NASA FORM 1676 JUN 05 PREVIOUS EDITIONS ARE OBSOLETE.
1a. DOCUMENT IDENTIFICATION
NASA Scientific and Technical Information (STI)
Document Availability Authorization (DAA)
TITLE
National
Aeronautics and
Space
Administration
AUTHOR(S)
ORIGINATING NASA CENTER AND ORGANIZATION PERFORMING NASA CENTER AND ORGANIZATION (If different)
NAME OF PUBLISHER:
CONFERENCE PAPER
BOOK
CONFERENCE PRESENTATION
ABSTRACT
(Instructions for completing this form are on page 4)
REVISION TO
EXISTING DAA
(Attach Copy)
NEW DAA
POINT OF CONTACT (If different from author) E-MAIL ADDRESS
COTR OR CENTER-DESIGNATED OFFICIAL E-MAIL ADDRESS
CONTRACT NUMBER GRANT NUMBER INTERAGENCY NUMBER OTHER DOCUMENT NUMBER(S)
1b. TYPE OF STI
DOCUMENT FOR PUBLIC WEB SITE
(Must meet "NASA Internet Publishing Content Guidelines,"
NITR-2810-3) - See 3c.
DOCUMENT FOR INTERNAL NASA WEB SITE
URL:
CONFERENCE NAME/SPONSOR:
CONFERENCE LOCATION:
DATES: TO:
SECTION 1
ADDITIONAL INFORMATION:
ORAL/VISUAL PRESENTATION
NASA STI SERIES REPORT (See NPR 2200)
TECHNICAL PUBLICATION (TP)
TECHNICAL MEMORANDUM (TM)
CONTRACTOR REPORT (CR)
CONFERENCE PUBLICATION (CP)
SPECIAL PUBLICATION (SP)
TECHNICAL TRANSLATION (TT)
PAGE 1 OF 4
PERSISTENT URL (If applicable):
OTHER (Periodical, format, etc.)
JOURNAL ARTICLE
IF A PREPRINT (draft or revision being sent to journal), DO
YOU WANT IT DISSEMINATED TO:
ONLY THE PUBLISHER
NASA AND ITS CONTRACTORS
US GOVERNMENT AGENCIES AND THEIR
CONTRACTORS
PUBLIC
IF A REPRINT (article published by journal) BEING SENT
TO NASA CENTER FOR AEROSPACE INFORMATION
TO ADD TO STI DATABASE, DID YOU GET
PERMISSION FROM THE PUBLISHER TO DISTRIBUTE
TO PUBLIC?
YES (Attach copy of permission)
NO
JOURNAL NAME/PUBLISHER
NASA FORM 1676 JUN 05 PREVIOUS EDITIONS ARE OBSOLETE.
LIMITED UNTIL DATE (mm/dd/yyyy):
INTERNATIONAL TRAFFIC IN ARMS REGULATIONS (ITAR)
GIVE THE US MUNITIONS LIST (USML) CATEGORY:
SMALL BUSINESS INNOVATION RESEARCH (SBIR/STTR)
US GOVERNMENT AGENCIES AND US GOVERNMENT
AGENCY CONTRACTORS ONLY
US GOVERNMENT AGENCIES ONLY
NASA PERSONNEL AND NASA CONTRACTORS ONLY
NASA PERSONNEL ONLY
NASA CONTRACTORS AND US GOVERNMENT ONLY
TOP SECRETSECRETCONFIDENTIAL
NONE (Unclassified)
2. NATIONAL SECURITY CLASSIFICATION (Check one)
CSO APPROVAL (Name)
IF CLASSIFIED, CENTER SECURITY OFFICER (CSO) MUST APPROVE
3. AVAILABILITY CATEGORY
3a. PUBLICLY AVAILABLE STI (See instructions)
YES
NO (See 3 (b, c, and/or d) and 4)
3b. EXPORT-CONTROLLED INFORMATION (Contact your Export Control Administrator for help)
3c. PROPRIETARY/SENSITIVE INFORMATION (See NPR 2200, Chapter 4)
LIMITED RIGHTS DATA
PAGE 2 OF 4
IMMEDIATE RELEASE APPROVED TO CATEGORIES
INDICATED IN 3d
TRADE SECRET/COMMERCIAL CONFIDENTIAL OTHER
THAN LIMITED RIGHTS OR SBIR DATA
PRODUCED UNDER SPACE ACT AGREEMENT & SUBJECT
