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FORM BE-13D (REV. 01/20): SURVEY OF NEW FOREIGN (Bureau of Economic Analysis)

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FORM BE-13D (REV. 01/20)
OMB No. 0608-0035: Approval Expires 1/31/20
010
011
012
013
014
015
MANDATORY — CONFIDENTIAL*
SURVEY OF NEW FOREIGN DIRECT INVESTMENT IN THE UNITED STATES
FORM BE-13D
(Report for the Expansion of an Existing U.S. Affiliate)
Company Name
1
In Care Of
1
Attention
1
Street 1
1
Street 2
1
City
1
State
2
Zip
3
Country
4
If you received a letter from BEA with a Lead ID, please enter it here:
Electronic filing: Go to www.bea.gov/efile for details
Mail reports to:
(301) 278-9504
U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Road
Washington, DC 20233
Deliver reports to:
U.S. Department of Commerce
Assistance:
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Road
Suitland, MD 20746
E-mail: be13@bea.gov
Telephone: (301) 278-9419
Copies of form: www.bea.gov/be13
Name and mailing address of U.S. Business Enterprise
005 3
Due date: No later than 45 calendar days after the expansion is initiated.
REPORT:
• Construction or lease of a new facility by an existing U.S. affiliate.
• Construction of a facility that is intended for lease or sale by an existing U.S. affiliate.
• Expansion of an existing facility if the expansion involves new buildings or structures.
• Purchase of U.S. real estate including land, or rights to land, on which you intend to perform construction.
DO NOT REPORT:
• Transfer of existing operations from one U.S. location to another.
• Replacement of equipment or upgrade of an existing facility that does not involve new buildings or structures.
WHO MUST REPORT
A BE-13D report must be filed by an existing U.S. affiliate of a foreign parent when it expands its operations to include a new facility where
business is conducted and the projected total cost of the expansion is greater than $3 million.
OTHER BE-13 FORMS
Go to www.bea.gov/be13 for more information about other BE-13 forms.
Form BE-13A covers certain acquisitions of a U.S. business enterprise by a foreign entity.
Form BE-13B covers certain establishments of a new legal entity in the United States by a foreign entity.
Form
BE-13E covers cost updates for previously filed Form BE-13B or BE-13D.
Form BE-13 Claim for Exemption covers certain transaction that are not required to be filed on Forms BE-13A, BE-13B, and BE-13D.
*See page 8 for penalties and confidentiality statements.
Fax reports to:
Page 2
FORM BE-13D (REV. 01/2020)
BE-13D – Instructions and Contact Information
INSTRUCTIONS
Monetary Values: Report in U.S. dollars rounded to thousands (omitting 000).
EXAMPLE – If amount is $1,334,891.00, report as. ........................................................
Estimates: If actual amounts are not available, supply estimates and specify in the notes section.
Definitions: Underlined terms are defined on page 9.
Retention of copies: Retain a copy of each BE-13 report for three years beyond the report’s original due date.
Notes
$ Bil. Mil. Thous. Dols.
1
1 335
,000
020
Name
1
021
Street 1
1
Telephone Number
2
Extension
3
022
Street 2
1
Fax Number
2
023
City
1
State
2
Zip
3
E-mail Address
4
CONTACT INFORMATION
Provide information of person to consult about this report:
NOTE: BEA uses a Secure Messaging System to correspond with you via encrypted message to discuss questions relating to this form. We may use
your e-mail address for survey-related announcements and to inform you about secure messages. When communicating with BEA by e-mail, please do
not include any confidential business or personal information.
CERTIFICATION
The undersigned official certifies that this report has been prepared in accordance with the applicable instructions, is complete, and is substantially
accurate including estimates that may have been provided.
024
Signature of Authorized Official Date Telephone Number
1
Extension
2
025
Name
1
Title
2
Fax Number
3
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Country
5
click to sign
signature
click to edit
BE-13D – Expansion Information
....................................................
101
Month Day Year
1
__ __ / __ __ / __ __ __ __
FORM BE-13D (REV. 01/2020)
Page 3
1
What date did the expansion project begin?
2
What is the legal name of the expanding U.S. affiliate and its BEA ID, if it has one?
