PTO/SB/93 (11-14)
Approved for use through 09/30/2022. OMB 0651-0024
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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REQUEST FOR TRANSFER OF A COMPUTER READABLE FORM
UNDER 37 CFR 1.821(e)
Application No.:
First Named Inventor:
Filing Date:
Practitioner Docket No.:
Title of the Invention:
The sequence information in the paper copy or PDF file of the Sequence Listing submitted in this application in
accordance with 37 CFR 1.821(c),
as part of the originally-filed specification of this application
as a separate amendment of the specification filed
herewith
on __________________
is identical to the sequence information in the
only computer readable form
last filed computer readable form
other computer readable form, which was filed on __________________
in application number __________________, which was filed on __________________.
This computer readable form was compliant with 37 CFR 1.821-1.825, and applicant hereby requests that it be
used as the computer readable form for the present application, in accordance with 37 CFR 1.821(e).
The above referenced paper copy or PDF file of the Sequence Listing contains no new matter.
A sequence listing text file submitted via EFS-Web that complies with the requirements of 37 CFR 1.824(a) (2)-(6)
and (b) (i.e., is a compliant sequence listing ASCII text file), serves as both the paper copy required by 37 CFR
1.821(c) and the CRF required by 37 CFR 1.821(e). If a user submits a compliant sequence listing ASCII text file
via EFS-Web, the U.S. Patent and Trademark Office will not carry out a request to use a compliant computer
readable “Sequence Listing” that is already on file for another application pursuant to 37 CFR 1.821(e) but will use
the sequence listing submitted with the application as originally filed via EFS-Web.
It is understood that upon the transfer of a copy of the computer readable form to this application, the U.S. Patent
and Trademark Office will update the copy of the computer readable form to reflect the application number and
filing date for this application.
Signature
Date
Name
(Print/Typed)
Practitioner
Registration Number
Note: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
Submit multiple forms if more than one signature is required.*
*Total of forms are submitted.
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file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 6
minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual
case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden should be sent to the Chief Information
Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
FORMS TO THIS ADDRESS.
Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of
the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2)
furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the
U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or
patent. If you do not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
process and/or examine your submission, which may result in termination of proceedings or abandonment of the
application or expiration of the patent.
The information provided by you in this form will be subject to the following routine uses:
1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
be disclosed to the Department of Justice to determine whether disclosure of these records is required by the
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reedom of Information Act.
2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidenc
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settlement negotiations.
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the Member with respect to the subject matter of the record.
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with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
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records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
Organization, pursuant to the Patent Cooperation Treaty.
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of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S
.C.
218(c
)).
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Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency’s
responsibility to recommend improvements in records management practices and programs, under authority of
44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governi
ng
i
nspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Suc
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di
sclosure shall not be used to make determinations about individuals.
8. A record from this system of records may be disclosed, as a routine use, to the public after either publication of
the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record
was
filed in an application which became abandoned or in which the proceedings were terminated and whic
h
appl
ication is referenced by either a published application, an application open to public inspection or an iss
ued
patent.
9.
A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local l
aw
enf
orcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.