TELEPHONE NO.:
FAX NO. :
E-MAIL ADDRESS:
ATTORNEY FOR (Name):
ATTORNEY OR PARTY WITHOUT ATTORNEY (Name, State Bar number, and address):
FORM INTERROGATORIES - CONSTRUCTION LITIGATION
Asking Party:
Answering Party:
Set No.:
CASE NUMBER:
These interrogatories are not intended for use in residential cases involving six or more single-family homes or housing
units. In cases that have been deemed complex under rule 3.400 et seq. of the California Rules of Court, these
interrogatories must not be used until the asking party has obtained the court's approval on a showing of good cause.
SUPERIOR COURT OF CALIFORNIA, COUNTY OF
SHORT TITLE OF CASE:
Section 1. Instructions to All Parties
(a)
Interrogatories are written questions prepared by a party
to an action and sent to another party in the action to be
answered under oath in writing. The interrogatories in this
form are approved for use in residential or commercial
construction litigation cases, except as limited in section 2.
(b) For time limitations, requirements for service on other
parties, and other details, see Code of Civil Procedure
sections 2030.010 -2030.410 and cases construing those
statutes.
(c) These form interrogatories do not change existing law
relating to interrogatories nor do they affect an answering
party's right to assert any privilege or make any objection,
including but not limited to any objection recognized by
statute or case law.
(d) These form interrogatories are not to be interpreted as
requiring any information that would invade the attorney-
client privilege or be protected under the doctrines of
attorney work product or mediation confidentiality. Nor do
these interrogatories require identification of any
witnesses or documents protected under such privileges
or doctrines or otherwise covered by Evidence Code
section 1115 et seq. (regarding mediation) or Code of Civil
Procedure section 2034.010 et seq. (regarding expert
witnesses).
Section 2. Instructions to the Asking Party
(a) These interrogatories are designed for optional use by
parties in construction litigation. An asking party who uses
this form may not use other form interrogatories - such as
Form Interrogatories–General (form DISC-001) or Form
Interrogatories–Limited Civil Cases (Economic Litigation)
(form DISC-004)) in the same action.
(b)
residential cases involving six or more single-family homes
or housing units. In a case deemed complex under rule
3.400 et seq. of the California Rules of Court, these
interrogatories must not be used until the asking party has
obtained judicial approval on a showing of good cause.
(c) Check the box next to each interrogatory that you want the
answering party to answer. Use care in choosing only
those interrogatories that are applicable to the case.
(d) You may insert your own definition of construction claim
or construction defect claim in section 4, but only where
the action arises from a course of conduct or series of
events occurring over a period of time.
(e) The interrogatories under 325.0, Defendant's Contentions,
should not be used until the defendant/cross-defendant
has had a reasonable opportunity to conduct an
investigation or discovery of the other parties' damages.
(f) Additional non-form interrogatories may be attached.
Section 3. Instructions to the Answering Party
(a) An answer or other appropriate response must be given to
each interrogatory checked by the asking party.
(b) Within 30 days after you are served with these
interrogatories, you must serve your responses on the
asking party and serve copies of your responses on all
other parties to the action that have appeared. See Code
of Civil Procedure sections 2030.260 -2030.270 for details.
(c) Each answer must be as complete and straightforward as
the information reasonably available to you permits,
including the information possessed by your attorneys or
agents. If an interrogatory cannot be answered
completely, answer it to the extent possible.
(d) If you do not have enough personal knowledge to fully
answer an interrogatory, say so, but make a reasonable
DISC-005
Form Approved for Optional Use
Judicial Council of California
DISC-005 [Rev. July 1, 2013]
FORM INTERROGATORIES – CONSTRUCTION LITIGATION
Page 1 of 10
Code of Civil Procedure, §§
2030.010 -2030.410, 2033.710
www.courts.ca.gov
These interrogatories are not intended to be used in
and good faith effort to get the information by asking
other persons or organizations, unless the information is
equally available to the asking party.
(e) Whenever an interrogatory may be answered by referring
to a document, the document may be attached as an
exhibit to the response and referred to in the response. If
the document has more than one page, refer to the page
and section where the answer can be found.
If you have provided a document depository with
documents from which answers to these interrogatories
may be derived and to which the asking party has access,
you may answer an interrogatory by identifying specific
deposited documents (for example, by Bates stamp
number) and the index associated with the specific
produced documents.
(f) When an address and telephone number for the same
person are requested in more than one interrogatory, you
need furnish that information only in your response to the
first interrogatory that asks for it.
(g) If you are asserting a privilege or making an objection to
an interrogatory, you must specifically assert the privilege
or state the objection in your written response.
(h) Your answers to these interrogatories must be verified,
dated, and signed. You may wish to use the following
form at the end of your answers:
I declare under penalty of perjury under the laws of the State of
California that the foregoing answers are true and correct.