Yes – Provide address
No
:
500
1
1
1
2
Name
2
Street 1
1
Street 2
2
City
1
State
2
Zip
3
501
502
3
Is the address of the new facility different from the address on the cover page?
Affiliate means a business enterprise located in one country that is directly or
Business enterprise means any organization, association, branch,
indirectly owned or controlled by an entity of another country to the extent of 10
or venture that exists for profit-making purposes or to otherwise
percent or more of its voting stock for an incorporated business or an equivalent
secure economic advantage, and ownership of any real estate that is
interest for an unincorporated business enterprise.
not held for personal use.
Expanding U.S. Affiliate
4
What is the total expected cost to all foreign parents’ affiliated foreign groups (AFG, see EXAMPLE 1)
and their U.S. affiliates to set up the new facility?
INCLUDE:
• All expenses to set up the new facility including, but not limited to: land; property, plant and equipment
expenditures; intellectual property rights; fees, taxes, permits, licenses, and miscellaneous other costs.
• Actual expenditures from past years and expected expenditures for current and future years.
EXCLUDE:
• The cost to any U.S. or foreign entity that is not affiliated with any of the foreign parents.
EXAMPLE 1.
Affiliated
Foreign Group
Foreign
United States
≥10%
Foreign companies X, Y, and
Z and the foreign parent
compose the affiliated
foreign
group in this example
Affiliated foreign group means:
(1)
the foreign parent,
(2)
any foreign entity, proceeding up the foreign parent’s ownership chain, that
owns more than 50 percent of the entity below it up to and including that
entity which is not owned more than 50 percent by another foreign entity,
and
(3)
any foreign entity, proceeding down the ownership chain(s) of each of these
members, which is owned more than 50 percent by the entity above it.
(As used here, "entity" is synonymous with "person,"
as that term is used in the broad legal sense.)
Foreign parent is the FIRST entity incorporated outside the United States,
proceeding up a chain of ownership, that has a 10 percent or more voting
interest (directly, and/or indirectly through other U.S. affiliates) in the
expanding U.S. affiliate.
Voting interest is the percent of ownership in the voting securities of an
incorporated business enterprise or an equivalent interest in an
unincorporated business enterprise.
5
How
many foreign parents (direct, and/or indirect through other U.S. affiliates)
does
the
expanding
U.S. affiliate
have?
.
.
180
Number of
Foreign Parents
1
$ Bil. Mil. Thous. Dols.
1
,000
NOTE: If there is more than one foreign parent (direct, and/or indirect through other U.S. affiliates) complete 6 through 12 for
each additional foreign parent on a separate page. Additional copies of these pages may be downloaded from www.bea.gov/be13.
U.S. Affiliate
105
1
BEA ID
Total cost..........................................
102
2
Foreign Company X (2)
>50 %
Foreign
Parent (1)
>50 %
Foreign Company Y (3)
>50 %
Foreign Company Z (3)
BE-13D – Identifying Foreign Parent Number of
IDENTIFYING THE FOREIGN PARENT
6 What is the name of this foreign parent?
If this foreign parent is an individual who owns 10 percent of the voting interest (directly, and/or indirectly through other U.S. affiliates) in the
expanding U.S. affiliate, write “individual” instead of the individual’s name.
EXAMPLE 2.
Foreign Parent
Foreign parent is the FIRST entity incorporated outside the United
States, proceeding up a chain of ownership, that has a 10 percent or
more voting interest (directly, and/or indirectly through U.S. affiliates)
in the expanding U.S. affiliate.
Voting interest is the percent of ownership in the voting securities of
an incorporated business enterprise or an equivalent interest in an
unincorporated business enterprise, including a branch or partnership.
• In a general or limited partnership, voting interest is presumed to
be divided evenly between the general partners, and limited partners
are presumed to have zero voting interest, unless otherwise stated in
the partnership agreement.
• In the case
of a limited liability corporation (LLC), voting interest
is presumed to be divided equally between the members (owners),
unless otherwise stated in the articles of organization or in the
operating agreement.
7
What is this foreign parent's country of incorporation?
If the foreign parent is an individual or government, provide the country of residence.
For individuals who do not reside in their country of citizenship, please follow the
guidelines for country of residence on page 9.
