Acknowledgements and Client Signatures (Mandatory)
By signing below, you have acknowledged and agreed that:
• You have received, read and understood the attached ”Operation of Account Agreement”, including the clause entitled
“Protecting Your Privacy” and agree to everything there and on this application.
• You hereby declare that the information given in this Application is true, correct and complete in every respect.
• If you live in Quebec, you have expressly requested that this application form be provided to you in English. Si vous habitez au
Québec, vous avez expressément demandé que ce formulaire soit fourni en anglais.
• Once your Application is approved, RBC Direct Investing Inc. may send you additional Agreements and/or disclosures, depending
upon the type of Account you have selected and you agree to be bound by these agreements.
• RBC Direct Investing Inc. does not give investment advice or recommendations to you or does not accept any
responsibility to advise you on the suitability of any of your investment decisions or transactions. You acknowledge
that you are responsible for your investment decisions as well as for any profits or losses that may result.
• You are entering into an agreement with RBC Direct Investing Inc.
• You agree to provide us with any further documents and information that we, in our sole discretion, determine are required to open
and maintain the account. We also in our sole discretion may determine the acceptable form and substance of such documents and
information.
If you are applying to open a Trust account, by signing below, you further acknowledge and agree that:
• you are liable to us for all liabilities and obligations respecting the account in your personal capacity and not as a trustee, agent or
otherwise;
• we have no obligation to observe the terms of any trust, whether written, verbal, implied, constructive or otherwise, and you are
solely responsible for ensuring any restrictions of the trust and any applicable laws are adhered to;
• you will idemnify us against any loss, claim, damages, liability and expenses of any kind whatsoever arising out of operation of the
account;
• you have not relied upon us for any legal or tax advice and it is your sole responsibility to obtain appropriate professional advice to
ensure your needs and objectives are satisfied.
By transferring cash or securities into the account, you are agreeing to the terms of this application and all applicable agreements.
Signature(s)
Authorized Signature for Organization/Entity
Date
Authorized Signature for Organization/Entity
Date
Authorized Signature for Organization/Entity
Date
Royal Bank Employee Number
For RBC Direct Investing Use
Approval
Authorized RBC Direct Investing Employee
Date
RBC Direct Investing Inc. and Royal Bank of Canada are separate corporate entities which are affiliated. RBC Direct Investing Inc. is a wholly owned subsidiary of
Royal Bank of Canada and is a Member of the Investment Industry Regulatory Organization of Canada and the Canadian Investor Protection Fund. Royal Bank of
Canada and certain of its issuers are related to RBC Direct Investing Inc. RBC Direct Investing Inc. does not provide investment advice or recommendations
regarding the purchase or sale of any securities. Investors are responsible for their own investment decisions. RBC Direct Investing is a business name used by RBC
Direct Investing Inc. ® / ™ Trademark(s) of Royal Bank of Canada. RBC and Royal Bank are registered trademarks of Royal Bank of Canada. Used under licence. ©
Royal Bank of Canada 2018. All rights reserved.
2023(01/2018)