(DATE)
(SIGNATURE)
Section 4. Definitions
Words in boldface in these interrogatories are defined as
follows:
(a) Address means a full street address, including any unit
number, and the city, state, and zip code.
(b) Association means a nonprofit corporation or
unincorporated association created for the purpose of
managing a common interest development, as more fully
set forth in Civil Code section 1350 and following.
(c) Builder means any person --including without limitation
an owner, developer, or subdivider --who is or was
involved in the construction, development, design,
marketing, or sale of the subject property.
(d) Construction claim means any allegation (other than a
construction defect claim) relating to residential,
industrial, or commercial construction, including without
limitation any allegations of fraud or deceit, that all or a
part of the construction has been delayed, that more or
less money is due, or that some legal or contractual
obligation has been breached relating to the construction
or sale of the subject property.
Construction claim means (asking party may insert a
definition in the space below or on an attached sheet
labeled “Sec. 4(d)–Definition of Construction Claim”):
(e) Construction defect claim means an allegation that all or
a part of some construction or design, including without
limitation residential, industrial, or commercial construction,
does not comply with the requirements of an applicable
contract, design, plan, installation instruction, specification,
statute, code, or standard or is otherwise defective or
deficient, including any allegations of related property
damage.
Construction defect claim means (asking party may
insert a definition here or on an attached sheet labeled
“Sec. 4(e)–Definition of Construction Defect Claim”):
(f) Construction manager means a licensed or unlicensed
person who manages the construction as to the subject
property on behalf of the builder or owner and who did
not enter into a contract with a general contractor,
subcontractor, or design professional.
(g) Contract means an oral, written, or implied agreement to
provide equipment, supplies, materials, work, or services
for construction as to the subject property, including
without limitation change orders, work orders and purchase
orders.
(h) Contractor as used herein means any licensed or
unlicensed person who contracts with a builder or owner
to perform construction as to the subject property or to
enter into a contract with a subcontractor or design
professional as to such construction.
(i) Design professional means any licensed or unlicensed
person, including without limitation any soils engineers,
geotechnical engineers, civil engineers, structural
engineers, landscape or environmental engineers, HVAC
engineers, and architects and landscape architects who
has provided any design or design services, including
plans, specifications, or calculations for construction, to the
subject property.
(j) Document means a writing as defined in Evidence Code
section 250 and includes the original or a copy of
handwriting, typewriting, printing, photostats, photographs,
magnetically and electronically stored information, and
every other means of recording on any tangible medium
and in any form of communication or representation,
including letters, words, pictures, sounds, or symbols, or
combinations of them.
(m)
Insurance policy means any contract of insurance,
whether primary, pro rata, fronting, umbrella, excess, or
otherwise, issued by any admitted or nonadmitted insurer,
including without limitation any policy or covering
agreement issued by any insurance company, risk
retention group, captive group, or joint powers authority.
(n) Owner means any person who owns or owned legal or
equitable title to the subject property.
(o) Person includes a natural person, firm, association,
organization, general or limited or professional joint
venture, partnership, business, trust, limited liability
company, corporation, or public entity.
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Page 2 of 10
(p) Pleading means the original or most recent amended
version of any complaint, cross-complaint, or complaint in
intervention, and answer to same.
(q) Product means any goods produced or manufactured by
natural means or by hand or with tools, machinery,
chemicals, or the like, and which is the subject of a
construction defect claim in this action.
(r) Subcontractor means any licensed or unlicensed person
who entered into a contract with a contractor for any of
the construction on the subject property.
(s) Subject property means any real property that is the
subject of the construction claim or construction defect
claim made in this action.
(t) Supervising employee is an employee responsible for
the supervision and direction of one or more employees
involved in construction on the subject property.
Supervising employee also includes the Responsible
Managing Officer and Responsible Managing Employee
(as those terms are used in Business and Professions
Code sections 7065, 7068, and 7068.1) for each builder,
general contractor, and subcontractor involved in the
subject property.
(u) Supplier means any person who enters into a contract
to provide equipment, supplies, or materials for the
construction as to the subject property.
(v) You (including the possessive your) and anyone acting
on your behalf refers to you, your agents, your
employees, your insurance carriers, your attorneys, your
accountants, your investigators and their agents and
employees, and anyone else acting on your behalf other
than your nondisclosed expert consultants.