8 What is this foreign parent's industry code?
•
Select the category below which best describes the PRIMARY activity of the SINGLE entity named as the foreign parent.
(The codes are also listed on page 8.)
•
DO NOT base the code on the worldwide sales of all consolidated subsidiaries of the foreign parent.
•
If the UBO is an individual, select the category "05 - Individual."
202
1
Foreign
United States
Other U.S. Affiliate(s)
Z%
voting interest
Y% voting interest
Y%
*
Z% =
Direct
voting
interest
Indirect
voting
interest
Page 4
FORM BE-13D (REV. 01/2020)
NOTE: If there is more than one foreign parent (direct, and/or indirect through other U.S. affiliates) complete 6 through 12 for
each additional foreign parent on a separate page. Additional copies of these pages maybe downloaded from www.bea.gov/be13.
203
1
Country of Foreign Parent
201
1
Expanding U.S. Affiliate
Foreign Company X
(NOT a foreign parent)
Foreign Parent
0
BEA USE ONLY
-Country-
-Industry Code-
BE-13D – Identifying the Ultimate Beneficial Owner for Foreign Parent Number of
IDENTIFYING THE ULTIMATE BENEFICIAL OWNER (UBO)
9 Is this foreign parent also the ultimate beneficial owner (UBO)? (See EXAMPLES 3 and 4)
• The UBO is the entity, proceeding up the ownership chain that includes the foreign parent, whose voting interest is not more
than 50 percent owned by another entity.
• If the foreign parent is owned or controlled more than 50 percent by another entity, then the foreign parent is NOT the UBO.
Yes — SKIP to
12
No
EXAMPLE 3. Foreign Parent is UBO
EXAMPLE 4. Foreign Parent is Not UBO
Voting interest is the percent of ownership in the voting securities of an incorporated business enterprise or an equivalent interest in an
unincorporated business enterprise.
• In a general or limited partnership, voting interest is presumed to be divided evenly between the general partners, and limited partners
are presumed to have zero voting interest, unless otherwise stated in the partnership agreement.
• In the case of a limited liability corporation (LLC), voting interest is presumed to be divided equally between the members (owners),
unless otherwise stated in the articles of organization or in the operating agreement.
10 What is the name of the UBO?
If the UBO is an individual, write “individual” instead of the individual’s name.
11 What is the UBO's country of incorporation?
If the UBO is an individual or government, provide the country of residence . For individuals who do not reside in their country of
citizenship, please follow the guidelines for country of residence on page 9.
12 What is
the
UBO's industry code?
•
Select the
category below which best reflects the consolidated worldwide sales of the UBO,
including all majority-owned subsidiaries.
(The
codes are also
listed on page 8.)
•
If
the UBO is an
individual, select the category "05 - Individual."
•
Do
not
use
code 14 unless you receive permission from
BEA.
FORM BE-13D (REV. 01/2020)
Page 5
Expanding U.S. Affiliate
Expanding U.S. Affiliate
211
212
210
1
1
1
2
1
1
Country of UBO
213
1
NOTE: If there is more than one foreign parent (direct, and/or indirect through other U.S. affiliates) complete 6 through 12 for
each additional foreign parent on a separate page. Additional copies of these pages may be downloaded from www.bea.gov/be13.
Foreign
United States
Company X
Foreign Parent = UBO
≤50% voting interest
Foreign
United States
Company X = UBO
Foreign Parent
> 50% voting interest
0
BEA USE ONLY
-Country-
-Industry Code-
BE-13D – Financial and Operating Information
420
1
2
3
4
5
6
421
1
1
Projected Number of Employees
FINANCIAL AND OPERATING INFORMATION
13
What are the projected annual sales, or gross operating revenues,
of the new facility when it is fully operating?
Only include revenue attributed to the expansion, not the entire U.S. affiliate. If actual amounts are not available, supply estimates and specify in
the notes section on page 2.
14 What is the projected number of employees associated with the new facility when it is fully operating?
•
Include all full-time and part-time employees expected to be on the payroll.
•
Exclude contract workers and other workers not expected to be carried on the payroll.
•
If the new facility’s activity will involve large seasonal variations, report a number that represents an average over a year.
•
Only include employees located in the new facility, not the entire U.S. affiliate.
