ARIZONA BOARD OF FINGERPRINTING
Good Cause Exception Application Form
PO Box 6129 • Phoenix, Arizona 85005-6129
Telephone (602) 265-0135 • Fax (602) 265-6240
info@fingerprint.az.gov www.fingerprint.az.gov
Do not write in this area
BEFORE YOU BEGIN
Please make sure you’ve downloaded the correct application.
o Are you applying to the Board because you did not clear a central registry background
check? If so, this is the wrong application form. Please go to www.fingerprint.az.gov
and download the Central Registry Exception Application Form.
o Are you applying to the Board because your fingerprint clearance card was denied or
suspended? If so, this is the correct application form.
Send your completed application to the address at the top of this form.
We want to be able to read and understand your application, so write as clearly as possible
Please answer all questions. It’s fine to attach additional pages.
Please send copies, not originals, of court documents or police reports. After a certain period of
time, we destroy documents, so we may not be able to return originals.
To avoid a delay in the application process, please read the application instructions before
completing this application package.
If you intentionally provide false information, your application may be denied.
LETTER OF DENIAL OR SUSPENSION FROM DPS
Please include a copy of the denial or suspension letter you received from the Department of Public
Safety (DPS). This letter is required. Please make sure that the letter came from DPS and not
another agency. Be sure to include ALL pages of the letter.
Please note: we can’t process your application without this letter, so you MUST include it. The
letter contains information we need to track down your criminal-history and application. If you do
not include the letter from DPS with your application, we will return your application to you.
PERSONAL INFORMATION
1. Name on fingerprint-clearance-card application. Please provide the name that you
submitted on your fingerprint-clearance-card application to the Department of Public Safety
(DPS). This will be the same name that appears on your letter of denial or suspension from
DPS. If the name does not match the one on the DPS letter, we may have difficulty processing
your application. Please contact us if you have had a legal name change or the name on your
denial or suspension letter is incorrect.
Last: ____________________________ First: __________________ MI: _____
2. Other names. In the space below, please list any other names you go by or have gone by at
any time in your adult life. You do not need to provide nicknames. Examples include aliases or
maiden names.
______________________________________________________________________
3. Date of birth. _______________________
4. Mailing address. This is where we will send all correspondence, so please write the address
where we can best reach you. Some of the information we send you is time-sensitive, so be
sure to inform us of any change in address as soon as possible.
Address: _______________________________________________________________
Address: _______________________________________________________________
City: ____________________________ State: _____ ZIP: ___________
5. Telephone numbers. Please provide telephone numbers, including area codes, where we can
reach you, in order of preference for reaching you during the daytime. Please also the type of
phone (such as home, work, or mobile). (You only need to provide one; the others are optional.)
Phone 1: _______________________ Type: ______________________
Phone 2: _______________________ Type: ______________________
Phone 3: _______________________ Type: ______________________
CRIMINAL-HISTORY INFORMATION
6. You received a letter from the Department of Public Safety (DPS) that listed what charges
caused your card to be denied or suspended. Other than those charges, are there any other
criminal charges on your record (whether or not you were convicted)?
[ ] Yes [ ] No
7. If you answered “Yes” to question 6, please list the charges and dates (approximate if
necessary) below, using additional sheets if necessary.
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
8. Police reports. For every arrest or criminal charge (even if you weren’t convicted) that occurred
within five years before the date DPS denied or suspended your fingerprint clearance card,
please submit a copy of the police report. If you don’t have the police report, you should contact
the police or sheriff’s department and submit a request for the report. (It is your obligation to get
the report; the Board staff won’t get it for you.)
9. Written explanations. For every arrest or criminal charge in your adult life, you should submit a
detailed explanation that describes what happened. Please refer to the enclosed guidelines on
preparing written statements. Be sure to submit an explanation for each charge, even if you
weren’t convicted, even if the charge wasn’t listed on the DPS letter of denial or suspension, and
no matter how long ago the incident occurred.
10. Court documents. For every criminal conviction in your adult life, please provide
documentation from the appropriate court showing that you completed your sentence or that a
record is no longer available.
Please refer to the enclosed guidelines on submitting court documents.
Be sure to submit court documents no matter how long ago the charge occurred and
even if the charge wasn’t listed on the DPS letter of denial or suspension.
If your case is pending, or if you haven’t completed your sentence, please provide a
written statement that explains in detail the status of your case and when you expect
your case or sentence to be completed.
11. Disposition information. If your letter from DPS stated that the disposition of charge (e.g.,
conviction, dismissal, or acquittal) could not be determined, you should contact the appropriate
court and get a document that lists the disposition or states that a record could not be found.
