S. .......
3030 3029
1.
2. Related nondepository majority-owned subsidiaries in foreign countries..
3032 3031
2.
Memorandum
1.
Amount of items 1 and 2 above for wholly owned related nondepository
subsidiaries...........................................................................
3034 3033
M.1.
Amount Amount
06/2012
FFIEC 002
Page 18 of 32
Schedule M (CONFIDENTIAL)—Continued
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
RCFD
Part IV: Confidential Loan Information.
1.
Amount of allowance for loan losses, if any, carried on the books of the reporting branch or agency
including its IBF.............................................................................................................
3195
1.
2. Other real estate owned.................................................................................................
2150
2.
Part V: Derivatives and off-balance-sheet items: with related depository institutions.
1. Commitments to make or purchase loans ..........................................................................
5766
1.
2. Spot foreign exchange contracts......................................................................................
A125
2.
3.
Total standby letters of credit ..........................................................................................
5770
3.
4. Commercial and similar letters of credit.............................................................................
5771
4.
5. Not applicable.
6. Credit derivatives:
(Column A)
Guarantor
(Column B)
Beneficiary
a. Notional amounts:
RCFD RCFD
(1) Credit default swaps ............................................................
G014 G015
6.a.(1)
(2) Total return swaps...............................................................
G016 G017
6.a.(2)
(3) Credit options.....................................................................
G018 G019
6.a.(3)
(4) Other credit derivatives ........................................................
G020 G021
6.a.(4)
b. Gross fair values:
(1) Gross positive fair value .......................................................
C484 C488
6.b.(1)
(2) Gross negative fair value ......................................................
C487 C489
6.b.(2)
AmountAmount
Total Reporting
Branch or Agency
Including Its IBF
7.
All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims on
related depository institutions as reported in Schedule M, Part I, Item 3, Column A
....................
RCFD
8569
7.
List below each component of this item greater than or equal to 1 percent
of total claims on related depository institutions as reported on Schedule
M, Part I, Item 3, Column A:
RCFD
a.
TEXT
8570
8570
7.a.
b.
TEXT
8571
8571
7.b.
c.
TEXT
8572
8572
7.c.
8.
All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total
claims on related depository institutions as reported in Schedule M, Part I, Item 3, Column A............
8573
8.
List below each component of this item greater than or equal to 1
percent of total claims on related depository institutions as reported
on Schedule M, Part I, Item 3, Column A:
RCFD
a.
TEXT
8574
8574
8.a.
b.
TEXT
8575
8575
8.b.
c.
TEXT
8576
8576
8.c.
Amount
Amount
Amount
Amount
06/2012
FFIEC 002
Page 19 of 32
Schedule M (CONFIDENTIAL)—Continued
Dollar Amounts in Thousands
(Column A)
Interest Rate
Contracts
(Column B)
Foreign Exchange
Contracts
2
(Column C)
Equity Derivative
Contracts
(Column D)
Commodity and
Other Contracts
Derivatives
Position Indicators
1
RCFD RCFD RCFD RCFD
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts ....
A008 A009 A010 A037
9.a.
b. Forward contracts ...
A038 A039 A040 A041
9.b.
c. Exchange-traded
option contracts:
(1) Written options ..
A042 A043 A044 A045
9.c.(1)
(2) Purchased options
A046 A047 A048 A049
9.c.(2)
d. Over-the-counter
option contracts:
(1) Written options.....
A050 A051 A052 A053
9.d.(1)
(2) Purchased options
A054 A055 A056 A057
9.d.(2)
e. Swaps ..................
A058 A059 A060 A061
9.e.
10. Total gross notional
amount of derivative
contracts held for trading
A062 A063 A064 A065
10.
11. Total gross notional
amount of derivative
contracts held for
purposes other than
trading.......................
A066 A067 A068 A069
11.
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive
fair value..........
A074 A075 A076 A077
12.a.(1)
(2) Gross negative
fair value..........
