Fillable Minor Individual Retirement Account (IRA) Application Questions? Call (TD Ameritrade)

Fill Online, Printable, Fillable, Blank Minor Individual Retirement Account (IRA) Application Questions? Call (TD Ameritrade) Form

Use Fill to complete blank online TD AMERITRADE pdf forms for free. Once completed you can sign your fillable form or send for signing. All forms are printable and downloadable.

Minor Individual Retirement Account (IRA) Application Questions? Call (TD Ameritrade)

On average this form takes 69 minutes to complete

The Minor Individual Retirement Account (IRA) Application Questions? Call (TD Ameritrade) form is 9 pages long and contains:

  • 0 signatures
  • 23 check-boxes
  • 264 other fields

Country of origin: US
File type: PDF

Use our library of forms to quickly fill and sign your TD Ameritrade forms online.

BROWSE TD AMERITRADE FORMS

Related forms
Fill has a huge library of thousands of forms all set up to be filled in easily and signed.
Fill in your chosen form
Sign the form using our drawing tool
Send to someone else to fill in and sign.
find another form
 
Page 1 of 11 TDA 4586 A 02/20
1
Questions? Call a New Accounts representative at 00--.
Please visit us at www.tdameritrade.com for more information about opening an account.
Return Options:
Electronically via Message Center:
Log in and go to Client Services >
Message Center to attach the le
Regular Mail:
PO Box 0, Omaha, NE 10-0
Overnight Mail:
00 South 10th Avenue
Omaha, NE 1-1
Fax: --
Minor Individual
Retirement Account
(IRA) Application
Type of IRA
*TDA4586*
CC
Traditional (Individual Contributory) IRA – A tax-deferred savings plan. Contributions may be tax-deductible. All distributions are
subject to tax when withdrawn.
CC
Roth IRA – A savings plan like the Traditional IRA. Contributions are not tax-deductible, but qualied distributions are federal
tax-free.
CC
( SEP) Simplied Employee Pension Plan IRA – An employer-run savings plan that is in the form of an IRA. The employer has
adopted the -SEP Plan.
CC
(SIMPLE) Savings Incentive Match Plan for Employees IRA – An employer-run savings plan that is in the form of an IRA.
The employer has adopted either the -SIMPLE or -SIMPLE plan.
State of Establishment
2
This Minor IRA will be opened pursuant to state UTMA/UGMA statutes. Please indicate the age of termination of custodianship and
the state law under which this Minor IRA account will be governed:
(State)* Age of Termination* . (state of UGMA/UTMA establishment must be provided)
*The age of termination varies by state, although most states set the age of termination at . If you do not indicate the age of
termination, the account will be set up with the state’s default age of termination according to applicable state law. Certain states
permit the age of termination to be extended beyond the default statutory age of termination (usually up to  or  years of age).
This election may be exercised only in those states that specically provide for it, and only insofar as the extension complies with
any applicable requirements.
I understand that electing to extend the age of termination to age  may cause me to lose my annual exclusion from federal gift
tax and that I should consult with an attorney or tax advisor before making this election.
Important: In order to open and contribute to this account, the Minor must have earned income equal to or greater than the annual contributions
made to this account, and file an income tax return. The Custodian, along with the parent or legal guardian of the Minor account owner, are
responsible for monitoring the total amount of contributions for any and all IRA accounts that are opened on behalf of the Minor account owner
and to ensure that they do not exceed IRA contribution limits.
Please
select
only one.
Reset Form
Page 2 of 11 TDA 4586 A 02/20
Home Address: (no PO Box or mail drop)
City: State: Zip Code: Country:
3
Account Owner Information (Minor)
Date of Birth: U.S. Social Security Number:
Annual Income:
CC
0-,
CC
,000-,
CC
0,000-,
CC
100,000-,
C C
0,000+
Approximate Net Worth: (not including primary residence)
CC
0-1,
CC
1,000-,
CC
0,000-,
CC
100,000-,
CC
0,000-,
CC
00,000-,
CC
1,000,000-,,
CC
,000,000+
CC
0-1,
CC
1,000-,
CC
0,000-,
CC
100,000-,
CC
0,000-,
CC
00,000-,
CC
1,000,000-,,
CC
,000,000+
Approximate Liquid Net Worth: (cash, stocks, etc.)
Please specify if you are:
CC