•
Include all full-time and part-time employees on the
payroll.
•
Exclude contract workers and other workers not carried on the payroll.
•
Exclude employees working at a previously existing facility.
16 What will be the major activities of the new facility when it is fully operating? Check all that apply.
1
Producer of goods
2
Seller of goods it does not produce
3
Producer or distributor of information
4
Provider of services
5
Real estate
7
6
Other—Specify:
17 What are the major products and/or services involved in the activities identified in 16 ?
If a product, also state what is done to it, i.e., whether it is mined, manufactured, sold at wholesale, transported, packaged, etc.
18 What will be the new facility’s four-digit industry classification?
Select the category below which best describes the industry classification in which the new facility is expected to have the largest amount
of sales or gross operating revenues. (See list on page 10 or go to www.bea.gov/NAICS2017 for detailed descriptions.)
19 In which state will the new facility be located?
20 Will the new facility conduct research and development activities?
Yes
No
424
1
1
1
2
405
Page 6
FORM BE-13D (REV. 01/2020)
,000
Current Number of Employees
506
1
422
1
423 1
$ Bil. Mil. Thous. Dols.
403
1
15 How
many employees did
the
new facility have at the time of this filing
?
If selection does not match the address on the cover page or in 3 , please explain in the notes field on page 2.
— Select State —
508
1
1
Ye s
2
No, construction has yet to begin
3
No, construction is complete – Provide completion date:
4
No, the project has been canceled
5
No, construction is not required for this facility
1
1
1
1
BE-13D – Project Information
Month Day Year
2
__ __ / __ __ / __ __ __ __
Fiscal Year
PROJECT INFORMATION
21 Is the new facility currently under construction?
.....................................
23 In which years will the total expected cost be incurred and how much each year?
•
Only include leases until the business is fully operating.
•
Provide actual cash or in-kind outlays, not depreciation.
•
Use the expanding U.S. affiliate's fiscal calendar for determining year.
The difference is currently:
22
How much of the total expected cost to set up the new facility is for:
$ Bil. Mil. Thous. Dols.
A.
Land? ......................................................................................510
C.
Intellectual property rights? ................................................................... 514
D.
Fees, taxes, permits, licenses? .................................................................515
E.
Other costs? Describe in notes section on page 2 ...................................................516
B.
Property, plant, and equipment? Include construction. Exclude land. ....................................512
1
FORM BE-13D (REV. 01/2020)
Page 7
,000
For
22 and 23 ,
break down the total expected cost
to
set up the new facility by type and
by
fiscal year.
Total expected cost reported in
4
,000
1
,000
1
,000
1
,000
1
,000
1
,000
517
,000
,000
,000
,000
,000
,000
,000
,000
,000
,000
$ Bil. Mil. Thous. Dols.
2
2
2
2
2
2
2
2
2
2
550
1
551
1
552
1
553
1
554
1
555
1
556
1
557
1
558
1
559
1
$ Bil. Mil. Thous. Dols.
,000
NOTE: BEA will request updated project information each year until final data are collected.
RETURN TO COVER PAGE FOR FILING INSTRUCTIONS
The difference is currently:
Sum of
all yearly costs in
23
:
This should match the total reported in
4
,000
2
,000
525
Sum of 22
A
through
22
E:
This should match the total reported in
4
0
0
0
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
0
0
SURVEY INFORMATION
Purpose: This survey collects
data on the acquisition or establishment of U.S. business enterprises by foreign investors and the expansion of existing
U.S. affiliates of foreign companies to establish a new production facility. The data collected on the survey are used to measure the amount of new
foreign direct investment in the United States, assess the impact on the U.S. economy, and based on this assessment, make informed policy decisions
regarding foreign direct investment in the United States.
Authority: This survey is being conducted under the International Investment and Trade in Services Survey Act (P.L. 94-472, 90 Stat. 2059, 22 U.S.C.
3101-3108, as amended), hereinafter “the Act”, and the filing of reports is MANDATORY pursuant to Section 5(b)(2) of the Act (22 U.S.C. 3104). The
implementing regulations are contained in 15 CFR Part 801.