A078 A079 A080 A081
12.a.(2)
b. Contracts held for
purposes other than
trading:
(1) Gross positive
fair value..........
A082 A083 A084 A085
12.b.(1)
(2) Gross negative
fair value .........
A086 A087 A088 A089
12.b.(2)
Amount Amount Amount Amount
1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule M, Part V, item 2.
06/2012
3529 3530
FFIEC 002
Page 20 of 32
Schedule N—Past Due, Nonaccrual, and Restructured Loans
NOTE: Exclude all transactions with related depository institutions.
Total Reporting Branch or Agency Including Its IBF
(Column A)
Past Due 30 Through
89 Days and Still Accruing
(Column B)
Past Due 90 Days or
More and Still Accruing
(Column C)
Nonaccrual
(Column D)
Restructured and
in Compliance with
Modified Terms
Dollar Amounts in Thousands
RCFD RCFD RCFD RCFD
1. Total loans to U.S.
addressees (domicile):
a. Commercial and
industrial loans ..........
1606 1607 1608 1609
1.a.
b. Loans secured by
real estate ................
1421 1422 1423 1424
1.b.
c. All other loans(including
all lease financing
receivables) ...............
3183 3184 3185 3186
1.c.
2. Total loans to non-U.S.
addressees (domicile) ......
1623 1624 1625 1627
2.
3. Total (sum of items 1.a
through 1.c and 2) ..........
1406 1407 1403 1404
3.
Memoranda
1. Book value of loans sold or
otherwise transferred to
head office or to related
institutions and still serviced
by the reporting branch or
agency .........................
1628 1629 1582 1637
M.1.
2. Interest rate, foreign
exchange rate, and other
commodity and equity
contracts:
Fair value of amounts
carried as assets .............
M.2.
AmountAmountAmountAmount
06/2012
FFIEC 002
Page 21 of 32
Schedule O—Other Data for Deposit Insurance Assessments
This schedule is to be completed only by branches whose deposits are insured by the FDIC. Each FDIC-insured branch
must complete items 1 and 2, 4 through 6, Memorandum items 1 and 5, and, if applicable, item 3 and Memorandum items 2
and 3 each quarter.
Reporting Branch
Including Its IBF
Dollar Amounts in Thousands
RCFD
1. Total deposit liabilities before exclusions (gross) as defined in Section 3(l) of the Federal Deposit
Insurance Act and FDIC regulations................................................................................
F236
1.
2. Total allowable exclusions, including interest accrued and unpaid on allowable exclusions
(including foreign deposits)...........................................................................................
F237
2.
3. Total foreign deposits, including interest accrued and unpaid thereon
(included in item 2 above) ............................................................................................
RCFN
F234
3.
4. Average consolidated total assets for the calendar quarter ....................................................
RCFD
K652
4.
5. Average tangible equity for the calendar quarter
1
................................................................
K654
5.
6. Holdings of long-term unsecured debt issued by other FDIC-insured depository institutions..........
K655
6.
Reporting Branch
Excluding Its IBF
Dollar Amounts in Thousands
RCON
Memoranda
1. Total deposit liabilities of the branch (including related interest accrued and unpaid) less allowable
exclusions (sum of Memorandum items 1.a.(1), 1.b.(1), 1.c.(1), and 1.d.(1) must equal Schedule O,
item 1 less item 2):
a. Deposit accounts (excluding retirement accounts) of $250,000 or less:
1
(1) Amount of deposit accounts (excluding retirement accounts) of $250,000 or less................
F049
M.1.a.(1)
(2) Number of deposit accounts (excluding retirement accounts) of
$250,000 or less (to be completed for the June report only) ...........
Number
F050
M.1.a.(2)
b. Deposit accounts (excluding retirement accounts) of more than $250,000:
1
F051
M.1.b.(1)
(2) Number of deposit accounts (excluding retirement accounts) of more
than $250,000....................................................................