Section 5. Interrogatories
The following interrogatories have been approved by the
Judicial Council under Code of Civil Procedure section
2033.710:
CONTENTS
301.0 Identity of Persons Answering These Interrogatories
302.0 General Background Information - Individual
303.0 General Background Information - Business Entity
304.0 Insurance
305.0 Subject Property Damages
306.0–308.0 [reserved]
309.0 Other Damages
310.0 Other Claims and Previous Claims
311.0 Investigation
312.0 Statutory or Regulatory Violations
313.0 Fraud, Misrepresentation or Breach of Fiduciary Duty
314.0 Contracts
315.0 -319.0
[reserved]
320.0 Individual Homeowner Claims
321.0 Scope of Work (Contractors and Subcontractors)
322.0 Design Professionals (Architects/Engineers)
323.0 Manufacturers
324.0 Denials and Special or Affirmative Defenses
325.0 Defendant's Contentions
326.0 Responses to Requests for Admissions
301.0
Identity of Persons Answering These
Interrogatories
301.1
State the name, address, telephone number
and relationship to you of each person who prepared, or
assisted in the preparation of, the responses to these
interrogatories. (Do not identify anyone who simply typed
or reproduced the responses.)
302.0 General Background Information - Individual
302.1 State:
(a) your name;
(b) every name you have used in the past;
and
(c) the dates you used each name.
302.2 State the date and place of your birth.
302.3 State:
(a) your present residence address
(b) your residence addresses for the past 15 years;
(c) the dates you lived at each address;
and
(d) your telephone number at your present address.
302.4 State:
(a)
the name, address, and telephone number of your
present employer or place of self-employment, and
your current job title;
and
(b)
the name, address, dates of employment or self-
employment, and job title, for any employment or self-
employment you have had from five years before the
material facts on which the construction claim or the
construction defect claim is based until today.
302.5 State:
(a)
the name and address of each school or other
academic or vocational institution you have attended,
beginning with high school;
(b) the dates you attended;
(c) the highest grade level you completed;
and
(d) the degrees received.
302.6
Have you ever been convicted of a felony? If so,
for each conviction, state:
(a) the city and state where you were convicted;
(b) the date of conviction;
(c) the offense;
and
(d) the court and case number.
302.7
Can you speak English with ease? If not, what
language and dialect do you normally use?
302.8
Can you read and write English with ease? If not,
what language and dialect do you normally use?
303.0
General Background Information - Business
Entity
303.1 Are you a corporation? If so, state:
(a) the name in your current articles of incorporation;
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(b) all other names used by the corporation during the
past 15 years and the dates each name was used;
(c) the date and place of incorporation;
(d) the address of the principal place of incorporation;
(e) whether you are qualified to do business in California;
and
(f) any other state in which you are qualified to do
business.
303.2 Are you a partnership? If so, state:
(a) the current name of the partnership;
(b) all other names used by the partnership during the
past 15 years and the dates each name was used;
(c)
whether you are a limited partnership and, if so,
under the laws of what jurisdiction;
(d) the name and address of each general partner;
and
(e) the address of the principal place of business.
303.3 Are you a limited liability company? If so, state:
(a) the company name stated in your current articles of
organization;
(b) all other names used by the company during the past
15 years and the date each was used;
(c) the date and place of filing of the articles of
organization;
(d) the address of the principal place of business;
(e) whether you are qualified to do business in California;
and
(f) any other state in which you are qualified to do
business.
303.4 Are you a joint venture? If so, state:
(a) the current name of your joint venture;
(b) all other names used by the joint venture during the
past 15 years and the dates each name was used;
(c) the name and address of each joint venture;
and
(d) the address of the principal place of business
303.5 Are you an unincorporated association? If so,
state:
(a) the current name of your unincorporated association;
(b) all other names used by the unincorporated
association during the past 15 years and the dates
each name was used;
(c) the address of the principal place of business;
and
(d) list the names, addresses, and phone numbers of all
your board members for the past 10 years, in order of
the date each took office.
303.6 Have you done business under a fictitious name
during the past 10 years? If so, for each fictitious name
state:
(a) the fictitious business name;
(b) the dates each name was used;
(c) the state and county of each fictitious name filing;
and
(d) the address of the principal place of business.
303.7 During the time that you performed any work at
or relating to the subject property, did you possess a
valid California contractor's license or other professional
license for the work being performed? If so, state
the type of license;
the name, address, and telephone number of the
holder of the license;
the class or type of license;
the license number;
(e) any lapse of the license while you performed any
work at or relating to the subject property and the
dates of those lapses;
(f) any suspension of the license while you performed
any work at or relating to the subject property and
the dates of those suspensions;
and
(g) any inactive status of the license while you performed
any work at or relating to the subject property and
the dates of the inactivity.