Employed
CC
Unemployed
CC
Retired
CC
Homemaker
CC
Student
CC
Self-Employed
Employer Name (If Self-Employed, provide the name of your business):
Please choose from the list provided on page 11 the occupation code and industry of occupation code that most accurately describes your situation.
Occupation Code: Industry of Occupation Code:
Employer Address:
City: State: Zip Code: Country:
First Name:
Middle Name: Last Name:
CC
Employment/Wages
CC
Retirement Funds
CC
Gift
CC
Savings
CC
Inheritance/Trust
CC
Investments
CC
Unemployment/Disability
CC
Legal Settlement
CC
Lottery/Gaming
CC
Spousal/Parental Support
CC
Other (describe source of funds):
What best describes the initial source of funds for this account?
CC
Employment/Wages
CC
Retirement Funds
CC
Gift
CC
Savings
CC
Inheritance/Trust
CC
Investments
CC
Unemployment/Disability
CC
Legal Settlement
CC
Lottery/Gaming
CC
Spousal/Parental Support
CC
Other (describe source of funds):
What best describes the ongoing source of funds for this account?
Page 3 of 11 TDA 4586 A 02/20
Section , Account Owner Information (Minor) continued
4
Country of Citizenship:
Country of Birth:
CC
Check here if you are NOT a U.S. citizen.
Country of Dual/Secondary Citizenship (if applicable):
Non-U.S. citizens*: Do you hold a current U.S. immigration visa?
CC
Yes
CC
No
Specify visa type: Visa Number: Expiration:
* Nonresident aliens must submit a copy of a current passport and a copy of a bank or brokerage statement. If a U.S. address is listed,
then attach a Letter of Explanation for U.S. Mailing Address/U.S. Phone Number Attachment to form W-. This form can be found
on the TD Ameritrade Forms Library: https://www.tdameritrade.com/form-library.
CC
Check here if you, any member of your immediate families living in the same household, including parents,
in-laws, siblings, and dependents is a member of the board of directors, 10% shareholder, or policy-making ofcer of a publicly
traded company. Specify the company name, ticker symbol, address, city, and state:
CC
Check here if you, any member of your immediate families living in the same household, including parents, in-laws, siblings, and
dependents is licensed, employed by, or associated with a broker-dealer rm, a nancial services regulator, securities exchange, or
member of a securities exchange. If checked, please specify entity below. If this entity requires its approval for you to open this
account, please provide a copy of the required authorization letter (with this application):
Custodian Information
First Name:
Date of Birth: Number of Dependents: U.S. Social Security Number:
Middle Name: Last Name:
Relationship to Minor:
CC
Parent
CC
Legal Guardian**
CC
Other:
** If you are the Legal Guardian of the Minor, you must submit legal documentation with this application showing your appointment
as guardian.
Name Prex (optional):
CC
Mr.
CC
Mrs.
CC
Ms.
CC
Dr.
CC
Rev
Mailing Address (if dierent than above):
City: State: Zip Code: Country:
Home Address (if dierent from minor, no PO box or mail drop):
City: State: Zip Code: Country:
Primary Phone number:
C C
Check here if this is not a U.S. phone number
Fax number:
Secondary Phone number:
C C
Check here if this is not a U.S. phone number
Email (required for electronic delivery of your account statement and
trade conrmations):
Page 4 of 11 TDA 4586 A 02/20
Please specify if you are:
CC
Employed
CC
Unemployed
CC
Retired
CC
Homemaker
CC
Student
CC
Self-Employed
Employer Name (If Self-Employed, provide the name of your business):
Please choose from the list provided on page 11 the occupation code and industry of occupation code that most accurately describes your situation.
Occupation Code: Industry of Occupation Code:
Employer Address:
City: State: Zip Code: Country:
Annual Income:
CC
0-,
CC
,000-,
CC
0,000-,
CC
100,000-,
C C
0,000+
CC
0-1,
CC
1,000-,
CC
0,000-,
CC
100,000-,
CC
0,000-,
CC
00,000-,
CC
1,000,000-,,
CC
,000,000+
CC
0-1,
CC
1,000-,
CC
0,000-,
CC
100,000-,
CC
0,000-,
CC
00,000-,
CC
1,000,000-1,,
CC
,000,000+
Approximate Liquid Net Worth: (cash, stocks, etc.)
Section , Custodian Information continued
CC
Employment/Wages
CC
Retirement Funds
CC
Gift
CC
Savings
CC
Inheritance/Trust
CC
Investments
CC
Unemployment/Disability
CC
Legal Settlement
CC
Lottery/Gaming
CC
Spousal/Parental Support
CC
Other (describe source of funds):
What best describes the initial source of funds for this account?