Number
F052
M.1.b.(2)
c. Retirement deposit accounts of $250,000 or less:
1
(1) Amount of retirement deposit accounts of $250,000 or less.......................................
F045
M.1.c.(1)
(2) Number of retirement deposit accounts of $250,000 or less
(to be completed for the June report only) ..............................
Number
F046
M.1.c.(2)
d. Retirement deposit accounts of more than $250,000:
1
(1) Amount of retirement deposit accounts of more than $250,000 ......................................
F047
M.1.d.(1)
(2) Number of retirement deposit accounts of more than $250,000.......
Number
F048
M.1.d.(2)
(1) Amount of deposit accounts (excluding retirement accounts) of more than $250,000..............
1. The dollar amounts used as the basis for reporting in Memoranda items 1.a. through 1.d. reflect the deposit insurance limits in effect on
the report date.
a. Averaging method used (for daily averaging, enter 1; for weekly
averaging, enter 2) .................................................................
Number
K653
1. See instructions for averaging methods. Tangible equity is defined as eligible assets (determined in accordance with Section 347.210 of
the FDIC’s regulations) less the book value of liabilities (exclusive of liabilities due to the foreign bank’s head office, other branches,
agencies, offices, or wholly owned subsidiaries).
4.a.
12/2012
Amount
Amount
FFIEC 002
Page 22 of 32
Schedule O—Continued
Dollar Amounts in Thousands
Reporting Branch
Excluding Its IBF
Memorandum item 2 is to be completed by branches with $1 billion or more
in total claims on nonrelated parties.
2
RCON
2. Estimated amount of uninsured deposits in the branch, including related interest accrued and
unpaid.
3
.......................................................................................................................
5597
M.2.
3. Preferred deposits (to be completed for the December report only)..........................................
5590
M.3.
4. and 5. Not applicable.
2.
The $1 billion size test is generally based on the total claims on nonrelated parties (Schedule RAL, item 1.i, column A) reported on the June 30, 2014,
Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks.
3. Uninsured deposits should be estimated based on the deposit insurance limits set forth in Memorandum items 1.a through 1.d.
Schedule P—Other Borrowed Money
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
Dollar Amounts in Thousands
RCFD RCFN
1. Owed to nonrelated commercial banks in the U.S. (including their IBFs):
a. Owed to U.S. offices of nonrelated U.S. banks ................................
3312 3312
1.a.
b. Owed to U.S. branches and agencies of nonrelated foreign banks ......
3313 3313
1.b.
2. Owed to nonrelated banks in foreign countries:
a. Owed to foreign branches of nonrelated U.S. banks .........................
3314 3314
2.a.
b. Owed to foreign offices of nonrelated foreign banks..........................
3315 3315
2.b.
3. Owed to others .............................................................................
2869
2869
3.
RCXX
4. Total (sum of items 1 through 3) (must equal Schedule RAL, item 4.c)......
3190 3190
4.
Memorandum
1. Immediately available funds with a maturity greater than one day
included in other borrowed money.................................................... M.1.
RCXY
RCFD
2805
Amount Amount
Amount
03/2015
G478 G479 G480 G481 G482
2.
G483 G484 G485 G486 G487
G488 G489 G490 G491 G492
3.
3543 G493 G494 G495 G496
4.
G497 G498 G499 G500 G501
5.b.
F240 F684 F692 F241 F242
6.
G391 G392 G395 G396 G804
7.
2. Federal funds sold and securities
purchased under agreements to resell ..........
3. Loans and leases held for sale ....................
4. Loans and leases held for investment ...........
5. Trading assets:
a. Derivative assets ..................................
b. Other trading assets ..............................
(1) Nontrading securities at fair value with
changes in fair value reported in current
earnings (included in Schedule Q, item
5.b above)........................................
6. All other assets........................................
7. Total assets measured at fair value on a
recurring basis (sum of items 1 through 5.b
plus item 6) .............................................
5.a.