Penalties: Whoever fails to report may be subject to a civil penalty of not less than $4,450, and not more than $44,539, and to injunctive relief
commanding such person to comply, or both. Whoever willfully fails to report shall be fined not more than $10,000 and, if an individual, may be
imprisoned for not more than one year, or both. Any officer, director, employee, or agent of any corporation who knowingly participates in such violation,
upon conviction, may be punished by a like fine, imprisonment, or both (22 U.S.C. 3105). Civil penalties are subject to inflationary adjustments. Those
adjustments are found in 15 CFR 6.4.
Notwithstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply with,
a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a currently valid
OMB Control Number.
Respondent burden: Public reporting burden for this BE-13D form is estimated to average 1.2 hours per response, including time for reviewing
instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information.
Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing burden, to:
Director, Bureau of Economic Analysis (BE-1), U.S. Department of Commerce, 4600 Silver Hill Road, Washington, DC 20233; and to the Office of
Management and Budget, Paperwork Reduction Project 0608-0035, Washington, DC 20503.
Confidentiality: The Act provides that your report to this Bureau is CONFIDENTIAL and may be used only for analytical or statistical purposes.
Without your prior written permission, the information filed in our report CANNOT be presented in a manner that allows it to be individually identified.
Your report CANNOT be used for purposes of taxation, investigation, or regulation. Copies retained in your files are immune from legal process. Per the
Cybersecurity Enhancement Act of 2015, your data are protected from cybersecurity risks through security monitoring of the BEA information systems.
FOREIGN PARENT AND UBO INDUSTRY CODES
Note: “ISI codes” are International Surveys Industry codes, as given in the Guide to Industry Classifications for International Surveys, 2017,
available at www.bea.gov/naics2017. See the Summary of Industry Classifications on page 10 of this form.
01 Government and government-owned or -sponsored
17 Information (ISI codes 5111–5191)
enterprise, or quasi-government organization or agency
18
Professional, scientific, and technical services (ISI codes 5411–5419)
02 Pension fund — Government run
19 Other services
03 Pension fund — Privately run
(ISI codes 1150, 2132, 2133, 5321, 5329, and 5611–8130)
04 Estate, trust, or nonprofit organization
Manufacturing, including
fabricating, assembling, and processing of
goods:
05 Individual
20
Food (ISI codes 3111–3119)
Private business enterprise, investment organization, or group
engaged in:
21 Beverages and tobacco products (ISI codes 3121 and 3122)
06 Insurance (ISI codes 5242, 5243, 5249)
22 Pharmaceuticals and medicine (ISI code 3254)
07 Agriculture, forestry, fishing and hunting (ISI codes 1110–1140)
23 Other chemicals (ISI codes 3251–3259, except 3254)
08 Mining (ISI codes 2111–2127)
24 Nonmetallic mineral products (ISI codes 3271–3279)
09 Construction (ISI codes 2360–2380)
25 Primary and fabricated metal products (ISI codes 3311–3329)
10 Transportation and warehousing (ISI codes 4810–4939)
26 Computer and electronic products (ISI codes 3341–3346)
11 Utilities (ISI codes 2211–2213)
27 Machinery (ISI codes 3331–3339)
12 Wholesale and retail trade (ISI codes 4231–4540)
28 Electrical equipment, appliances and components (ISI codes 3351–3359)
13
Banking, including bank holding companies (ISI codes 5221 and 5229)
29 Motor vehicles and parts (ISI codes 3361–3363)
14 Holding companies, excluding bank holding companies
30 Other transportation equipment (ISI codes 3364–3369)
(ISI codes 5512 and 5513)
31 Other manufacturing
15 Other finance
(ISI codes 3130–3231, 3261, 3262, 3370–3399)
(ISI codes
5223, 5224, 5231, 5238, that part of ISI code 5252 that is
32 Petroleum manufacturing, including integrated petroleum and petroleum
not estates and trusts, and ISI code 5331)
refining without extraction (ISI codes 3242–3244)
16 Real estate (ISI code 5310)
Page 8
FORM BE-13D (REV. 01/2020)
DEFINITIONS
Affiliate means a business enterprise located in one country that is
Foreign, when used in a geographic sense, means that which is situated
directly or indirectly owned or controlled by an entity of another country to
outside the United States or which belongs to or is characteristic of a country
the extent of 10 percent or more of its voting stock for an incorporated
other than the United States.
business or an equivalent interest for an unincorporated business
Foreign direct investment in the United States means the
enterprise.
ownership or control, directly or indirectly, by one foreign investor of 10
percent or more of the voting securities of an
incorporated U.S. business
Affiliated foreign group means:
enterprise or an equivalent interest in an unincorporated U.S. business
(1) the foreign parent,
enterprise, including a branch or partnership.
