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Creating an Eective A Workshop (Society of Corporate Compliance and Ethics)

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Register online
corporatecompliance.org/compliancetrainingworkshops
Learn how to develop and manage an eective compliance
training program for your organization.
June 22–23, 2021
Creating an Eective
Compliance Training Program:
A
Workshop
VIRTUAL
2 corporatecompliance.org/compliancetrainingworkshops
SCCE’s Creating an Eective Compliance Training
Program: A Workshop is a brand-new educational
opportunity created to support compliance
professionals charged with developing, creating, and
managing their organization’s compliance and ethics
training. This comprehensive, hands-on program
features live educational sessions that address all
aspects of compliance training and provides an
in-depth look at the core principles of a successful
training program; this includes deciding who and
what to train on, developing the right content,
measuring success, and identifying indicators
for change. Attendees can earn live Compliance
Certification Board (CCB)® continuingeducation
units(CEUs).
Learning objectives
- The case for compliance training
- Methods for identifying training needs and
curriculums
- Principles of adult learning you can use to
makeyour training work
- Understanding your workforce’s training needs
- Developing training content that works
- The pros and cons of dierent educational
methods, including live vs. online training
- The roles of managers in building on-the-job
compliance awareness
- Evaluating the eectiveness of your
trainingprogram
About our faculty
KIRSTEN LISTON
Founder and Principal of Rethink Compliance;
author of Creating Great Compliance Training
inaDigital World
Kirsten Liston has spent over 21 years creating
comprehensive compliance and ethics solutions for
complex, global companies. She is passionate about
creating programs and products that genuinely reach
employees and change cultures. Previously, Kirsten led
product strategy for the learning businesses within SAI
Global and Integrity Interactive, both market leaders in
corporate compliance risk management.
CJ WOLF, MD, M.Ed,
CHC, CCEP, CHRC, CHPC
Compliance Consultant; Clinical Assistant
Professor, University of Illinois College of
Medicine; Faculty, Brigham Young
University—Idaho
Dr. CJ Wolf is a private compliance consultant and holds
university faculty appointments at two universities. He
has worked full-time in various compliance roles for
Intermountain Healthcare, MD Anderson Cancer Center,
the University of Texas System and as chief compliance
officer for an international medical device company. Dr. Wolf
has a passion for teaching and has developed curricula
and taught adult employees seeking national coding and
compliance certifications, trade workshops seminars, and
universitycourses.
SCCE’s mission
SCCE exists to champion ethical practice and
compliance standards in all organizations and to provide
the necessary resources for compliance professionals
and others who share these principles.
Contact us
Visit corporatecompliance.org to learn more about this
workshop and SCCE’s other programs.
About Creating an Effective Compliance Training Program: A Workshop
Order online today
corporatecompliance.org/compliancetraining
Transform your compliance training
Attendees will receive an exclusive discount on
Kirsten Liston’s book, Creating Great Compliance
Training in a Digital World—a guide for reaching
and persuading your workforce.
* Oer only available to attendees
during the workshop.
Learn the five key principles behind great
compliance training, including how to:
■
Focus on what the law means, not what
thelawsays
■
Think like a lawyer, talk like a human
■
Aim for persuasion, not just
information
■
Master the nuts and bolts
■
Measure and manage
your impact
Purchasing options include a
print book, digital book and
aprint and digital bundle.
20% off
*
4 corporatecompliance.org/compliancetrainingworkshops
Agenda Creating an Effective Compliance Training Program: A Workshop Agenda times are listed in Central Daylight Times (CDT)
Please note: Agenda is subject to change.
Tuesday
8:55 – 9:00 am CDT
Welcome and Introduction
9:00 – 10:20 am CDT
The Need for and Value of Training and Education
• DOJ and regulator expectations
• Where it fits within a compliance and ethics program
• Selling training and education to management and the workforce
10:20 – 10:40 am CDT
Break
10:40– 11:50 am CDT
Identification of Training Needs
• Risk assessments
• Remediation efforts, root cause analysis following investigations, etc.
• Input from employees, managers, etc.
• Results of auditing and monitoring (including A&M of thirdparties)
• Other techniques
11:50 am – 12:30 pm CDT
Mid-Conference Break
12:30 – 2:00 pm CDT
Principles of Adult Learning
• Malcolm Knowles’ four principles
• Reaching different audiences (millennials, etc.)
2:00 – 2:15 pm CDT
Break
2:15– 3:15 pm CDT
Audiences and Topics for Training
• New employee orientation (code of conduct, etc.)
• Recurring training for all on broad issues (code of conduct,
culture of compliance, etc.)
• Recurring training for specific audiences on specialized
compliance risk issues (FCPA, HIPAA, etc.)
• Non-recurring/responsive, based on specific event, emerging
issue, etc.
• Onboarding training for certain vendors/suppliers, third parties,
and more
• Recurring training for certain vendors/suppliers, third parties, etc.
corporatecompliance.org/compliancetrainingworkshops 5
Wednesday
9:00 – 10:40 am CDT
Developing Your Training Content
• Who should be involved, roles, etc.
• Process for development
• Process for QC, testing before rollout, etc.
• Delivering the message—plain language, focus on meaning/
effects of laws
• Considering need for customization/variation for different
geographic regions
• Making training relevant in different cultures, languages/
translations, etc.
10:40 – 11:00 am CDT
Break
11:00 am – 12:15 pm CDT
Content and Delivery Options: Choosing the
RightApproach
• Overview of pros and cons of different methods of delivery
-Live, in-person
-Web-based
-Gamification
12:15 – 12:45 pm CDT
Mid-Conference Break
12:45 – 1:55 pm CDT
Building Compliance Awareness: Managers and
On-the-Job Communications
• The roles of managers and other communications in on-the-job
complianceawareness
• Evaluating effectiveness of training
-Testing, different methods, etc.