CC
Employment/Wages
CC
Retirement Funds
CC
Gift
CC
Savings
CC
Inheritance/Trust
CC
Investments
CC
Unemployment/Disability
CC
Legal Settlement
CC
Lottery/Gaming
CC
Spousal/Parental Support
CC
Other (describe source of funds):
What best describes the ongoing source of funds for this account?
Approximate Net Worth: (not including primary residence)
Country of Citizenship:
Country of Birth:
CC
Check here if you are NOT a U.S. citizen.
Country of Dual/Secondary Citizenship (if applicable):
Non-U.S. citizens*: Do you hold a current U.S. immigration visa?
CC
Yes
CC
No
Specify visa type: Visa Number: Expiration:
Page 5 of 11 TDA 4586 A 02/20
* Nonresident aliens must submit a W-BEN form, a copy of a current passport, and a copy of a bank or brokerage statement.
If a U.S. address is listed, then attach a Letter of Explanation for U.S. Mailing Address/U.S. Phone Number Attachment to form
W-. This form can be found on the TD Ameritrade Forms Library: https://www.tdameritrade.com/form-library.
CC
Check here if you, your spouse, any member of your immediate families living in the same household, including parents,
in-laws, siblings, and dependents is a member of the board of directors, 10% shareholder, or policy-making ofcer of a
publicly traded company. Specify the company name, ticker symbol, address, city, and state:
CC
Check here if you, your spouse, any member of your immediate families living in the same household, including parents,
in-laws, siblings, and dependents is licensed, employed by, or associated with a broker-dealer rm, a nancial services
regulator, securities exchange, or member of a securities exchange. If checked, please specify entity below. If this entity
requires its approval for you to open this account, please provide a copy of the required authorization letter
(with this application):
Section , Custodian Information continued
5
Investment Objectives
Select the degree of risk you are willing to take with the assets in this account:
CC
Conservative
CC
Moderate
CC
Aggressive
CC
Speculative
Select the primary investment objective for this account:
CC
Conservation
CC
Moderate
CC
Moderate Growth
CC
Growth
CC
Aggressive Growth
Select the secondary investment objectives for this account: (Check at least one or all that apply)
CC
Conservation
CC
Moderate
CC
Moderate Growth
CC
Growth
CC
Aggressive Growth
CC
None
Select the liquidity needs for this account: (Check only one that applies)
CC
Within  months
CC
 -  months
CC
 -  months
CC
10 -  months
CC
More than  year
Select the investment time horizon for this account:
CC
Less than 1 year
CC
1 -  years
CC
 -  years
CC
 - years
CC
10-1 years
CC
1 years or more
For
denitions
regarding
investment
objectives,
please
see page
10 of the
application.
6
Funding your Account
All IRA deposits must be considered current-year contributions unless otherwise specied with a TD Ameritrade IRA Deposit Slip or
Account Transfer Form. Please consult the TD Ameritrade Account Handbook for funding guidelines. Funds submitted at a later time will
require a TD Ameritrade IRA Deposit Slip.
CC
A regular contribution. Please complete a TD Ameritrade IRA Deposit Slip and indicate the tax year on your check.
CC
A direct transfer from another rm. Please submit an Account Transfer Form and a copy of your most recent statement.
Firm name:
CC
Other. Please complete a TD Ameritrade IRA Deposit Slip and indicate type of funding.
Cash Sweep Vehicle
My uninvested cash will be deposited in the TD Ameritrade FDIC Insured Deposit Account (IDA) as a part of the Cash Balance programs.
See the Client Agreement for a complete description of the Cash Sweep program. Other sweep choices are available for clients with
household values greater than 00,000 and cash balances of more than 100,000. I understand my account statement will include sweep
transactions involving bank deposits or money market funds in lieu of immediate trade conrmations.
7
Page 6 of 11 TDA 4586 A 02/20
8
Trade Conrmations and Account Statements
I understand that I will receive monthly account statements and trade conrmations electronically, unless I make a selection below.
If I do not provide a valid email address, I will receive a quarterly paper statement or a monthly paper statement. Certain types of
accounts or activities (such as options trading) require a monthly statement, either electronically or via U.S. mail. I will be responsible