RCFD
RCXX
G502 G503 G504 G506G505
5.b.(1)
(Column A)
Total Fair Value
Reported on
Schedule RAL
(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
(Column C)
Level 1 Fair Value
Measurements
(Column D)
Level 2 Fair Value
Measurements
(Column E)
Level 3 Fair Value
Measurements
Dollar Amounts in Thousands
RCFD RCFD RCFD RCFD RCFD
Assets
1. Available-for-sale debt securities and equity
securities with readily determinable fair values
not held for trading
1
..................................
JA36 G474 G475 G476 G477
1.
AmountAmount Amount Amount Amount
FFIEC 002
Page 23 of 32
Schedule Q—Financial Assets and Liabilities Measured at Fair Value on a Recurring Basis
Schedule Q is to be completed by branches and agencies that:
(1) Have elected to report financial instruments or servicing assets and liabilities at fair value under a fair value option with changes in fair value recognized in earnings, or
(2) Reported total trading assets of $10 million or more in any of the four preceding calendar quarters.
06/2018
1. For institutions that have adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities, the amount reported in item 1, column A, must equal
the sum of Schedule RAL, Memorandum items 3.a and 4. For institutions that have not adopted ASU 2016-01, the amount reported in item 1, column A, must equal Schedule RAL,
Memorandum item 3.a.
G535G534G533G532G531
G809G808G807G806G805
G530G529G528G527G526
G525G524G523G522G521
G520G519G518G517G516
G515G514G513G5123547
Liabilities
8. Deposits..................................................
9. Federal funds purchased and securities
sold under agreements to repurchase............
10. Trading liabilities:
a. Derivative liabilities.................................
b. Other trading liabilities ............................
11. Other borrowed money ...............................
12. Subordinated notes and debentures..............
13. All other liabilities ......................................
14. Total liabilities measured at fair value on a
recurring basis (sum of items 8 through 13) ....
8.
9.
10.a.
10.b.
11.
12.
13.
14.
RCFD
G507
F694 F253 F254
G508 G509 G510 G511
F252 F686
RCXX
(Column A)
Total Fair Value
Reported on
Schedule RAL
(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
(Column C)
Level 1 Fair Value
Measurements
(Column D)
Level 2 Fair Value
Measurements
(Column E)
Level 3 Fair Value
Measurements
Dollar Amounts in Thousands
RCFD RCFD RCFD RCFD RCFD
AmountAmount Amount Amount Amount
FFIEC 002
Page 24 of 32
Schedule Q—Continued
06/2018
RCFD RCFD RCFD RCFD RCFD
G536 G537 G538 G539 G540
G541 G542 G543 G544 G545
G546 G547 G548 G549 G550
G551 G552 G553 G554 G555
G556 G557 G558 G559 G560
G561 G562 G563 G564 G565
F261 F689 F697 F262 F263
G566 G567 G568 G569 G570
G575G574G573G572G571
G576 G577 G578 G579 G580
G581 G582 G583 G584 G585
G586 G587 G588 G589 G590
Amount AmountAmount Amount Amount
M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.f.
M.2.b.
M.1.e.
M.2.a.
M.2.c.
M.2.d.
M.2.e.
M.2.f.
(Column A)
Total Fair Value
Reported on
Schedule RAL
(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
(Column C)
Level 1 Fair Value
Measurements
(Column D)
Level 2 Fair Value
Measurements
(Column E)
Level 3 Fair Value
Measurements
Dollar Amounts in Thousands
Memoranda
1. All other assets (itemize and describe
amounts included in Schedule Q, item 6,
that are greater than $100,000 and exceed
25% of item 6)
a. Mortgage servicing assets .......................
b. Nontrading derivative assets ....................
a. Loan commitments (not accounted for
as derivatives)........................................
2. All other liabilities (itemize and describe
amounts included in Schedule Q,
item 13, that are greater than $100,000 and
exceed 25% of item 13):
b. Nontrading derivative liabilities..................
c.
c.
d.
d.
e.
e.
f.
f.