(2) any foreign entity, proceeding up the foreign parent’s
Foreign parent is the FIRST entity incorporated outside the United States,
ownership chain, that owns more than 50 percent of the
proceeding up a chain of ownership, that has 10 percent or more voting
entity below it up to and including that entity which is not
interest (directly, and/or indirectly through existing U.S. affiliates) in the new
owned more than 50 percent by another foreign entity; and
U.S. business enterprise.
(3) any foreign entity, proceeding down the ownership chain(s)
Research and development (R&D) is planned, creative work aimed at
of each of these members, which is owned more than 50
discovering new knowledge or developing new or significantly improved
percent by the entity above it.
goods and services. This includes
Branch means the operations or activities conducted by an entity in a
(1)
activities aimed at acquiring new knowledge or understanding without
different location in its own name rather than through an incorporated
specific immediate commercial application or use (basic research);
entity.
(2) activities aimed at solving a specific problem or meeting a specific
Business enterprise means any organization, association, branch,
commercial objective (applied research); and
or venture that exists for profit-making purposes or to otherwise
(3) systematic use of research and practical experience to produce new or
secure economic advantage, and ownership of any real estate that is not
significantly improved goods, services, or processes (development).
held for personal use.
R&D does NOT include expenditures for costs for routine product testing,
quality control, and technical services unless they are an integral part of an
Country of residence for individuals who do not reside in their
R&D project; market research; efficiency surveys or management studies;
country of citizenship is determined using the following guidelines:
literary, artistic, or historical projects, such as films, music, or books and other
publications; prospecting or exploration for natural resources.
(1) Individuals who reside, or expect to reside, outside their country
of citizenship for less than one year are considered to be
Ultimate beneficial owner (UBO) means the entity, proceeding up the
residents of their country of citizenship.
ownership chain that includes the foreign parent, which is not more than 50
(2) Individuals who reside, or expect to reside, outside their country
percent owned or controlled by another entity.
of citizenship for one year or more are considered to be
United States, when used in a geographic sense, means the 50 states,
residents of the country in which they are residing, except as
the District of Columbia, the Commonwealth of Puerto Rico, and all territories
provided in (3) below.
and possessions of the United States.
(3) If an owner or employee of a business enterprise resides
outside the country of location of the enterprise for one year or
U.S. affiliate means an affiliate located in the United States in which
more for the purpose of furthering the business of the
a foreign entity has a direct investment.
enterprise, and the country of the business enterprise is the
Voting interest is the percent of ownership in the voting securities of an
country of citizenship of the owner or employee, then the owner
incorporated business enterprise or an equivalent interest in an
or employee is considered a resident of the country
unincorporated business enterprise.
of citizenship provided he or she intends to return within a
• In a general or limited partnership, voting interest is presumed to
reasonable period of time.
be divided evenly between the general partners, and limited partners
(4) Individuals and members of their immediate families who reside
are presumed to have zero voting interest, unless otherwise stated in
outside their country of citizenship as a result of employment by
the partnership agreement.
the government of that country – diplomats, consular officials,
• In the case of a limited liability corporation (LLC), voting interest
members of the armed forces, etc. – are considered to be
is presumed to be divided equally between the members (owners),
residents of their country of citizenship.
unless otherwise stated in the articles of organization or in the
Direct investment means the ownership or control, directly or
operating agreement.
indirectly, by one entity of 10 percent or more of the voting interest in a
business enterprise.
Entity (as used here, “entity” is
synonymous with “person,” as that term
is used in the broad legal sense) means any individual, branch,
partnership, associated group, association, estate, trust, corporation, or
other organization (whether or not organized under the laws of any state),
and any government (including a foreign government, the United States
Government, a state or local government, and any agency, corporation,
financial institution, or other entity or instrumentality thereof, including a
government-sponsored agency).