304.0 Insurance
304.1 At or since the time of the material facts on which
the construction claim or the construction defect claim
is based, was there in effect any insurance policy
through which you are or may be entitled to coverage for
losses or expenses that have been or may be incurred
related to the construction claims or construction
defect claims asserted against you, including but not
limited to defense costs, indemnity for settlements or
damages awarded against you, or loss and adjustment
expenses? If so, for each policy state:
(a) the policy number or other unique number used by
the issuer to identify the insurance policy, and the
effective dates of coverage;
(b) the kind of insurance or coverage (including without
limitation commercial general liability, professional
liability, directors and officers, homeowners, property,
course of construction, builder's risk, automobile, or
public entity liability protection);
(c) the policy level and description of any underlying
insurance or self insurance that must be exhausted
prior to its application (for example, for umbrella or
excess insurance, please state the amount of
underlying insurance or self-insurance that must be
exceeded before the policy applies);
(d) the name of any person who is or may become a
party to this action who may qualify as an insured, an
additional insured, or a protected or covered person;
(e) whether the insurance policy contains a blanket
additional insured provision or other provision
whereby the person insured (or person protected by
the insurance policy) includes any person or entity
for whom one Insured or protected person is
obligated to provide additional insured coverage in
some kind of contract or agreement;
(f) the aggregate and per-occurrence or per-claim limit of
liability for each potentially applicable coverage
contained in the insurance policy, including the limit
the insurer claims is potentially applicable (if less than
the limit stated in the policy declarations);
(g) the limit of any retained amount payable by any
insured relative to a claim otherwise covered by the
policy, whether by means of a deductible, self-insured
retention, deductible indemnity agreement, or
retrospective premium provision, and whether the
payment of loss and adjustment or defense expense
reduces such retention obligation;
(h)
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(d)
(c)
(b)
(a)
whether the insurance policy contains an exclusion
barring coverage for damage known to any insured
prior to the policy period or barring coverage for
damage that first occurred prior to the coverage period;
(i) whether the indemnity limit of the insurance policy is
diminished by the cost of defense;
(j) whether any controversy or coverage dispute exists
between you and the insurer;
(k) whether the insurer issuing the insurance policy has
issued a written reservation of rights;
and
(l)
the name, address, and telephone number of the
custodian of the policy.
(Instead of responding to items (a)–(i) above, you may
attach a complete and accurate copy of each insurance
policy responsive to this interrogatory. Even if you attach
such copies, you must still give written answers to items
(j)–(l) for each policy.)
304.2 Are you self-insured under any statute for the
damages, claims, or actions that have arisen out of the
construction claim or the construction defect claim? If
so, specify the statute.
304.3 Has any subcontractor who is or might be a
party to this action named you as an additional insured on
an insurance certificate or endorsement? If so, for each
such subcontractor, state:
(a) its name, address, and telephone number;
(b) whether you or the insured have made any tender
under that subcontractor's insurance policy;
(c) the response to your tender;
and
(d) whether the contract between the subcontractor
and you required the subcontractor to carry an
insurance policy naming you as an additional
insured.
305.0 Subject Property Damages
305.1 Do you attribute any loss of or damage to
subject property to the facts on which the construction
claim or the construction defect claim is based? If so,
for each subject property,
(a) identify the subject property;
(b) describe the nature and location of the loss or
damage to the subject property;
(c) state when you became aware of the loss or damage;
(d) state the amount of damage you are claiming for
each piece of subject property and how the amount
was calculated.
305.2 Has the subject property been sold during the
past 10 years? If so, state:
(a) the name, address, and telephone number of seller;
(b) the date of sale; and
(c) the sale price.
(This interrogatory does not apply to sales of individual
units when the answering party is an association.)
305.3 Has a written estimate or evaluation been made
for any item of loss or damage identified in your answer to
305.1? If so, for each estimate or evaluation state:
(a) the name, address, and telephone number of the
person who prepared it and the date prepared;
(b)
person who has a copy of it;
(c) the amount of damage stated; and
(d) the basis of the estimate or evaluation.
305.4 State the exact manner in which title is held to
each piece of subject property for which you are
claiming damages in this litigation.
305.5 For each piece of subject property, or
improvements on subject property, in which you have an
ownership interest, state:
(a) the date you received an ownership interest in the
subject property or improvements;
(b) whether you are the original purchaser;
(c) the name of the person who transferred title in the
subject property or improvements to you;
(d) the purchase price.
305.6 Did you receive any written or oral disclosures,
homeowner's manuals, written or oral warranties, or other
representations at or about the time you purchased any
subject property or improvements on the subject
property? If so,
(a) identify all written disclosures, homeowner's manuals,
or written warranties you received.
(b) state the name, address, and telephone number of
the person who has each document containing such
materials;
(c) describe any oral warranties or representations you
were given;
(d) identify any person who made those oral warranties
and when and where they were made.
305.7 Did you prepare or provide any written or oral
disclosures, homeowner manuals, written or oral
warranties, or other representations at or about the time
you sold or transferred any subject property or
improvements on subject property? If so,
(a) identify any written disclosures, homeowner manuals,
or written warranties;
(b) state the name, address, and telephone number of
the person who has each version of each document
containing such materials;
(c) describe any oral warranties or representations you
provided;
(d) identify any person to whom you made those oral
warranties and when and where the oral warranties
were made.