TEXT
G556
TEXT
G551
TEXT
G546
TEXT
G581
TEXT
G576
TEXT
G571
TEXT
G586
TEXT
G561
Schedule Q—Continued
06/2018
FFIEC 002
Page 25 of 32
FFIEC 002
Page 26 of 32
Schedule Q—Continued
Memorandum items 3 and 4 are to be completed by branches and agencies that have elected to measure loans included in Schedule
C, part I, items 1 through 8, at fair value under a fair value option.
Memoranda—Continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
(Column B)
IBF Only
RCFD RCFN
HT87 HT87
M.3.a.(1)
HT88 HT88
M.3.a.(2)
F585 F585
M.3.b.
G011 G011
M.3.c.
HT91 HT91
M.4.a.(1)
HT92 HT92
M.4.a.(2)
F597 F597
M.4.b.
G013 G013
M.4.c.
AmountAmount
Dollar Amounts in Thousands
3. Loans measured at fair value (included in Schedule C, part I, items
1 through 8):
a. Loans secured by real estate:
(1) Loans secured by 1–4 family residential properties ..................
(2) All other loans secured by real estate ....................................
b. Commercial and industrial loans ...............................................
c. Other loans...........................................................................
4. Unpaid principal balance of loans measured at fair value (reported
in Schedule Q, Memorandum item 3):
a. Loans secured by real estate:
(2) All other loans secured by real estate ....................................
(1) Loans secured by 1–4 family residential properties ..................
b. Commercial and industrial loans ...............................................
c. Other loans...........................................................................
06/2018
(Column A)
1-4 Family
Residential
Loans
(Column B)
Home
Equity
Lines
(Column C)
Credit
Card
Receivables
(Column D)
Auto
Loans
(Column E)
Other
Consumer
Loans
(Column F)
Commercial
and Industrial
Loans
(Column G)
All Other
Loans, All
Leases, and All
Other Assets
Dollar Amounts in Thousands
Securitization Activities
1. Outstanding principal balance of assets
sold and securitized by the reporting
institution with servicing retained or with
recourse or other seller-provided credit
enhancements ....................................
RCFD B705 RCFD B706 RCFD B707 RCFD B708 RCFD B709 RCFD B710 RCFD B711
1.
2. Maximum amount of credit exposure
arising from recourse or other seller-
provided credit enhancements
provided to structures reported in
item 1 ................................................
3. Reporting institution's unused
commitments to provide liquidity to
structures reported in item 1 ...................
RCFD B726 RCFD B727 RCFD B728 RCFD B729 RCFD B730 RCFD B731 RCFD B732
3.
4. Past due loan amounts included in
item 1:
RCFD B733 RCFD B734 RCFD B735 RCFD B736 RCFD B737 RCFD B738 RCFD B739
a. 30-89 days past due ......................... 4.a.
RCFD B740 RCFD B741 RCFD B742 RCFD B743 RCFD B744 RCFD B745 RCFD B746
b. 90 days or more past due................... 4.b.
5. Not applicable.
6. Total amount of ownership (or seller's)
interest carried as securities or loans........
7. and 8. Not applicable.
Amount AmountAmount Amount Amount Amount Amount
Item 3 is to be reported by branches and agen-
cies with $100 billion or more in total assets.
1
Item 6 is to be reported by branches and agen-
cies with $10 billion or more in total assets.
1
1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.
RCFD HU09 RCFD HU10 RCFD HU11 RCFD HU12 RCFD HU13 RCFD HU14 RCFD HU15
2.
RCFD HU16 RCFD HU17 RCFD HU18
6.
