Fillable BERG@delaware.gov SECURITY EXCHANGE/ADDITION REQUEST (Department of Technology and Information)

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BERG@delaware.gov SECURITY EXCHANGE/ADDITION REQUEST (Department of Technology and Information)

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BROWSE DEPARTMENT OF TECHNOLOGY AND INFORMATION (DE) FORMS

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1351 West North Street, Dover, DE 19904-2465 •
www.insurance.delaware.gov
(302) 674-7300 Dover • (302) 739-5280 fax • (302) 577-5280 Wilmington
Office of the
Commissioner
Delaware Department of Insurance
SECURITY EXCHANGE/ADDITION REQUEST
EMAIL Form to
:
BERG@delaware.gov
18 Del. C. § 1503:
Securities eligible for deposit.
(a) All such deposits required under § 513 of this title for authority to transact insurance in this State shall consist of good interest-
bearing or dividend-paying securities of kinds eligible for investment of the funds of domestic insurers under Chapter 13 of this title.
Cash, or cash equivalents such as a Certificate of Deposit, government obligations, corporate obligations. Securities should have NAIC
designation of “1” or “2”, and rated by Standard & Poor’s, Moody, etc. as A+ or higher, and nothing below B+.
Note: Request for reduction to amounts on deposit must be sent BERG@delaware.gov explaining the reason for the reduced deposit
A BLOOMBERG SCREEN SHOT IS REQUIRED FOR ALL NEW SECURITIES
EXCEPT U.S. TREASURY NOTES
Date of Request:
Company Name:
NAIC #:
Contact Person:
Contact Email:
DELAWARE APPROVED ESCROW ACCOUNT BANK INFORMATION
Bank Name:
Account Number:
Bank Contact Person:
Bank Contact Email:
MATURING/RELEASING SECURITY INFORMATION
PAR AMOUNT
SECURITY NAME
INTEREST
RATE
MATURITY
DATE
NEW SECURITY INFORMATION
PAR AMOUNT
SECURITY NAME
INTEREST
RATE
MATURITY
DATE
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BERG@delaware.gov SECURITY EXCHANGEADDITION REQUEST (Department of Technology and Information)

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Completed 13 August 2020

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