TO § 303(b) OF THE SPACE ACT
LIMITED UNTIL DATE (mm/dd/yyyy):
IMMEDIATE RELEASE APPROVED TO CATEGORIES
INDICATED IN 3d
COPYRIGHTED (If copyrighted, check with Center Patent or
Intellectual Property Counsel)
GIVE THE EXPORT CONTROL CLASSIFICATION NUMBER
(ECCN) :
CAN BE RELEASED TO PUBLIC (Attach approval)
EXPORT ADMINISTRATION REGULATIONS (EAR)
OF THE COMMERCE CONTROL LIST (CCL)
MUST BE RESTRICTED TO CATEGORIES INDICATED IN
3d
DOCUMENT DISCLOSING AN INVENTION (Complete
Section 4)
NAME/TITLE OF APPROVING OFFICIAL
3d. DISTRIBUTION LIMITATIONS (See instructions)
AVAILABLE ONLY WITH APPROVAL OF THE FOLLOWING
ISSUING OFFICE:
4. DOCUMENT DISCLOSING AN INVENTION
CHECK IF THIS DOCUMENT/PRESENTATION DISCLOSES AN INVENTION AND ROUTE TO HQ OR CENTER PATENT OR
INTELLECTUAL PROPERTY COUNSEL (See instructions)
I CERTIFY THAT THIS DOCUMENT MAY BE RELEASED ON (mm/dd/yyyy):
PATENT COUNSEL NAME DATE
CONTAINS PUBLIC-WEB-SENSITIVE INFORMATION PER
NITR-2810-3, NASA INTERNET PUBLISHING CONTENT
GUIDELINES
LIMITED UNTIL DATE (mm/dd/yyyy):
LIMITED UNTIL DATE (mm/dd/yyyy):
IMMEDIATE RELEASE APPROVED TO CATEGORIES
INDICATED IN 3d
NASA FORM 1676 JUN 05 PREVIOUS EDITIONS ARE OBSOLETE.
5. BLANKET AVAILABILITY AUTHORIZATION (Optional) (See instructions)
RESCINDED - FUTURE DOCUMENTS MUST HAVE INDIVIDUAL DOCUMENT AVAILABILITY AUTHORIZATIONS
MODIFIED - LIMITATIONS ON ALL DOCUMENTS SHOULD BE CHANGED TO CONFORM TO BLOCKS AS CHECKED IN
SECTIONS 2 AND 3
APPROVING OFFICIAL ORGANIZATION CODE
I GRANT THIS AVAILABILITY AUTHORIZATION ON (mm/dd/yyyy):
CONTRACT NUMBER GRANT NUMBER PROJECT NUMBER
6. AUTHOR/ORIGINATOR VERIFICATION
I BELIEVE THAT THIS PUBLICATION:
DOES CONTAIN ITAR/EAR/EXPORT-CONTROLLED, PROPRIETARY/SENSITIVE INFORMATION, AND/OR DISCLOSES
AN INVENTION AND THE APPROPRIATE LIMITATION IS CHECKED IN SECTIONS 3 AND/OR 4
DOES NOT CONTAIN ITAR/EAR/EXPORT-CONTROLLED, PROPRIETARY/SENSITIVE INFORMATION, NOR DOES IT
DISCLOSE AN INVENTION AND MAY BE RELEASED AS INDICATED ABOVE
8. EXPORT CONTROL ADMINISTRATOR CONFIRMATION
9. FINAL APPROVAL BY PROGRAM MANAGER
10. DISPOSITION
7. NASA PROJECT OFFICIAL (COTR/designated official, or Technical Monitor) / DIVISION CHIEF REVIEW OF 1 THROUGH 6
PUBLIC RELEASE IS APPROVED (Information is unclassified
and unlimited)
EXPORT-CONTROLLED LIMITATION(S) INDICATED IN
SECTIONS 3b AND 3d HAVE BEEN CHANGED TO:
NOT APPROVED (Give reason)
APPROVED FOR DISTRIBUTION AS MARKED
ITAR USML CATEGORY
NUMBER:
PAGE 3 OF 4
I APPROVE ALL DOCUMENTS ISSUED UNDER THE FOLLOWING CONTRACT, GRANT, OR PROJECT NUMBER TO BE PROCESSED
AS CHECKED IN SECTIONS 2 AND 3(a-d)
E-MAIL DATE
I HEREBY CHANGE THE BLANKET AVAILABILITY AUTHORIZATION DATED (mm/dd/yyyy):
NAME ORGANIZATION CODE E-MAIL DATE