Please refer to the enclosed guidelines on submitting court documents.
OTHER INFORMATION
12. Reference letters. Please submit at least two reference letters using the enclosed forms.
These two references MUST meet the following requirements:
One form must be completed by your current or former employer who has known you
for at least one year or by someone who has known you for at least three years.
The other form must be completed by someone who has known you for at least one
year.
You may make copies of the reference forms if you’d like to submit more than the required
two, or you can download a copy of the form from the Forms & Helpful Resources Page on
the Board website located at www.fingerprint.az.gov. Also, you may submit other reference
letters that don’t use the reference forms, as long as you meet the requirements listed above.
13. Department of Child Safety (DCS) or Adult Protective Services (APS). Have you ever had a
substantiated allegation of neglect or abuse of a child or vulnerable adult made by DCS or APS
(or comparable agencies in other states), even if children were not taken from you or criminal
charges were not filed? (Remember that providing false information may cause your application
be denied.)
[ ] Yes [ ] No
If you answered “Yes,” you must provide a copy of the DCS or APS investigative report. If you
don’t have the report, you should contact DCS or APS to get it. You also should submit a written
explanation that describes in detail your contact with DCS or APS.
14. Professional license or certificate. Have you ever had a professional license or certificate
(such as a teaching certificate or nursing license) revoked or suspended? (Remember that
providing false information may cause your application to be denied. You do not need to
disclose revocation or suspension of a driver’s license.)
[ ] Yes [ ] No
If you answered “Yes,” you should submit a written explanation that describes in detail the
reason for the revocation or suspension.
NOTARIZATION
Please have this section notarized by a notary public. If you’re not sure where to go to have
documents notarized, please consult a business directory like the Yellow Pages.
I solemnly affirm that the information in this application, including the attached explanations,
is true and complete to the best of my knowledge.
____________________________________________________ ____________________
(Signature of applicant; do not sign until you are before the notary public) (Date)
Subscribed and sworn before me this _____ day of _________________, _______ (year).
My commission expires: ____________________________________________________________
__________________________________________
(Notary Public)
ARIZONA BOARD OF FINGERPRINTING
Good Cause Exception Reference Form
PO Box 6129 • Phoenix, Arizona 85005-6129
Telephone (602) 265-0135 • Fax (602) 265-6240
info@fingerprint.az.gov www.fingerprint.az.gov
Do not write in this area
1. Letter of Reference for: _____________________________________________
2. Written by: Name: _____________________________________________
Agency: _____________________________________________
Address: _____________________________________________
_____________________________________________
Phone: _____________________________________________
3. Are you the applicant’s employer?
[ ] Yes [ ] No
4. Are you aware that the Arizona Department of Public Safety has denied or suspended a
fingerprint clearance card for the individual requesting this letter?
[ ] Yes [ ] No
5. Has this individual informed you of the reason(s) for the denial?
[ ] Yes [ ] No
6. How long have you been acquainted with this individual? Please indicate the number of:
_____ Years _____ Months
7. In what ways do you know this individual? (Please check only one.)
[ ] Personally [ ] Professionally [ ] Both
8. Would you recommend that this individual be granted a fingerprint clearance card?
[ ] Yes [ ] No [ ] Undecided
9. Please include any additional statements you would like regarding this individual, either below or
on a separate sheet.
_______________________________________________ _______________
Signature Date
ARIZONA BOARD OF FINGERPRINTING
Good Cause Exception Reference Form
PO Box 6129 • Phoenix, Arizona 85005-6129
Telephone (602) 265-0135 • Fax (602) 265-6240
info@fingerprint.az.gov www.fingerprint.az.gov
Do not write in this area
1. Letter of Reference for: _____________________________________________
2. Written by: Name: _____________________________________________
Agency: _____________________________________________
Address: _____________________________________________
_____________________________________________
Phone: _____________________________________________
3. Are you the applicant’s employer?
[ ] Yes [ ] No
4. Are you aware that the Arizona Department of Public Safety has denied or suspended a
fingerprint clearance card for the individual requesting this letter?
[ ] Yes [ ] No
5. Has this individual informed you of the reason(s) for the denial?
[ ] Yes [ ] No
6. How long have you been acquainted with this individual? Please indicate the number of:
_____ Years _____ Months
7. In what ways do you know this individual? (Please check only one.)
[ ] Personally [ ] Professionally [ ] Both
8. Would you recommend that this individual be granted a fingerprint clearance card?
[ ] Yes [ ] No [ ] Undecided
9. Please include any additional statements you would like regarding this individual, either below or
on a separate sheet.