FFIEC 002
Page 27 of 32
Schedule S—Servicing, Securitization, and Asset Sale Activities
06/2018
RCFD B776
(Column A)
1-4 Family
Residential
Loans
(Column B)
Home
Equity
Lines
(Column C)
Credit
Card
Receivables
(Column D)
Auto
Loans
(Column E)
Other
Consumer
Loans
(Column F)
Commercial
and Industrial
Loans
(Column G)
All Other
Loans, All
Leases, and All
Other Assets
RCFD B779 RCFD B780 RCFD B781 RCFD B782
RCFD B783 RCFD B786 RCFD B787 RCFD B788 RCFD B789
10. Reporting institution's unused
commitments to provide liquidity to other
institutions' securitization structures .........
10.
RCFD B790 RCFD B796
RCFD B797 RCFD B803
Amount AmountAmount Amount Amount Amount Amount
FFIEC 002
Page 28 of 32
Schedule S—Continued
Dollar Amounts in Thousands
For Securitization Facilities Sponsored By or
Otherwise Established By Other Institutions
9. Maximum amount of credit exposure
arising from credit enhancements
provided by the reporting institution to
other institutions' securitization
structures in the form of standby letters
of credit, purchased subordinated
securities, and other enhancements .......
9.
Asset Sales
11. Assets sold with recourse or other seller
provided credit enhancements and not
securitized by the reporting institution .........
11.
12. Maximum amount of credit exposure
arising from recourse or other seller
provided credit enhancements provided
to assets reported in item 11 ....................
12.
06/2018
1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.
Item 10 is to be reported by branches and
agencies that have $10 billion or more in
total assets.
1
Memorandum
Dollar Amounts in Thousands
RCFD
1. Asset-backed commercial paper conduits:
a. Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of
credit, subordinated securities, and other enhancements:
(1) Conduits sponsored by the reporting institution or related institution......................................................................................
B806
M.1.a.(1)
(2) Conduits sponsored by other unrelated institutions ...........................................................................................................
B807
M.1.a.(2)
b. Unused commitments to provide liquidity to conduit structures:
(1) Conduits sponsored by the reporting institution or related institution .....................................................................................
B808
M.1.b.(1)
(2) Conduits sponsored by other unrelated institutions ............................................................................................................
B809
M.1.b.(2)
Amount
Memorandum item 1 is to be reported by branches and agencies that have $10 billion or more in total assets.
1
FFIEC 002
Page 29 of 32
Schedule S—Continued
06/2018
1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.
FFIEC 002
Page 30 of 32
Schedule T—Fiduciary and Related Services
Schedule T is to be completed annually as of the December 31 report date.
RCFD
Yes No
1. Does the institution have fiduciary powers? (If "NO," do not complete Schedule T.) ................................
A345
1.
RCFD
Yes No
2. Does the institution exercise the fiduciary powers it has been granted? ...............................................
A346
2.
3. Does the institution have any fiduciary or related activity (in the form of assets or accounts)?
(If "NO," do not complete the rest of Schedule T.)............................................................................
RCFD
Yes No
B867
3.
If the answer to item 3 is "YES," complete all applicable items of Schedule T.
(Column A)
Managed
Assets
(Column B)
Non-Managed
Assets
(Column C)
Number of
Managed
Accounts
(Column D)
Number of
Non-Managed
Accounts
Dollar Amounts in Thousands
Fiduciary and Related Assets
RCFD B868 RCFD B869 RCFD B870 RCFD B871
4. Personal trust and agency accounts ..... 4.
5. Retirement related trust and agency
accounts:
a. Employee benefit-defined
contribution.................................
RCFD B872 RCFD B873 RCFD B874 RCFD B875
5.a.
b. Employee benefit-defined
benefit .......................................
RCFD B876 RCFD B877 RCFD B878 RCFD B879
5.b.
RCFD B880 RCFD B881 RCFD B882 RCFD B883
c. Other retirement accounts.............. 5.c.
RCFD B884 RCFD B885 RCFD C001 RCFD C002
6. Corporate trust and agency accounts ... 6.
7. Investment management agency
accounts ........................................
RCFD B886 RCFD B888
7.