305.8 Have you made any improvements to any
subject property in which you have any ownership
interest? If so, state:
(a) each improvement you made, including without
limitation painting, landscaping, pool or spa
installation, light fixture changes, cabinet changes,
floor covering replacement, or room additions;
(b) the date each such improvement was made;
and
(c) the name, address, and telephone number of the
person who performed the improvement.
305.9 Have you performed maintenance - including
without limitation roof repair, painting, and caulking - to
any subject property in which you have an ownership
interest? If so, state:
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the name, address, and telephone number of each
(a) the nature of each act of maintenance;
(b) the date each act of maintenance was performed;
(c) the name, address, and telephone number of the
person who performed each act of maintenance.
305.10 During the past two years, has the subject
property been appraised? If so, for each appraisal state:
(a) the date of the appraisal;
(b) the name, address, and telephone number of the
person who performed the appraisal;
(c) the appraised value given for the subject property.
305.11 For each problem or defect you contend exists in
any subject property owned by you, describe in detail:
(a) the nature of any problem or defect;
(b) the date you first became aware of such problem or
defect;
(c) the actions taken by you, if any, in response to the
problem or defect, including reporting it to any party in
this litigation;
(d) the response, if any, by any party in this litigation to
your report of the problem or defect.
305.12 If you have repaired or attempted to repair any
construction claim or construction defect claim you
allege exists in any subject property owned by you,
state:
(a)
a description of the problem or defect repaired or
attempted to be repaired;
a description of the repair or attempted repair;
(c) the date of the repair or attempted repair;
(d) the cost of the repair or attempted repair;
and
(e) the name, address, and telephone number of the
person who performed the repair or attempted repair.
305.13 Have you ever hired any person, including but
not limited to a contractor, design professional, or
engineer (but excluding those hired by your attorney), to
inspect, prepare a bid regarding, or repair a condition that
you contend in this litigation is a construction claim or
construction defect claim? If so, for each, state
(a) the date of the inspection;
(b) the name, address, and telephone number of the
person performing the inspection;
(c) the general nature of the problem or defect inspected;
and
(d) the cost of the inspection.
305.14 Have you ever made any insurance or warranty
claims or claims to any person for the construction
claim or construction defect claim alleged in this
action? If so, state:
(a)
the name, address, and phone number of the
individual or entity to whom you made the claim;
(b) the approximate date of the claim;
and
(c) the resolution of that claim.
306.0
[Reserved]
307.0
[Reserved]
308.0
[Reserved]
309.0 Other Damages
309.1 Are there any other damages that you attribute to
the construction claim or construction defect claim
alleged in this action? If so, for each item of damage state:
(a) the nature;
(b) the date it occurred;
(c) the amount; and
(d) the name, address, and telephone number of each
person whom you assert suffered damages.
309.2 Do any documents support the existence or
amount of any item of damages claimed in interrogatory
309.1? If so, describe each document and state the name,
address, and telephone number of the person who has
each document.
310.0 Other Claims and Previous Claims
310.1 In the past 10 years, have you filed any action
(not counting this one) or made a written claim or demand
for compensation for damages to the subject property? If
so, for each action, claim, or demand state:
(a) the name, address, and telephone number of each
person against whom the claim or demand was made
or the action filed;
(b) the court, names of parties, and case number of each
action filed;
(c) the name, address, and telephone number of any
attorney representing you;
(d) a general description of the action, claim, or demand;
whether the claim or action has been resolved or is
still pending;
(e)
and
(f) if applicable, how it was resolved, including the
amount of any judgment or settlement, description of
repairs made or ordered, or any other resolution.
311.0 Investigations—General
311.1 Do you or anyone acting on your behalf know
of any photographs, films, videotapes, recordings, or
electronically stored information depicting any place,
object, event, or individual concerned in the construction
claim or the construction defect claim? If so, for each
type of media, state:
(a) the number of photographs, length of film or
videotape, or megabytes of an electronic recording;
(b) the places, objects, or persons photographed, filmed,
videotaped, or otherwise recorded;
(c) the date each photograph, film, videotape, or
electronic recordings was taken or recorded;
(d) the name, address, and telephone number of each
individual who took these photographs or recorded
these films, videotapes, or electronic recordings;
and
(e) the name, address, and telephone number of each
person who has the original media or copies of these
photographs, films, videotapes, or electronic
recordings.
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and
and
and
(b)
311.2 Do you or anyone acting on your behalf know
of any diagram, reproduction, or model of any place or
thing concerning the construction claim or the
construction defect claim? If so, for each item state:
(a) the type of item (such as blueprint, diagram,
reproduction, model, etc.);
(b) its subject matter;
and
(c) the name, address, and telephone number of each
person who has the item.