-Measuring impact
-Four levels of training evaluation
-Modifications to future training based on evaluations
1:55 – 2:10 pm CDT
Break
2:10 – 3:05 pm CDT
Building Multi-Year Programs: Measurement, Evaluation,
and Ongoing Improvement
• Keeping it interesting and updating training periodically
Agenda Creating an Effective Compliance Training Program: A Workshop Agenda times are listed in Central Daylight Times (CDT)
Creating an Eective Compliance Training Program: A Workshop
June 22–23, 2021 • VIRTUAL
Contact Information
Mr 
Mrs 
Ms 
Dr
Member/ Account ID (if known)
First Name MI Last Name
Credentials (CHC, CCEP, etc.)
Job Title
Organization (Name of Employer)
Street Address
City / Town State/Province
Zip/Postal Code Country
Work Phone
Email (required)
Continuing Education
Credits are assessed based on actual attendance and credit type requested. Should
overall number of education hours decrease or increase, the maximum number of CEUs
available will be changed accordingly.
Compliance Certification Board (CCB)®: CCB has approved a maximum of 12.0 CEUs for
these certifications: Certified in Healthcare Compliance (CHC)®, Certified in Healthcare
Compliance– Fellow (CHC-F)®, Certified in Healthcare Privacy Compliance (CHPC®),
Certified in Healthcare Research Compliance (CHRC)®, Certified Compliance & Ethics
Professional (CCEP)®, Certified Compliance & Ethics Professional Fellow (CCEP-F)®,
Certified Compliance & Ethics Professional–International (CCEP-I)®.
Tuesday - 6.0 CCB
Wednesday - 6.0 CCB
Totals are subject to change.
NASBA/CPE: The Society of Corporate Compliance and Ethics is registered with the
National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing
professional education on the National Registry of CPE sponsors. State boards of
accountancy have final authority on the acceptance of individual courses for CPE credit.
Complaints regarding registered sponsors may be submitted to the National Registry of
CPESponsors through its website: nasbaregistry.org. Sponsor Identification No: 143451.
The education level for this activity is considered intermediate. While this education may
be most appropriate for Compliance Professionals with more detailed knowledge on this
topic, and/or individuals with operational or supervisory responsibilities, no prerequisites
are required for this education. Delivery Method: Group Live. Advanced Preparation: None.
A recommended maximum of 6.6 credits based on a 50-minute hour will be granted for
this activity. This program addresses topics that are of a current concern in the compliance
environment and is a group-live activity in the recommended field of study of Specialized
Knowledge. For more information regarding administrative policies such as complaints or
refunds, call 888.277.4977 or +1 952.933.4977.
SCCE is in the process of applying for additional external continuing education units
(CEUs). Approval quantities and types vary by state or certifying body. For entities that
have granted prior approval for this event, credits will be awarded in accordance with
theirrequirements. CEU totals are subject to change.
Upon request, if there is sucient time and we are able to meet their requirements,
SCCEmay submit this course to additional states or entities for consideration.
Only requests from registered attendee will be considered. If you would like to
make a request, please contact us at +1 952.933.4977 or 888.277.4977 or email
ccb@compliancecertification.org. To see the most up-to-date CEU information go to
SCCE’s website, corporatecompliance.org/all-conferences. Select your conference,
andthen select the “Continuing Education” option on the left hand menu.
Registration Fees
Member
$499
Non-Member
$619
Registration + First-Time Membership Oer*
$719
*Save by joining today (first-time members only). Dues renew at $325.
Group Registration Discount for 3 or More**
($50)
**See group discounts in Terms and Conditions. Visit corporatecompliance.org/compliancetrainingworkshops
TOTAL $
Payment
Online registration at corporatecompliance.org/compliancetrainingworkshops
Mail this form to Society of Corporate Compliance and Ethics,
6462 City West Parkway, Eden Prairie, MN 55344 USA
Fax this form to +1 952.988.0146
Email this form to helpteam@corporatecompliance.org —
Due to PCI
compliance, do not provide credit card information via email. You may email
this form (without credit card information), then call SCCE at +1 952.933.4977
or888.277.4977 with payment information.
Invoice me
Check enclosed (payable to SCCE)
Wire transfer requested
Credit card: I authorize SCCE to charge my:
Visa  MasterCard  Discover  American Express
Credit Card Account Number
Credit Card Expiration Date
Cardholder Name
Cardholder Signature
Acknowledgements
By submitting this registration, you agree to the full registration Terms and
Conditions viewable at corporatecompliance.org/compliancetrainingworkshops.
You also agree to the use of your information. Your information may be received by
conference exhibitors, attendees, speakers, aliates, and partners for marketing
and/or networking purposes. To see the full use of your information or if you wish to
opt-out, please read our Privacy Statement at corporatecompliance.org/privacy.
This virtual conference registration form allows only the registered attendee to
stream, participate, and earn CEUs for the conference. If a second person would like
to join, they must register themselves and have their own unique login to participate.
Group Discount Policy: Discounts take eect the day a group reaches the discount
number of registrants. Please send registration forms together to ensure that the
discount is applied. A separate registration form is required for each registrant. The
group discount is NOT available through online registration. Note that discounts will
NOT be applied retroactively if more registrants are added at a later date, but new
registrants will receive the group discount.
Questions? Call +1 952.933.4977 or 888.277.4977
or email helpteam@corporatecompliance.org
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Completed 29 May 2021

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