_______________________________________________ _______________
Signature Date
ARIZONA BOARD OF FINGERPRINTING
PO Box 6129 • Phoenix, Arizona 85005-6129
Telephone (602) 265-0135 • Fax (602) 265-6240
info@fingerprint.az.gov www.fingerprint.az.gov
EMAIL AUTHORIZATION FOR GOOD-CAUSE EXCEPTIONS
The Board staff understands that applicants often find email communication to be more convenient
than contact by mail or telephone. We’re happy to contact you by email, but we first want to make
sure that you’re aware of the issues described below. By signing this form, you acknowledge these
issues and consent to having us contact you by email. Please note that we may still chooseand, in
some cases, may be requiredto contact you by mail.
If you ever want to revoke this authorization, please contact us immediately. Also, if you change your
email address, please request another authorization form from us.
Identity. We want to make sure that when we send information by email, we’re contacting you and
not someone trying to get information about your case without authorization. Even if your email
address contains your name, we can’t be sure that someone else didn’t create that email address
pretending to be you. By providing your email address and signing this form, you improve our ability
to verify that we are communicating with you.
Security. Email communication is not secure. The content of emails or any attachments could be
viewed by a third party. You should only sign this form if you understand the security risks with email
communication.
Email address: ________________________________________________________________
Name: ________________________________________________________________
Application number: _______________________________________________________________
Signature: _____________________________________ Date: __________________
ARIZONA BOARD OF FINGERPRINTING
PO Box 6129 • Phoenix, Arizona 85005-6129
Telephone (602) 265-0135 • Fax (602) 265-6240
info@fingerprint.az.gov www.fingerprint.az.gov
WRITTEN STATEMENTS FOR GOOD-CAUSE EXCEPTIONS
The written statement is an important part of the application package. It gives you a chance to put
your criminal record in context, and it helps the Board understand what happened when you were
charged. At the least, a written statement should do the following:
Explain every criminal charge (whether or not it led to a conviction) on your record, no matter
how long ago or how minor, even if the charge wasn’t the basis for your fingerprint clearance
card being denied or suspended;
Describe any context for the charge, such as drug addiction, anger-management problems,
youthful poor judgment, family tensions, financial crises, or anything else that may help explain
how the incident arose;
Identify steps you’ve taken to change criminal behavior, and describe how your life has
changed. For example, have you attended therapy or drug treatment, did you go to anger-
management classes, or has your life changed in any way?
Many applicants have trouble meeting the Board’s requirement for written explanations of criminal
charges or offenses. These instructions should help you write a statement that meets the application
requirement.
There are two common problems with written statements.
First, applicants often don’t address every criminal charge on the record. To avoid this problem,
make sure your written statement addresses each criminal charge, no matter how long ago the
incident occurred. You should explain the arrest or charge, even if you weren’t convicted and even if
the incident didn’t appear on the letter you received from the Department of Public Safety denying or
suspending your fingerprint clearance card.
Second, the explanations of criminal charges often lack sufficient detail. Below are made-up samples
of written statements to help you understand what to do and what not to do. Please note that most
explanations will need to be longer than the examples below to fully explain the charges.
Good Written Statement #1
On January 1, 2004, I was charged with shoplifting. At the time of the offense, I was addicted to
methamphetamine, which I used at least three times a day. My drug-using friends and I didn’t have
any money, so we decided we would shoplifting from a Wal-Mart. We would then sell the
merchandise to someone I knew who would buy the goods from us and fence them. Then we’d have
money to buy drugs. I concealed three packaged cell phones in my coat and tried to leave the store
without paying. As I walked outside, security from the store stopped me and brought me back inside.
The security officer said that I was observed taking the cell phones. He called the police, who
arrested me after asking some questions.
After I was arrested, I began
attending Narcotics Anonymous. I
have not used methamphetamine or
any other drug or alcohol since the
arrest. I attend NA twice weekly and
communicate regularly with my
sponsor. I enrolled in nursing school
to pursue my dream of becoming a
nurse, and my GPA average is 3.4. I have maintained the same job for three years without any
negative incident.
Good Written Statement #2
From January 1, 1979, to March 12, 1992, I was a heavy drinker. Unfortunately, because of my
alcoholism, I often blacked out. I don’t remember a lot of
the charges that occurred during that time. I’m not saying
that they didn’t happen, but I just don’t remember them
because of my alcohol abuse. I understand from my
record that I was involved in domestic violence. I’m sure
that’s true. When I drank, I became violent, and my wife
now my ex-wifeoften suffered the consequences.