311.3 Has any report been made by any person
concerning the construction claim or the construction
defect claim? If so, state:
(a) the name, title, and employer of the person who
made the report;
(b) the date and type of report made;
(c) the name, address, and telephone number of the
person for whom the report was made; and
(d) the name, address, and telephone number of each
person who has an original or copy of the report.
311.4 Have you or anyone acting on your behalf
(except for consultants retained by counsel or expert trial
witnesses) inspected the subject property on which the
construction claim or the construction defect claim is
based? If so, for each inspection state:
(a) the name, address, and telephone number of the
individual making the inspection;
and
(b) the date of the inspection.
312.0 Statutory or Regulatory Violations
312.1 Do you or anyone acting on your behalf
contend that any person involved in the occurrence of the
material facts on which the construction claim or
construction defect claim is based violated any statute,
ordinance, or regulation, and that such violation was a
legal (proximate) cause of the construction claim or
construction defect claim? If so, for each contention,
identify the name, address, and telephone number of
each person involved, and the statute, ordinance, or
regulation violated.
313.0 Fraud, Misrepresentation, or Breach of Fiduciary
Duty
313.1 Describe each construction claim or
construction defect claim at the subject property that
you contend someone else knew about but did not
disclose to you at the time of the purchase, development,
design, construction, or provision of service or supplies to
the subject property. For each claim:
(a) state all facts on which you base your response;
(b) state the names, addresses, and telephone numbers
of all persons who have knowledge of those facts;
(c) identify all documents and other tangible things that
support your response and state the name, address,
and telephone number of the person who has each
document or thing.
313.2.
misrepresentation that you claim was concealed from or
made to you in connection with the purchase,
development, design, construction, or provision of services
or supplies to the subject property. For each one:
(a) state all facts on which you base your response,
including when, how, and by whom any concealment
occurred and any misrepresentation was
communicated to you ;
(b) state the names, addresses, and telephone numbers
of all persons who have knowledge of these facts;
(c)
identify all documents and other tangible things that
support your response and state the name, address,
and telephone number of any person who has each
document or thing.
314.0 Contracts
314.1 For each agreement alleged in the pleadings:
(a) identify each document that is part of the agreement
and state the name, address, and telephone number
of the person who has each document;
(b) describe each part of the agreement not in writing,
along with the name, address, and telephone number
of each person agreeing to that provision, and the
date that part of the agreement was made;
(c) identify all documents that evidence any part of
the agreement not in writing, and for each, state the
name, address, and telephone number of each
person who has the document;
(d)
identify all documents that are part of any
modification to the agreement and for each, state the
name, address, and telephone number of each
person who has the document;
(e) describe each modification to the agreement not in
writing, along with the date the modification was made
and the name, address, and telephone number of
each person agreeing to the modification;
(f) identify all documents that evidence any modification
of the agreement not in writing and for each state the
name, address, and telephone number of the person
who has each document;
and
(g) state the name, address, and telephone number of
the person most knowledgeable regarding the
negotiations and contracting for any services you
performed at any subject property.
314.2 Was there a breach of any agreement alleged in
the pleadings? If so, describe every act or omission that
you allege to be a breach of the agreement and give the
date of each.
314.3 Was performance excused for any agreement
alleged in the pleadings? If so, identify each agreement
and state why performance was excused.
314.4 Was any agreement alleged in the pleadings
terminated by mutual agreement, release, accord and
satisfaction, or novation? If so, identify each agreement
terminated, the date of the termination, and the basis of
the termination.
314.5 Is any agreement alleged in the pleadings
unenforceable? If so, identify each unenforceable
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and
Describe each specific concealment and
and
agreement and state why it is unenforceable.
314.6 Is any agreement alleged in the pleadings
ambiguous? If so, identify each ambiguous agreement and
state why it is ambiguous.
314.7 Did you contract out any of the work you were to
perform on the subject property to another person or
entity? If so,
(a)
state the name, address, and phone number of the
person with whom you entered the contract;
(b) state if the contract was oral or in writing;
and
(c) describe the terms of the contract.
315.0
[Reserved]
316.0
[Reserved]
317.0
[Reserved]
318.0 [Reserved]
319.0
[Reserved]
320.0 Individual Homeowner Claims
(A Homeowners Association or Common Interest Development
need not respond to this section.)
320.2 Is the subject property your primary residence?
If not, describe how often you reside and when you last
resided at the subject property.
320.3 Have you ever rented or leased the subject
property to another person? If so, state:
(a) the names, addresses, and last known telephone
number of all persons who rented or leased the
subject property;
(b)
the names, addresses, and last known telephone
number of all persons who occupied the property
under each rental or lease agreement;
and
(c)
the beginning and ending dates of each rental or
lease agreement.