RCFD B890 RCFD B891 RCFD B892 RCFD B893
8. Other fiduciary accounts .................... 8.
9. Total fiduciary accounts
(sum of items 4 through 8) .................
RCFD B894 RCFD B895 RCFD B896 RCFD B897
9.
10. Custody and safekeeping accounts......
RCFD B898 RCFD B899
10.
AmountAmount
06/2012
FFIEC 002
Page 31 of 32
Schedule T—Continued
Memoranda
Managed Assets
Dollar Amounts in Thousands
RCFD
1. Managed assets held in personal trust and agency accounts:
a. Noninterest-bearing deposits ......................................................................................
B913
M.1.a.
b. Interest-bearing deposits ...........................................................................................
B914
M.1.b.
c. U.S. Treasury and U.S. Government agency obligations ...................................................
B915
M.1.c.
d. State, county and municipal obligations ........................................................................
B916
M.1.d.
e. Money market mutual funds .......................................................................................
B917
M.1.e.
f. Other short-term obligations .......................................................................................
B918
M.1.f.
g. Other notes and bonds...............................................................................................
B919
M.1.g.
h. Common and preferred stocks ....................................................................................
B920
M.1.h.
i. Real estate mortgages ...............................................................................................
B921
M.1.i.
j. Real estate ..............................................................................................................
B922
M.1.j.
k. Miscellaneous assets ................................................................................................
B923
M.1.k.
l. Total managed assets held in personal trust and agency accounts (sum of Memorandum items
1.a through 1.k) (must equal Schedule T, item 4, column A)................................................
RCXX B868
M.1.l.
(Column A)
Number of
Issues
(Column B)
Principal Amount
Outstanding
Dollar Amounts in Thousands
RCFD
2. Corporate trust and agency accounts:
a. Corporate and municipal trusteeships....................................................
B927
M.2.a.
b. Transfer agent, registrar, paying agent, and other corporate agency ............
B929
M.2.b.
RCFD B928
Amount
(Column A)
Number of
Funds
(Column B)
Market Value of
Fund Assets
Dollar Amounts in Thousands
3. Collective investment funds and common trust funds:
RCFD B931 RCFD B932
a. Domestic equity ................................................................................ M.3.a.
RCFD B933 RCFD B934
b. International/Global equity .................................................................. M.3.b.
RCFDB935 RCFD B936
c. Stock/Bond blend ..............................................................................
M.3.c.
RCFD B937 RCFD B938
d. Taxable bond.................................................................................... M.3.d.
RCFD B939 RCFD B940
e. Municipal bond ................................................................................. M.3.e.
RCFD B941 RCFD B942
f. Short term investments/Money market ...................................................
M.3.f.
RCFD B943 RCFD B944
g. Specialty/Other................................................................................. M.3.g.
h. Total collective investment funds (sum of Memorandum items 3.a
through 3.g) .....................................................................................
RCFD B945 RCFD B946
M.3.h.
Amount
Amount
Amount
06/2012
FFIEC 002
Page 32 of 32
Person to whom questions about Schedule T–Fiduciary and Related Services should be directed:
Name and Title (TEXT B962)
E-mail Address (TEXT B926)
Area Code / Phone Number / Extension (TEXT B963) FAX Number (TEXT B964)
06/2012
Download
Save PDF to desktop
Email
Email completed PDF
Send for Signing
Email for others to sign
Print
Print document
Choose a Field
Click on a field and
select the person that should complete it
Want to add a signature?
You can add a signature field
and assign it to someone else
to sign
Choose a Field
Click on a field and
select the person that should complete it

Report of Assets and Liabilities of U.S. Branches (Federal Financial Institutions Examination Council)

This document is locked as it has been sent for signing.

You have successfully completed this document.

Other parties need to complete fields in the document. You will recieve an email notification when the document has been completed by all parties.

This document has been signed by all parties.

Completed 10 August 2020

Message

View Audit Log
Print With Audit Log
Duplicate Document