FORM BE-13D (REV. 01/2020)
Page 9
Page 10
FORM BE-13D (REV. 01/2020)
SUMMARY OF INDUSTRY CLASSIFICATIONS (ISI codes)
For a
full description of each classification, see www.bea.gov/naics2017
3334 Ventilation, heating, air-conditioning,
and commercial refrigeration equipment
3335 Metalworking machinery
3336 Engines, turbines, and power
transmission equipment
3339 Other general purpose machinery
3341 Computer and peripheral equipment
3342 Communications equipment
3343 Audio and video equipment
5121 Motion picture and video industries
5122 Sound recording industries
5151 Radio and television broadcasting
5152 Cable and other subscription programming
5173 Wired and wireless telecommunications
carriers
5174 Satellite telecommunications
5179 Other telecommunications
3344 Semiconductors and other electronic components
5182 Data processing, hosting, and related services
3345 Navigational, measuring, electromedical,
5191 Other information services
and control instruments
3346 Manufacturing and reproducing magnetic
and optical media
3351 Electric lighting equipment
3352 Household appliances
3353 Electrical equipment
3359 Other electrical equipment and components
3361 Motor vehicles
3362 Motor vehicle bodies and trailers
3363 Motor vehicle parts
3364 Aerospace products and parts
3365 Railroad rolling stock
3366 Ship and boat building
3369 Other transportation equipment
3370 Furniture and related products
3391 Medical equipment and supplies
3399 Other miscellaneous manufacturing
Wholesale Trade, Durable Goods
4231 Motor vehicles and motor vehicle
parts and supplies
4232 Furniture and home furnishing
4233 Lumber and other construction materials
4234 Professional and commercial
equipment and supplies
4235 Metal and mineral (except petroleum)
4236 Electrical and electronic goods
4237 Hardware, and plumbing and heating
equipment and supplies
4238 Machinery, equipment, and supplies
4239 Miscellaneous durable goods
Wholesale Trade, Nondurable Goods
4241 Paper and paper product
4242 Drugs and druggists’ sundries
4243 Apparel, piece goods, and notions
4244 Grocery and related product
4245 Farm product raw material
4246 Chemical and allied products
4247 Petroleum and petroleum products
4248 Beer, wine, and distilled alcoholic beverage
4249 Miscellaneous nondurable goods
Wholesale Trade, Electronic Markets and
Agents and Brokers
4251 Wholesale electronic markets and
agents and brokers
Retail Trade
4410 Motor vehicle and parts dealers
4420 Furniture and home furnishings
4431 Electronics and appliance
4440 Building material and garden
equipment and supplies dealers
Finance and Insurance
5221 Depository credit intermediation (Banking)
5223 Activities related to credit intermediation
5224 Non-depository credit intermediation, except
branches and agencies
5229 Nondepository branches and agencies
5231 Securities and commodity contract
intermediation and brokerage
5238 Other financial investment activities and
exchanges
5242 Agencies, brokerages, and other insurance
related activities
5243 Insurance carriers, except direct life insurance
carriers
5249 Direct life insurance carriers
5252 Funds, trusts, and other financial vehicles
Real Estate and Rental and Leasing
5310 Real estate
5321 Automotive equipment rental and leasing
5329 Other rental and leasing services
5331 Lessors of nonfinancial intangible assets,
except copyrighted works
Professional, Scientific, and Technical
Services
5411 Legal services
5412 Accounting, tax preparation, bookkeeping, and
payroll services
5413 Architectural, engineering, and related services
5414 Specialized design services
5415 Computer systems design and related services
5416 Management, scientific, and technical consulting
services
5417 Scientific research and development services
5418 Advertising, public relations, and related services
5419 Other professional, scientific, and technical
services
Management of Companies and Enterprises
5512 Holding companies, except bank holding
companies
5513 Corporate, subsidiary, and regional management
offices
Administrative and Support and Waste
Management and Remediation Services
5611 Office administrative services
5612 Facilities support services
5613 Employment services
5614 Business support services
5615 Travel arrangement and reservation services
5616 Investigation and security services
5617 Services to buildings and dwellings
5619 Other support services
5620 Waste management and remediation services
4450 Food and beverage
4461 Health and personal care