for any fees that apply. Accounts with a total liquidation value of 10,000 or an average of ve trades per month over a three-month
period are eligible to receive free paper statement and conrmation delivery.
If I elect to receive either electronic statements or electronic conrmations, I will receive shareholder information electronically
when available.
Account statement:
CC
Electronic Monthly
CC
Paper Monthly ($2 fee may apply each month)
CC
Paper Quarterly ($2 fee may apply each quarter)
CC
Unless I have checked this box, TD Ameritrade will provide my name to corporations whose securities I hold in my account for the
purpose of additional corporate communications.
Trade Conrmation:
CC
Electronic
CC
Paper
Oer Code (Optional)
By entering an oer code in this eld, I represent and warrant that I have read and agree to the applicable Oer Terms & Conditions. If
the oer code I enter is invalid, no oer will be applied to my account. For questions regarding oer codes, please call ---.
Oer Code:
9
10
Trusted Contact (Optional)
By providing trusted contact information below, you authorize TD Ameritrade to contact the person(s) named below for the following
reasons: if there are questions or concerns about your whereabouts or health status; if TD Ameritrade suspects that you may be a
victim of fraud or nancial exploitation; if TD Ameritrade suspects that you might no longer be able to handle your nancial aairs; to
conrm the identity of any legal guardian, executor, trustee, authorized trader, or holder of a power of attorney; or if TD Ameritrade
has any other concerns or is unable to contact you about your account(s) held at TD Ameritrade. Please review the Client Agreement
for the full terms and conditions regarding how TD Ameritrade uses this information.
NOTE: Your Trusted Contact must be someone other than an account owner. You may provide more than two Trusted Contact
Persons by completing and signing additional Authorization Forms.
Relationship:
First Name: Middle Initial: Last Name:
Primary Telephone number: Email Address:
City: State: Zip Code: Country:
Mailing Address:
Page 7 of 11 TDA 4586 A 02/20
Relationship:
First Name: Middle Initial: Last Name:
Primary Telephone number: Email Address:
City: State: Zip Code: Country:
Mailing Address:
Section 10, Trusted Contact continued
11
Options Account
Due to the risks involved in options, TD Ameritrade is required to obtain the following information. The income information above must
be completed to be considered for options.
CC
Check this box to decline options privileges.
Options Objectives (Only required if applying for options.)
Types of Transactions: (Check all that apply)
CC
Stocks
CC
Bonds
CC
Options
CC
Tier  - Standard Cash
Purchase options
+ Tier 1 - Covered
For denitions
regarding
options
objectives,
please see
page 10 of the
application.
(Completed by
Custodian.)
To be
completed by
the Custodian.
CC
Tier 1 - Covered
Write covered calls
Write cash-secured puts
What Type of Activity Do You Plan to Conduct in Your Options Account?
What Are Your Options Investment Objectives: (Check all that apply)
CC
Growth
CC
Speculation
CC
Income
CC
Conservation of Capital
Options Account Investment Objectives (Only required if applying for options.)
Years of Investment Experience:
CC
Less than 1 year
CC
1 - years
CC
 -  years
CC
 -  years
CC
10+ years
Investment Knowledge or Education:
CC
Limited
CC
Good
CC
Extensive
CC
Professional Trader
Page 8 of 11 TDA 4586 A 02/20
Account Agreement
I am establishing an Individual Retirement Account (IRA) Plan under the TD Ameritrade Clearing, Inc. (Custodian) Prototype Individual
Retirement Custodial Account Agreement for the account type specied in Section , above, which is incorporated herein by reference. I
understand that the account is subject to rules and regulations of the U.S. Internal Revenue Service, and that the funding of the account
may have signicant tax and nancial consequences. I accept responsibility for the information contained in this application and arm
such information is true and correct. I agree to indemnify and hold harmless TD Ameritrade and TD Ameritrade Clearing, Inc. from any
and all liability and claims for damages resulting from any action taken pursuant to this Agreement.
I designate TD Ameritrade Clearing, Inc. as Custodian and make the following declaration: Having received and read the Custodial