NAME ORGANIZATION CODE E-MAIL DATE
NAME/TITLE E-MAIL DATE
REASON:
EAR CCL ECCN
NUMBER:
CENTER OR HEADQUARTERS EXPORT CONTROL ADMINISTRATOR NAME E-MAIL DATE
NOT APPROVED (Give reason)
APPROVED FOR DISTRIBUTION AS MARKED
REASON:
DATE DOCUMENT PUBLISHED/RELEASED:
NAME E-MAIL DATE
ADDITIONAL APPROVALS BY CENTER, IF APPLICABLE (OPTIONAL):
NAME/TITLE:
E-MAIL: DATE:
NAME/TITLE: E-MAIL: DATE:
SEND TO CENTER DAA REPRESENTATIVE (SEE INSTRUCTIONS)
NAME OF DAA REPRESENTATIVE DATE
SEND TO CENTER TECHNICAL PUBLICATIONS OFFICE
SEND TO NASA CENTER FOR AEROSPACE INFORMATION
(e-mail: help@sti.nasa.gov)
TASK NUMBER
EXPORT-CONTROLLED LIMITATIONS IN BLOCKS 3b, 3d,
AND 6 ARE APPROVED AND ASSIGNED TO THIS
DOCUMENT
NASA FORM 1676 JUN 05 PREVIOUS EDITIONS ARE OBSOLETE.
1.
1a.
1b.
2.
3.
3a.
3b.
3c.
3d.
4.
5.
6.
7.
8.
9.
10.
INSTRUCTIONS FOR COMPLETING NF 1676
When to Use. Use for STI to be published, released, or presented external to NASA or presented at internal meetings or conferences at which
foreign nationals may be present. NPD 2200 gives authority and defines STI. See also NPR 2200. Encrypt electronic STI that is limited/restricted or
export-controlled (NPD 2810). Do not enter classified information on this form (use unclassified information about the document). See also
<http://www.sti.nasa.gov/nasaonly/publish/publish.html>.
Validation of Signature. NASA accepts your name on this form as your signature for NF 1676.
Approvals. NASA centers have different workflows to accommodate this form. A typical approval cycle is given below; however, check with your
center Document Availability Authorization (DAA) representative or STI Manager to see if your center has an alternative workflow and information
on electronic routing. Steps include:
Author, contracting officer's technical representative (COTR), or NASA official completes blocks 1 and 2.
If STI is classified, Center Security Officer (CSO) approves block 2.
Author, COTR, or NASA official recommends
information in blocks 3, 4, and 6, as appropriate.
If the document or presentation contains information that discloses an invention, the HQ or Center Patent or Intellectual Property Counsel
must approve the release in block 4. Patent Counsel approval may be required for all STI; check with your DAA representative or STI
Manager.
Block 5 is OPTIONAL. A NASA approving official (who is familiar with the technical content of the information) may elect to use (or stop use
of) this blanket approval for a number of documents from a program or project.
NASA Project Official, COTR, or technical monitor (for STI from contractor that NASA elects to publish) and Division Chief (for
NASA-authored STI) approves in block 7. Supervisor should review prior to having Division Chief approve.
