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Original / Amended Financial Affairs Division
Arizona Department of Insurance
100 North 15th Avenue, Suite 102
Phoenix, AZ 85007-2624
LIFE SETTLEMENT PROVIDER
REPORT OF OFFICERS, DIRECTORS, MEMBERS, PARTNERS AND DESIGNATED EMPLOYEES
Life Settlement Provider/Applicant Name Federal Employer Identification
Number (FEIN)
Complete the following table with information for each officer, director, member, and partner, and for each
designated employee who shall be authorized to act under the life settlement provider certificate of authority.
You must submit an NAIC Form 11: Biographical Affidavit for each person listed on this form.
A person may not act on behalf of the provider unless the person has been named on this form as part of the
application for the certificate of authority or as a supplement to the application. Report changes to information by
submitting an updated form executed by an officer, director, member, or partner of the provider.
First Name Middle Name Last Name Title
___________________________
Date
_________________________________________
_______________________________________________________
Signature
_______________________________________________________
Printe Nadme
Form E-LSP3 (v. 20180716)
Title