Agreement, I understand that the Custodian will invest and reinvest the account assets only with written direction from me or from
a properly appointed investment manager. This document constitutes my authority to execute all trades for my IRA. Conrmations
and statements will verify such instructions. All securities, dividends, and proceeds will be held at TD Ameritrade Clearing, Inc. unless
otherwise instructed.
I understand that this account will be opened pursuant to state UTMA/UGMA statutes. I agree that the owner of the assets in this
account is the minor according to applicable state UTMA/UGMA statutes and that I will only use the assets for the benet of the
minor. Upon the minor attaining age of termination as indicated above, I instruct TD Ameritrade, without further notice or instruction,
to restrict my access to the account and register the account in the name of the minor. I further agree to provide TD Ameritrade,
upon request, with the minor’s current address, phone number, and other contact information. Notwithstanding Section . of the
Custodial Agreement,* in the event of the death of the Minor prior to age of termination, the Account will be distributed to the
Minor's estate.
*Individual Retirement Custodial Account Agreement
For Individual (Contributory) IRAs: I direct TD Ameritrade Clearing, Inc. to maintain my deductible, rollover, and direct rollover
contribution(s) in a Contributory IRA.
For SEP and SIMPLE IRAs: I represent and warrant that I am eligible to participate in the plan as adopted by my employer.
If a nonresident alien, I declare that I have “earned income” actually and actively earned within the United States. Earned income does
not include, among other things, money earned from property, interest or dividend income, or money received from a pension or annuity,
as deferred compensation or as a deferred incentive award.
I understand that non-deposit investments purchased through TD Ameritrade are not insured by the Federal Deposit Insurance
Corporation (FDIC), are not obligations of or guaranteed by any nancial institution, and are subject to investment risk and loss that may
exceed the principal invested.
Important information about procedures for opening a new account:
To help the government ght the funding of terrorism and money laundering activities, federal law requires all nancial
institutions to obtain, verify, and record information that identies each person who opens an account.
What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that
will allow us to identify you. We may also utilize a third-party information provider for verication purposes and/or ask for a copy
of your driver's license or other identifying documents. By my signature below, I attest that I am of legal age to contract, and I
certify, to the best of my knowledge that the information provided on this application is complete and correct.
This application provides for the deposit of funds or securities into the account. I understand that the funding of this account is
subject to the rules and regulations of the U.S. Internal Revenue Service and that my failure to abide by such rules and regulations may
have important and possibly irrevocable tax and nancial consequences. I attest that the funding information provided is true and
correct, authorize TD Ameritrade Clearing, Inc. to deposit the funds or securities according to the funding instructions, and assume
full responsibility for this funding transaction. I release and agree to indemnify and hold harmless TD Ameritrade Clearing, Inc. and the
divisions thereof from any and all liability and claims for damages from any adverse consequences that may result.
I acknowledge that I have received and read the Client Agreement, available at www.tdameritrade.com or by calling 00--,
that will govern my account. I agree to be bound by the Client Agreement, which may be amended from time to time and which is
incorporated by this reference. I release and agree to indemnify and hold harmless TD Ameritrade, Inc. from any and all liability and
claims for damages resulting from any action taken pursuant to this Agreement. By my signature below, I attest that I am of legal age
to contract and that the information contained in this application is true and correct. I hereby request, subject to acceptance by TD
Ameritrade, an account be opened in the name(s) set forth above.