On March 12, 1992, my father, who was also an
alcoholic, died of liver cirrhosis. That was a wake-up call
for me because I saw where I was heading. I checked into
a rehab facility and spent 30 days in the inpatient clinic. I
moved to a halfway house for six months. Even today, I
attend Alcoholics Anonymous at least three times a week. You’ll see that once I stopped drinking, I
no longer committed offenses. I’m proud of the improvements I’ve made in my life since I quit
drinking. Although I lost my wife through divorce, we’ve become friends.
Two Examples of Bad Written Statements
#1. This charge occurred
22 years ago. I don’t
remember that far back. I
was cleared for a nursing
license, and I don’t
understand why I have to
go through this process.
#2. I was having
difficulties with my
husband at the time. We
were fighting a lot. I got
mad at him one night, and
I did something that I regret. The police were called, and I was arrested.
This is a good statement because the applicant explains, in detail, what she
did and why she did it. She also explains how she addressed the drug
addiction that was the root of her criminal behavior. Finally, she pointed out
that she has a good grade-point average and steady employment, which
she probably wouldn’t have if she still were using drugs.
This statement is good, given that the applicant
suffered blackouts and couldn’t remember the
charges. But be careful: the Board is skeptical
when applicants claim they don’t remember
criminal charges. See the examples of bad
written statements.
This statement is also good because the
applicant describes what changes he made in
his life since the most recent charge.
Statement #1 is bad because the applicant claims that she can’t remember the charge.
The Board believes that a criminal charge is a significant event in a person’s lifeone that
the person should remember, even if it was a long time ago. It’s almost always a bad idea
to claim that you can’t remember a charge. If you do make that claim, you should explain
why you can’t remember. Also, by state law, you have the burden of proof that you’re
rehabilitated. So if you don’t give enough information, the Board won’t have a basis for
granting your application.
Statement #2 is bad because it doesn’t explain what happened. Basically, it just says that
she “did something.” But what did she do? The more detail you provide, the less likely it is
that the Board’s investigator will write to ask you for more information.
ARIZONA BOARD OF FINGERPRINTING
PO Box 6129 • Phoenix, Arizona 85005-6129
Telephone (602) 265-0135 • Fax (602) 265-6240
info@fingerprint.az.gov www.fingerprint.az.gov
COURT DOCUMENTS FOR GOOD-CAUSE EXCEPTIONS
Supplying complete and correct court documents is one of the more challengingbut also one of the
more importantapplication requirements. The challenge lies in knowing what to provide and where
to get it from. These instructions should help you understand what the Board is looking for. In
addition, we’ve attached examples of the kinds of court documents you might have to submit.
Court documents show the Board one of two
things. First, they show the disposition of
certain charges. Second, they show whether
you completed your sentence, if you were
convicted.
Ask yourself the following questions for each of your criminal charges when deciding what documents
to submit.
Were you convicted (found guilty or pleaded no contest)? If you were convicted, you must
provide court documents that show whether you completed your sentence, even if the
sentence was minor and even if the offense occurred a long time ago.
In its letter denying or suspending your fingerprint clearance card, did the Department of Public
Safety (DPS) say that it could not determine the disposition of a charge? If so, you must
provide court documents showing the disposition; if you were convicted, you must also provide
documents that show whether you completed your sentence. (Normally, the DPS letter says
something like, “The Department was unable to determine the disposition within the statutorily
prescribed time frame.”)
To get the court documents, you must go to the court
that would have dealt with your criminal case. Under
state law, you have the burden of proving that you’re
rehabilitated or, if DPS could not determine the
disposition of the charge, that you were not convicted.
That means it’s your responsibility to contact the court
and get the documents. The Board staff will not do
that for you. If the court is out of state or far away,
you usually can call or write to the court and get the
appropriate documents.
If your offense or charge occurred a long time ago, the appropriate court may not have a record
anymore. Courts often get rid of their records to save archive space, so the court may not have a
record of your proceedings anymore. If the court doesn’t have a record, you should ask the court for
documentation that it searched its records and could not find your case. Courts won’t purge a record
unless it has been closed, so a statement from the court that it could not find a record for you shows
the Board either (1) that you were not convicted or (2) if you were convicted, you completed your
sentence.
“Disposition” means what finally happened after you were
arrested or charged. Examples are conviction, acquittal,
dismissal, or dropped charges.
Applicants sometimes say that they don’t
remember which court they appeared in.
Although that might be true in a few cases, be
careful: the Board is very skeptical when
applicants make this claim. The Board usually
assumes that a criminal proceeding would be a
memorable event, even if it occurred a long time
ago, so the applicant should remember what court
he or she appeared in.