321.0 Scope of Work (Contractors and Subcontractors)
321.1 State the name, address, telephone number, job
title, and job duties of each of your current or former
supervising employees who were involved in the
construction or supervision of construction of any
improvements to the subject property.
321.2 Describe the scope of work that you performed
and any materials that you supplied at the subject
property.
321.3 Describe all locations on the subject property
where you performed work or services (by phase number,
unit number, building number or address, or common area
description).
321.4
State all dates, including first and last, that you:
(a)
performed work or supervision for or at the subject
property; or
(b)
supplied materials for the subject property.
321.5 For all contracts identified in your response to
Interrogatory 314.1, including all agreements, change
orders, or additional work orders related to such
contracts, do you contend that any contractor or
subcontractor other than you performed any portion of
work or supplied any portion of materials that you
contracted to deliver? If so,
(a) identify the terms of the contract under which work
was performed;
and
(b) identify the terms of the contract under which
materials were supplied.
321.6 For all contracts identified in your response to
Interrogatory 314.1, including all agreements, change
orders, or additional work orders related to such
contracts, do you contend that you performed any work
or provided any material on the subject property that is
not listed in the written contract? If so:
(a)
identify the work performed;
and
(b)
identify the materials provided.
321.7 Did you issue any warranty for work performed
or materials supplied on the subject property? If so,
state:
(a)
what the warranty covered;
and
(b)
the dates it was in effect.
321.8 Did you perform any work or supply any
materialsunder warranty or otherwiseat the subject
property after the certificate of completion on that subject
property was issued? If so, state:
(a) what work was performed, the dates the work was
performed, and the address;
and
(b) what materials were supplied, the dates they were
supplied, and the delivery address.
321.9 Were you provided with a copy of any plans,
reports, or specifications for the project before performing
the work? If so,
(a) identify all plans, reports, or specifications;
(b)
and
(c) state the names, addresses, and telephone numbers
of all persons who provided you with each plan,
report or specification.
321.10 Before performing your work at the project, did
you communicate any objections to or requests for
changes or modifications to any portion of those plans,
reports, or specifications you listed above in 321.9t? If so,
(a) identify each plan, report, or specification that was the
subject of the objection or request for change or
modification;
(b) state the names, addresses, and telephone numbers
of all persons to whom you communicated your
objections or requests for changes or modifications;
and
(c) describe the result, if any, of each of your objections
or requests for changes or modifications.
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state the date when each plan, report, or specification
was provided to you;
321.11 Did you rely on any documents or oral
instructions other than those listed in your responses to
interrogatories 321.5 or 321.9 to complete your work at
the project? If so,
(a) identify all documents and other tangible things that
you relied on, and state the name, address, and
telephone number of the person who has each
document or thing; and
(b) state each oral instruction you were given and the
name, address, and telephone number of the person
who gave you the oral instruction;
and
(c) state the date when you were provided the
documents or instruction.
321.12 Did you communicate any criticisms (including
but not limited to sequencing problems) to any developer,
design professional, contractor, subcontractor, or
supplier on the project during construction? If so,
(a)
state all criticisms and the dates they arose;
(b) state the name, address, telephone number, and job
title of every person to whom you communicated
your criticism;
and
(c)
describe any resolutions of issues you raised.
321.13 During the time that you performed any work at
the subject property, did you contract to have any
unlicensed subcontractor or design professional
perform work at the subject property? If so,
(a) identify each such person or entity by name,
address, and telephone number; and
(b) describe the type of work you had each such person
perform.
322.0 Design Professionals (Architects/Engineers)
322.1 Did you or any of your employees design any
portion of the subject property or project in this litigation?
If so, state:
(a)
who retained you to perform the design work;
(b)
the dates of your retention or contract;
(c) the portion of the subject property or project you
designed;
(d) which Building Code provisions applied to your
design for the subject property or project;
(e) the design parameters you relied on in your design
work for the subject property or project;
(f) who approved your design for the subject property
or project;
(g) the date of each approval of your design work for the
subject property or project;
and
(h) the names of all supervising employees, past or
present, who participated in the design of the subject
property or project.
322.2 Did you revise or amend your design for the
subject property after the earliest date of approval
identified above in 322.1(g)? If so, state:
(a) the dates of all revisions or amendments to your
original design;
(b) the substance or description of all revisions or
amendments to your original design;
(c)
design;
(d) the name and job title of any person who approved
any revisions or amendments to your original design;
and
(e) the dates of approval of any revisions or amendments
to your original design.
322.3 Did you perform any on-site services at the
subject property? If so, state:
(a) the dates on which you visited the subject property
to perform services;
(b)
the services you performed on each date;
and
(c) the portions of construction you observed while on
site.