In order to trade options in this account, please complete the Options Account section.
If an options account has been requested, I agree to abide by the rules of the listed options exchanges and the Options Clearing
Corporation and will not violate current position and exercise limits. I have received and read the Client Agreement that will govern my
account, and agree to be bound by this Client Agreement as currently in eect and as amended from time to time. I am aware of the risks
involved in options trading and represent that I am nancially able to bear such risks and withstand options-trading losses.
12
Page 9 of 11 TDA 4586 A 02/20
If I am a U.S. person for tax purposes:
Under penalties of perjury, I certify that: (1) the number shown on this form is my correct taxpayer identication number; () I
am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notied by the
Internal Revenue Services (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends,
or (c) the IRS has notied me that I am no longer subject to backup withholding; () I am a U.S. citizen or other U.S. person; and
() the FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct.
If I have been notied by the IRS that I am subject to backup withholding because I have failed to report all interest and dividends
on my tax return, I must cross out () in this certication.
If I am not a U.S. Person for tax purposes:
I am submitting the applicable Form W- with this form to certify my foreign status.
The IRS does not require your consent
to any provision of this document
other than the certications required
to avoid backup withholding.
The Client Agreement applicable to this brokerage account contains a predispute
arbitration clause. By signing this agreement, the parties agree to be bound by the terms
of the Client Agreement, including the arbitration agreement located in Section 12 of the
Client Agreement on page .
Sign Here
Original
signatures
are required;
electronic
signatures and/
or signature
fonts are not
authorized
Section , Account Agreement continued
Custodian's Signature: Date:
TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by
TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2020 TD Ameritrade.
Investment Products: Not FDIC Insured * No Bank Guarantee * May Lose Value
X
Page 10 of 11 TDA 4586 A 02/20
Investment Objectives Denitions
Conservation: Reects your desire to seek very low risk and minimize potential loss of principal. You may seek income from your
investments while understanding that returns may not keep pace with ination. You may also intend to invest over a short period of time.
Moderate: Reects your desire to seek lower risk and uctuation in your portfolio, while striving to achieve more stable returns on your
investments. It may also mean that you plan to invest over a short period of time.
Moderate growth: Reects your desire to seek growth in your portfolio by typically using a balance of growth and conservative
investment types. It may also mean that you are moderately tolerant of risk and plan to invest for a medium to long period of time.
Growth: Reects your desire to seek the potential for investment growth, as well as your tolerance for more signicant market
uctuations and risk of loss. It may also mean that you plan to invest over a long period of time.
Aggressive Growth: Reects your desire for potentially substantial investment growth, as well as your tolerance for large market
uctuations and increased risk of loss. It may also mean that you plan to invest over a long period of time.
Options Objectives Denitions
Growth: Investors are seeking the potential for investment growth and have a tolerance for more signicant market uctuations and
risk of loss.
Speculation: Investors are seeking short-term market gains that generally have above average, maximum risk, but oer the potential for
short-term, maximum gains. These strategies also have the potential for signicant losses and investors understand they could lose most,
or all, of the money they have invested.
Income: Investors are seeking income with a modest degree of risk. These investors are typically willing to accept lower potential returns
in exchange for lower risk and volatility, and understand their returns may not keep pace with ination.
Conservation of Capital: Investors are seeking to avoid risk and minimize potential loss of principal.
