Page 2 of 2 Form L-LTD (v 20180618)
SECTION V: ADDITIONAL INFORMATION Carefully respond to each question. You should provide a “YES”
answer even if you believe an incident has been cleared from your record. Willful misrepresentation of any fact required
to be disclosed in any application or accompanying statement is a violation of law and a ground to deny your application.
NOTE: You must provide additional information if you respond “YES” to any of the following.
For the purposes of this application, "judgment" includes, but is not limited to, having been found guilty by judge or jury or
pled guilty or no contest to any charge. You must answer “Yes” even if a conviction was dismissed, expunged, pardoned,
appealed, set aside, vacated or reversed, etc., OR even if applicant had civil rights restored, had a plea withdrawn, or was
given probation, a suspended sentence or a fine, or successfully completed a diversion program.
SECTION VI: AUTHORIZATION AND RELEASE By my signature below, I hereby attest and affirm all the following:
• I am the authorized individual who represents the applicant named hereon which is organized under the laws of the State of Arizona or
possesses official authority to do business in Arizona;
• I have read the application and accompanying materials, and each statement, answer, attachment and enclosure provided in the
application and accompanying materials are true, complete and correct;
• I acknowledge that if there exists any fraud or misrepresentation in attempting to obtain any insurance license in this State, the Director
of Insurance may refuse to accept any application for a license;
• I understand that pursuant to A.R.S. § 20-291, application for and acceptance of a non-resident license constitutes an irrevocable
appointment of the Director of insurance as attorney of the licensee for the acceptance of service of process issued in this state in any
action or proceeding against the licensee arising out of such licensing or out of transactions under the license;
• Service of process on the director on behalf of a non-resident licensee constitutes service on the licensee as though the licensee were
personally served with process in this state.
• Limited Line Travel Producers only. I certify to the Department that the registered travel retailer is not in violation of 18 United States
code section 1033.
Signature of a principal of the applicant
______________________________________________
Printed or typed name of signer
_______________________________________________
_____________________
______________________________________________
_______________________________________________
_____________________
A Has the applicant or any individual designated in the application as a principal or individual who is to
exercise the powers conferred by the license EVER had any professional, vocational, business
license or certification refused, denied, suspended, revoked or restricted, or a fine imposed by any
public authority?
Yes No
B. Has the applicant or any individual designated in the application as a principal or individual who is to
exercise the powers conferred by the license EVER withdrawn any application or surrendered any
license to avoid any disciplinary action or the denial of a license?
Yes No
C. Has the applicant or any individual designated in the application as a principal or individual who is to exercise the
powers conferred by the license EVER been convicted or found guilty of, had a judgment made against for, or admitted
to, any of the following:
1. A felony (of any kind)? .......................................................................................................................
2. Obtaining or attempting to obtain any type of license through misrepresentation or fraud? .............
3. Forging another's name to any document related to an insurance transaction? ...............................
4. Withholding, misappropriating, converting or stealing money or property?.......................................
5. Committing an insurance unfair trade practice or fraud?...................................................................
6. Using fraudulent, coercive or dishonest business practices including forgery with intent to
defraud? .............................................................................................................................................
7. Conducting business in an incompetent, untrustworthy or financially irresponsible manner? ..........
8. Transacting, or helping someone else transact, insurance without the required license authority? .
9. Intentionally misrepresenting the terms of an actual or proposed insurance contract or application
for insurance? ....................................................................................................................................
Yes No
Yes No
Yes No
Yes No
Yes No
Yes No
Yes No
Yes No
Yes No
D. Is ANY case currently pending against the applicant or any individual designated in the application as
a principal or individual who is to exercise the powers conferred by the license in any jurisdiction
accusing you of any issue listed in Question C?: .....................................................................................
Yes No