10 Declaration and signatures
FCA/PRA Firm Details Notification Release 2 March 2018 page 14
Declaration and signatures
Knowingly or recklessly giving the FCA or PRA information, which is false or
misleading in a material particular, may be a criminal offence (sections 398 and
400 of the Financial Services and Markets Act 2000). SUP 15.6.4R requires an
authorised person to take reasonable steps to ensure the accuracy and
completeness of information given to the FCA or PRA and to notify the FCA or
PRA immediately if materially inaccurate information has been provided.
Contravention of these requirements may lead to disciplinary sanctions or other
enforcement action by the FCA or PRA. It should not be assumed that
information is known to the FCA or PRA merely because it is in the public domain
or has previously been disclosed to the FCA or PRA or another regulatory body.
If you are not sure whether a piece of information is relevant, please include it
For the purposes of complying with the Data Protection Act, the personal
information in this form will be used by the Financial Conduct Authority and the
Prudential Regulation Authority to discharge their statutory functions under the
Financial Services and Markets Act 2000 and other relevant legislation. It will not
be disclosed for any other purposes without the permission of the applicant.
By submitting this notification form:
I/we confirm that the information contained in this form is accurate and
complete to the best of my knowledge and belief and that I have taken
all reasonable steps to ensure that this is the case.
I am/we are aware that it is a criminal offence knowingly or recklessly to
give the FCA or PRA
information that is false or misleading in a material particular.
I/we confirm that, for those questions that do not require supporting
evidence, the records which demonstrate the firm's compliance with the
rules in relation to the questions will be available to the FCA or PRA on
I/we will notify the FCA or PRA immediately if there is a significant
change to the information given in the form. If I/we fail to do so, this
may result in enforcement action.