Page 11 of 11 TDA 4586 A 02/20
A11 Accounting
A21 Advertising/Marketing
A31 Aerospace/Defense
A41 Agriculture/Forestry
A51 Amusement and Recreation
A61 Animal Services and Veterinary
A71 Architecture/Design
A81 Arts/Antiques
A91 Athletics/Fitness
A32 Automotive
B11 Aviation
C11 Bar/Nightclub/Adult Entertainment Club
C21 Childcare
C31 Cleaning/Janitorial/Housekeeping
C41 Communications/Telecommunications
C51 Construction/Carpentry/Landscaping
C61 Convenience Store/Liquor Store/
Gas Station
C71 Customer Service and Support
E11 Education
E21 Embassy/Consulate
E31 Energy
E41 Engineering
F11 Fashion/Clothing
F21 Financial Services
F51 Firearms and Explosives
G11 Gaming/Casino/Card Club
G21 Government/Public Administration
G31 Grocery/Supermarket
H11 Healthcare/Medical Services
H21 Hotel/Hospitality
I11 Import/Export
I21 Information Technology (IT)
I31 Insurance
J11 Jewelry, Gems, and Precious Metals
L11 Legal Services/Public Safety
L21 Logistics/Supply Chain
M11 Manufacturing
M21 Maritime
M31 Media/Entertainment
M41 Mining, Oil, and Gas
M51 Money Services Businesses (Check
Cashing, Money Transmitting, Payday
Loans, Currency Exchange)
N11 Non-Prot/NGO (Non-Government
Agency)/Charity
O31 Other; If Other, include a description
in the Industry of Occupation box
P11 Parking and Car Washes
P21 Pawn Shops/Brokers
P31 Personal Care/Hygiene (Beauty,
Salon, Cosmetics, Massage, etc.)
P41 Pharmaceuticals
P51 Printing/Publishing
P71 Professional/Civic Organizations
(Non-Retail)
R11 Real Estate
R21 Religious Organization
R31 Repair Services - Home, Auto,
and Other
R41 Restaurant/Food Service
R51 Retail Sales/Retail Trade
S11 Science and Biotechnology
S21 Security
T11 Transportation
T31 Travel
U11 Utilities (Public)
W11 Wholesale Sales/Trade
Industry of Occupation Codes
A42 Accountant/Auditor/Bookkeeper
A62 Adjuster
A82 Advertiser/Marketer/PR Professional
A33 Air Trac Controller
A43 Ambassador/Consulate Professional
A53 Analyst
A63 Appraiser
A73 Architect/Designer
A83 Artist/Performer/Actor/Dancer
A93 Assistant/Executive Assistant
A44 Athlete
A64 Attorney/Judge/Legal Professional
A74 Auctioneer
L51 Banker/Lending Professional
B21 Barber/Beautician/Hairstylist
B31 Broker/Registered Rep
B41 Business Executive (VP, Director, etc.)
B51 Business Owner
C81 Caregiver
C91 Carpenter/Construction Worker/
Contractor
C22 Cashier
C32 Chef/Cook
C42 Chiropractor
C52 Civil Servant
C62 Clergy
C72 Clerk
C82 Compliance/Regulatory Professional
C92 Consultant
C43 Counselor/Therapist
C53 Customer Service Representative
D11 Dealer
D61 Dentist
D31 Distributor
D41 Doctor/Surgeon/Physician
D51 Driver
E51 Engineer
E71 Exterminator
F71 Factory/Warehouse Worker
F81 Farmer/Rancher
F91 Financial Planner/Advisor
F22 Flight Attendant
F32 Human Resources Professional
I41 Importer/Exporter
I51 Inspector/Investigator
I81 Investor
I91 IT Professional/IT Associate
J31 Janitor
J41 Jeweler
L31 Laborer
L41 Landscaper
M91 Mechanic
M22 Military, Ocer or Associated
M32 Mortician/Funeral Director
N21 Nurse
O11 Oce Associate
O21 Other; If Other, include a description
in the Occupation box.
P81 Pharmacist
P91 Physical Therapist
P22 Pilot
P32 Police Ocer/Fireghter/
Law Enforcement Professional
P42 Politician
P52 Project Manager
R81 Real Estate Professional
R71 Researcher
S41 Salesperson
S51 Scientist
S61 Seamstress/Tailor
S71 Security Guard
S81 Social Worker
T41 Teacher/Professor
T51 Technician
T61 Teller
T71 Tradesperson/Craftsperson
T81 Trainer/Instructor
U21 Underwriter
V11 Veterinarian
W21 Writer/Journalist/Editor
Occupation Codes
Download
Save PDF to desktop
Email
Email completed PDF
Send for Signing
Email for others to sign
Print
Print document
Choose a Field
Click on a field and
select the person that should complete it
Want to add a signature?
You can add a signature field
and assign it to someone else
to sign
Choose a Field
Click on a field and
select the person that should complete it

Minor Individual Retirement Account (IRA) Application Questions Call (TD Ameritrade)

This document is locked as it has been sent for signing.

You have successfully completed this document.

Other parties need to complete fields in the document. You will recieve an email notification when the document has been completed by all parties.

This document has been signed by all parties.

Completed 25 September 2020

Message

View Audit Log
Print With Audit Log
Duplicate Document