322.4 Did you observe any deviation from the intended
design at the subject property? If so, state;
(a)
the nature of the deviation and date you observed it;
(b) whether you reported any deviation from the intended
design;
(c)
when and to whom you reported such deviation;
and
(d) whether any corrective actions were taken with
respect to any observed deviation.
323.0 Manufacturers
323.1 For each product that you supplied or
manufactured, name the product or series, prior or later
versions of it, and describe what changes (design or
otherwise) have been made to it over its lifespan.
323.2 For each product identified in response to the
preceding interrogatory, state:
(a)
who designed the product;
(b)
how it was tested or certified;
(c)
what standards applied to its manufacture;
(d) any test reports or certifications of the product, by
date;
and
(e) the name, address, and telephone number of the
facility where the product was manufactured.
323.3
For each product identified above, state:
(a) the quality control systems in place at each
manufacturing site listed in your response to
323.2(e);
(b) the date when the quality control system was
established;
(c)
the criteria used for the quality control system;
and
(d) the names, addresses, and job titles of all persons
who have been in charge of the quality control system
over the last 10 years.
323.4 How and where was each product identified
above stored until shipped?
323.5 How was each product identified above
shipped? For each, state:
(a)
the method of shipment;
(b)
where it was shipped;
and
(c) who accepted delivery of it and when.
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the reason you revised or amended your original
323.6 Do you have a customer service department? If
so:
(a) state the name, address, telephone number, and job
title of the person in charge; and
(b) describe any complaints received concerning any
product identified above and how they were handled.
323.7 Is there or has there ever been a warranty for any
product identified above? If so, what are the terms of the
warranty?
323.8 Who was in charge of the sales of the product
for this project? State the person's name, address,
telephone number and job title.
323.9 Are there any brochures, advertisements, or
sales materials for any product identified above?
323.10
Are there any installation instructions or
manufacturer recommendations for any product identified
above? If so, state:
(a) the name, address, telephone number, and job title of
the person who wrote them;
(b) all changes or modifications to them, and the dates
the changes or modifications were made;
and
(c) the name, address, telephone number, and job title of
the person to whom the changes or modifications
were provided.
324.0 Denials and Special or Affirmative Defenses
324.1 Identify each denial of a material allegation and
each special or affirmative defense in your pleadings,
and for each:
(a) state all facts on which you base the denial or special
or affirmative defense;
(b) state the names, addresses, and telephone numbers
of all persons who have knowledge of those facts;
and
(c) identify all documents and other tangible things that
support your denial or special or affirmative defense,
and state the name, address, and telephone number
of the person who has each document.
325.0 Defendant's Contentions
325.1 Do you contend that any person, other than you
or the plaintiff, contributed to the existence of the
construction claim or construction defect claim or the
damages claimed by the plaintiff? If so:
(a) state the name, address, and telephone number of
each person who contributed;
(b)
state all facts on which you base your contention;
(c) state the names, addresses, and telephone numbers
of all persons who have knowledge of the facts;
and
(d)
support your contention and state the name,
address, and telephone number of the person who
has each document or thing.
325.2 Do you contend that plaintiff did not incur
damages arising from the facts on which the construction
claim or the construction defect claim is based? If so:
(a) state all facts on which you base your contention;
(b) state the names, addresses, and telephone numbers
of all persons who have knowledge of the facts;
and
(c) identify all documents and other tangible things that
support your contention and state the name,
address, and telephone number of the person who
has each document or thing.
325.3 Do you contend that any of the property
damage claimed by plaintiff thus far in this case was not
caused by the construction claim or construction
defect claim? If so:
(a) identify each item of property damage;
(b) state all facts on which you base your contention;
(c) state the names, addresses, and telephone numbers
of all persons who have knowledge of the facts;
and
(d) identify all documents and other tangible things that
support your contention and state the name,
address, and telephone number of the person who
has each document or thing.
325.4 Do you contend that any of the costs claimed by
plaintiff thus far in this case for repairing the property
damage are unreasonable? If so:
(a) identify each cost item;
(b) state all facts on which you base your contention;
(c) state the names, addresses, and telephone numbers
of all persons who have knowledge of the facts;
and
(d) identify all documents and other tangible things that
support your contention and state the name,
address, and telephone number of the person who
has each document or thing.
326.0 Responses to Request for Admissions
326.1 Is your response to each request for admission
served with these interrogatories an unqualified
admission? If not, for each response that is not an
unqualified admission:
(a) state the number of the request;
(b) state all facts on which you base your response;
(c) state the names, addresses, and telephone numbers
of all persons who have knowledge of those facts;
and
(d) identify all documents and other tangible things that
support your response, and state the name, address,
and telephone number of the person who has each
document or thing.
Date:
(TYPE OR PRINT NAME OF ATTORNEY PARTY WITHOUT ATTORNEY)
(SIGNATURE)
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identify all documents and other tangible things that
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