Page 8 of 11 TDA 4586 A 02/20
I am establishing an Individual Retirement Account (IRA) Plan under the TD Ameritrade Clearing, Inc. (Custodian) Prototype Individual
Retirement Custodial Account Agreement for the account type specied in Section , above, which is incorporated herein by reference. I
understand that the account is subject to rules and regulations of the U.S. Internal Revenue Service, and that the funding of the account
may have signicant tax and nancial consequences. I accept responsibility for the information contained in this application and arm
such information is true and correct. I agree to indemnify and hold harmless TD Ameritrade and TD Ameritrade Clearing, Inc. from any
and all liability and claims for damages resulting from any action taken pursuant to this Agreement.
I designate TD Ameritrade Clearing, Inc. as Custodian and make the following declaration: Having received and read the Custodial
Agreement, I understand that the Custodian will invest and reinvest the account assets only with written direction from me or from
a properly appointed investment manager. This document constitutes my authority to execute all trades for my IRA. Conrmations
and statements will verify such instructions. All securities, dividends, and proceeds will be held at TD Ameritrade Clearing, Inc. unless
I understand that this account will be opened pursuant to state UTMA/UGMA statutes. I agree that the owner of the assets in this
account is the minor according to applicable state UTMA/UGMA statutes and that I will only use the assets for the benet of the
minor. Upon the minor attaining age of termination as indicated above, I instruct TD Ameritrade, without further notice or instruction,
to restrict my access to the account and register the account in the name of the minor. I further agree to provide TD Ameritrade,
upon request, with the minor’s current address, phone number, and other contact information. Notwithstanding Section . of the
Custodial Agreement,* in the event of the death of the Minor prior to age of termination, the Account will be distributed to the
*Individual Retirement Custodial Account Agreement
For Individual (Contributory) IRAs: I direct TD Ameritrade Clearing, Inc. to maintain my deductible, rollover, and direct rollover
contribution(s) in a Contributory IRA.
For SEP and SIMPLE IRAs: I represent and warrant that I am eligible to participate in the plan as adopted by my employer.
If a nonresident alien, I declare that I have “earned income” actually and actively earned within the United States. Earned income does
not include, among other things, money earned from property, interest or dividend income, or money received from a pension or annuity,
as deferred compensation or as a deferred incentive award.
I understand that non-deposit investments purchased through TD Ameritrade are not insured by the Federal Deposit Insurance
Corporation (FDIC), are not obligations of or guaranteed by any nancial institution, and are subject to investment risk and loss that may
exceed the principal invested.
Important information about procedures for opening a new account:
To help the government ght the funding of terrorism and money laundering activities, federal law requires all nancial
institutions to obtain, verify, and record information that identies each person who opens an account.
What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that
will allow us to identify you. We may also utilize a third-party information provider for verication purposes and/or ask for a copy
of your driver's license or other identifying documents. By my signature below, I attest that I am of legal age to contract, and I
certify, to the best of my knowledge that the information provided on this application is complete and correct.
This application provides for the deposit of funds or securities into the account. I understand that the funding of this account is
subject to the rules and regulations of the U.S. Internal Revenue Service and that my failure to abide by such rules and regulations may
have important and possibly irrevocable tax and nancial consequences. I attest that the funding information provided is true and
correct, authorize TD Ameritrade Clearing, Inc. to deposit the funds or securities according to the funding instructions, and assume
full responsibility for this funding transaction. I release and agree to indemnify and hold harmless TD Ameritrade Clearing, Inc. and the
divisions thereof from any and all liability and claims for damages from any adverse consequences that may result.
I acknowledge that I have received and read the Client Agreement, available at www.tdameritrade.com or by calling 00--,
that will govern my account. I agree to be bound by the Client Agreement, which may be amended from time to time and which is
incorporated by this reference. I release and agree to indemnify and hold harmless TD Ameritrade, Inc. from any and all liability and
claims for damages resulting from any action taken pursuant to this Agreement. By my signature below, I attest that I am of legal age
to contract and that the information contained in this application is true and correct. I hereby request, subject to acceptance by TD
Ameritrade, an account be opened in the name(s) set forth above.
In order to trade options in this account, please complete the Options Account section.
If an options account has been requested, I agree to abide by the rules of the listed options exchanges and the Options Clearing
Corporation and will not violate current position and exercise limits. I have received and read the Client Agreement that will govern my
account, and agree to be bound by this Client Agreement as currently in eect and as amended from time to time. I am aware of the risks
involved in options trading and represent that I am nancially able to bear such risks and withstand options-trading losses.