Center Export Control Administrator (CEA) certifies in block 8 that the information in blocks 3b, 3d and 6 is correct or corrects the
information.
Approving official for the center (program manager) approves in block 9.
If center requires additional approvals, use block 10.
Send STI to DAA representative and technical publications office. DAA representative sends an electronic copy of STI and NF 1676 to the
NASA Center for AeroSpace Information (CASI) for inclusion in the NASA Aeronautics and Space Database (http://www.sti.nasa.gov).
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
Items to Know (Instructions for completing blocks 1-10 of NF 1676)
Check "new" or "revision" blocks.
List authors' names in same order and with exact names as on document. For contractor or grantee STI that NASA elects to publish, COTR
initiates NF 1676.
Journal article. Decide who you wish to receive your preprint. NASA has the right to release preprints to the public, but not all authors
approve this. Unless the publisher has added copyrighted information (e.g., peer review comments, or publisher-prepared summary or
abstract) to the published version of a journal article (reprint), NASA has the right to release the reprint for governmental purposes, which
includes release to U.S. Government personnel, contractors, and the public. If copyrighted materials are added by the publisher, NASA
does not have the right to release reprints without the publisher's permission. See Chapter 4 of NPR 2200 and NITR 2810-3.
See Chapter 5 of NPR 1600.1.
See NPR 2200.2, Chapter 4. If you do not mark Publicly Available in 3a, you must indicate a distribution limitation in 3d. See Section 5.22 of
NPR 1600.1 for Administratively Controlled Information (ACI). For ACI categories that are not listed on this form, indicate a distribution
limitation in 3d and attach the ACI cover sheet, NF 1686.
Publicly Available means the STI is unclassified, does not contain export-controlled information (3b) or proprietary information (3c), has no
distribution limitations (3d), and if it contains information disclosing an invention (4), it has been cleared by the HQ or Center Patent or
Intellectual Property Counsel.
See NPR 2190.
Information marked in this section must be re-reviewed by the originating organization following the "limited until (date)" and a modified DAA
must be done before release indicated in 3d can be changed. For information on copyrights, see NPR 2200 and contact your center
attorney. SBIR is Small Business Innovation Research. STTR is Small Business Technology Transfer. See NPR 2200, Chapter 4.
If you do not
mark Publicly Available in 3a, indicate who can see and receive your document in 3d. Restriction statements must appear on
cover, title page, and SF 298 (if applicable). Documents marked "Available Only with Approval of Issuing Office" will have citations (but not
the full text) entered into the NASA Aeronautics and Space Database; the issuing office is responsible for handling document requests.
NASA personnel & U.S. Government agencies means civil servant personnel.
For contractor or grantee-authored work, report invention to NASA according to contract/grant requirements. If NASA-authored work, report
inventions in accordance with NPD 2091.1 via eNTRe (the electronic New Technology Reporting web site) at http://invention.nasa.gov or
using NF 1679.
Use the blanket option when you approve or rescind all
STI produced under a contract, grant, or project to have the same distribution or
change the distribution.
As the author, indicate whether or not the information contains export-controlled or proprietary/sensitive information or discloses an
invention. Your CEA will verify in block 8 whether information contains export-controlled information.
If the distribution is not approved, indicate the reason. As a reminder, the author's supervisor should always review the document prior to
having it approved by the approving official (Division Chief) in this block.
CEA certifies information in 3b, 3d and 6.
Center approving official indicates final approval to publish under the conditions cited on this form.
For contractor-generated STI that NASA elects to publish, the NASA responsible official or technical publications office notifies the COTR
(or center-designated official) when the document is approved for publication. COTR/center official notifies the contractor.
o Classified and Administratively Controlled Information - NPR 1600.1
o Export-controlled information - NPD and NPR 2190.1
o Disclosing an invention - NPD 2091.1
o SF 298, Report Documentation Page, required for NASA STI-Series reports
o NF 1686, Administratively Controlled Information (ACI)
o NF 1679, Disclosure of Invention and New Technology (Including Software)
Additional Help:
Following Forms are Related to Approval Process:
PAGE 4 OF 4