Educational Services
4471 Gasoline stations
6110 Educational services
4480 Clothing and clothing accessories
Health Care and Social Assistance
4510 Sporting goods, hobby, book, and music
6210 Ambulatory health care services
4520 General merchandise
6220 Hospitals
4530 Miscellaneous store retailers
6230 Nursing and residential care facilities
4540 Nonstore retailers
6240 Social assistance
Transportation and Warehousing
Arts, Entertainment, and Recreation
4810 Air transportation
7110 Performing arts, spectator sports, and related
4821 Rail transportation
industries
4833 Petroleum tanker operations
7121 Museums, historical sites, and similar institutions
4839 Other water transportation
7130 Amusement, gambling, and recreation industries
4840 Truck transportation
4850 Transit and ground passenger transportation
Accommodation and Food Services
4863 Pipeline transportation of crude oil, refined
7210
Accommodation
petroleum products, and natural gas
7220 Food services and drinking places
4868 Other pipeline transportation
Other Services
4870 Scenic and sightseeing transportation
8110 Repair and maintenance
4880 Support activities for transportation
8120 Personal and laundry services
4920 Couriers and messengers
8130 Religious, grantmaking, civic, professional,
4932 Petroleum storage for hire
and similar organizations
4939 Other warehousing and storage
Public Administration
Information
9200 Public administration
5111 Newspaper, periodical, book, and directory
publishers
Agriculture, Forestry, Fishing, and Hunting
1110 Crop production
1120 Animal production
1130 Forestry and logging
1140 Fishing, hunting, and trapping
1150 Support activities for agriculture and forestry
Mining
2111 Oil and gas extraction
2121 Coal
2123 Nonmetallic minerals
2124 Iron ores
2125 Gold and silver ores
2126 Copper, nickel, lead, and zinc ores
2127 Other metal ores
2132 Support activities for oil and gas operations
2133 Support activities for mining, except for oil and
gas operations
Utilities
2211 Electric power generation, transmission, and
distribution
2212 Natural gas distribution
2213 Water, sewage, and other systems
Construction
2360 Construction of buildings
2370 Heavy and civil engineering construction
2380 Specialty trade contractors
Manufacturing
3111 Animal foods
3112 Grain and oilseed milling
3113 Sugar and confectionery products
3114 Fruit and vegetable preserving and specialty
foods
3115 Dairy products
3116 Meat products
3117 Seafood product preparation and packaging
3118 Bakery products and tortillas
3119 Other food products
3121 Beverages
3122 Tobacco
3130 Textile mills
3140 Textile product mills
3150 Apparel
3160 Leather and allied products
3210 Wood products
3221 Pulp, paper, and paperboard mills
3222 Converted paper products
3231 Printing and related support activities
3242 Integrated petroleum refining and extraction
3243 Petroleum refining without extraction
3244 Asphalt and other petroleum and coal products
3251 Basic chemicals
3252 Resins, synthetic rubbers, and artificial and
synthetic fibers an filaments
3253 Pesticides, fertilizers, and other agricultural
chemicals
3254 Pharmaceuticals and medicines
3255 Paints, coatings, and adhesives
3256 Soap, cleaning compounds, and toilet
preparations
3259 Other chemical products and preparations
3261 Plastics products
3262 Rubber products
3271 Clay products and refractories
3272 Glass and glass products
3273 Cement and concrete products
3274 Lime and gypsum products
3279 Other nonmetallic mineral products
3311 Iron and steel mills
3312 Steel products from purchased steel
3313 Alumina and aluminum production and
processing
3314 Nonferrous metal (except aluminum)
production and processing
3315 Foundries
3321 Forging and stamping
3322 Cutlery and handtools
3323 Architectural and structural metals
3324 Boilers, tanks, and shipping containers
3325 Hardware
3326 Spring and wire products
3327 Machine shop products, turned products, and
screws, nuts, and bolts
3328 Coating, engraving, heat treating, and allied
activities
3329 Other fabricated metal products
3331 Agriculture, construction, and mining
machinery
3332 Industrial machinery
3333 Commercial and service industry machinery
5112 Software publishers
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FORM BE-13D (REV. 0120): SURVEY OF NEW FOREIGN (Bureau of Economic Analysis)

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Completed 6 August 2020

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