INSTRUCTIONS: Please check the box next to the appropriate event(s) applicable to the Company and include a
detailed description of each event checked below:
The Company hereby notifies the Exchange that, as of ___________________________, the following event has
A director who was deemed independent is no longer independent.
A director who was not deemed independent is now deemed independent.
A director has been added to the Company’s board.
A director has left the Company’s board.
The composition of the Company’s nominating/corporate governance committee (or of any other committee
to which the prescribed duties of the nominating/corporate governance committee have been reallocated)
The composition of the Company’s compensation committee (or any other committee to which the prescribed
duties of the compensation committee have been reallocated) has changed.
A member of the compensation committee is relying on the cure period for compensation committee
independence non-compliance provided for in Section 303A.00.
The composition of the Company’s audit committee has changed.
The Company or a member of its audit committee is eligible to rely on and is choosing to rely on a Rule 10A-
The Company or a member of its audit committee is no longer eligible to rely on or is choosing to no longer
rely on a previously applicable Rule 10A-3 exemption.
The Company is no longer a controlled company for purposes of Section 303A.
The Company has become a controlled company for purposes of Section 303A.
The Company is no longer qualifies as a foreign private issuer and has become a domestic company for
purposes of Section 303A.
The Company determined on _____________________ that it no longer qualifies as a smaller reporting
(Insert Determination Date
company under Section 303A to be effective on __________________________.
(Six months after Determination Date)
The Company has become a smaller reporting company for purposes of Section 303A and relies on the
smaller reporting company compensation committee exemption.
The Smaller Reporting Company Determination Date is defined for purposes of Section 303A.00 to be the date at the end of the Company’s most
recently completed second fiscal quarter when it tested its status as a smaller reporting company under Securities Exchange Act Rule 12b-2.