Commonwealth of Massachusetts
Executive Office of Health and Human Services
Office of Medicaid
600 Washington Street
Boston, MA 02111
www.mass.gov/masshealth
MassHealth
All Provider Bulletin 189
May 2009
To:
All Providers Participating in MassHealth
From:
Tom Dehner, Medicaid Director
RE: Prior Authorization (PA-1) Form
Background
MassHealth encourages providers to submit requests for prior
authorization (PA) online as part of its efforts to streamline business
practices.
For those providers who continue to submit PA requests to
MassHealth on paper, and as part of the preparation for NewMMIS
implementation on May 26, 2009, the prior authorization (PA-1)
form and instructions used to submit PA requests for certain
services or equipment have been revised. The new form has been
reorganized and reflects changes in terminology. It can now be
completed online.
Please Note
This bulletin applies to all providers, except dental providers
who are not oral or maxillofacial surgeons. Dental providers who
are not oral or maxillofacial surgeons should contact the
MassHealth Dental Customer Service Center at
1-800-207-5019 if they have any questions about MassHealth.
The rules for requesting prior authorization have not changed.
Please refer to the administrative and billing regulations at 130
CMR 450.303 and the applicable MassHealth program
regulations in Subchapter 4 of your provider manual to
determine when PA is required.
Changes to the PA-1
Form
The following is a summary of changes made to fields on the PA-1
form.
Provider ID is now Provider ID/Service Location or NPI.
PA type is now called PA Assignment.
Recipient ID is now called Member ID, and this is 12 characters
long instead of 10.
The free-text field used to explain why the service is necessary
has been redesigned for ease of capturing information.
(continued on next page
MassHealth
All Provider Bulletin 189
May 2009
Page 2
Changes to the PA-1
Form
(cont.)
GAN is now the Tracking Number, and this field has been
included on the form.
Fields for height and weight have been added.
PA numbers generated by NewMMIS will be 10 characters long.
The number begins with the letter P, which is preprinted on the
form.
The form is now fillable online. You can complete them on your
computer, print, and then mail it. However, we encourage you to
submit PA requests electronically using the Provider Online
Service Center (POSC), instead of using the mail.
P.O. boxes to different locations have been established for
mailing paper PA requests, and have been listed on the form.
Instructions for completing the form are provided on the back of
the form.
Please Note
With NewMMIS implementation, electronic PAs must be
submitted through POSC instead of the Automated Prior
Authorization System (APAS), which is being obsoleted.
After NewMMIS implementation, if you need to adjust a PA that
was originally created using APAS, you can locate the PA on
NewMMIS using the member ID, or you may contact the PA
Unit at 617-
451-7017 or 1-800-862-8341.
Using the New PA-1
Form
On May 18, 2009, providers may begin submitting PA requests
through the POSC. PA requests that are needed between May 8
and May 18 must be requested on paper using the revised PA-1
form. This form will be available on the MassHealth Web site on
May 11, 2009. A sample of the revised PA-1 form is attached.
Requesting a Supply of
the PA-1 Form
The PA-1 form can be downloaded from the MassHealth Web site,
at www.mass.gov/MassHealth
. The form can also be accessed
from the POSC. Request for paper copies of this form must be
submitted in writing and faxed to 617-988-8973 or mailed to the
following address.
MassHealth
ATTN: Forms distribution
P.O. Box 9118
Hingham, MA 02043
Questions
If you have any questions about the information in this bulletin,
please contact MassHealth Customer Service at 1-800-841-2900,
e-mail your inquiry to providersupport@mahealth.net
, or fax your
inquiry to 617-988-8974.
Prior Authorization Request
PROVIDER INFORMATION SECTION
1. Provider’s Name, Address, and Tel. No.
2. Provider ID/Service Location or NPI
3. PA Assignment
17. Attachments 18. Date PA Requested
Yes No / /
19. Requested Eective Date 20. Requested End Date
/ / / /
21. Provider Signature
I certify that I am the provider identied on this form. I certify that the information provided on this form
and on any attachments, including medical necessity information (per 130 CMR 450.204) is true, accurate,
and complete to the best of my knowledge. I understand that I may be subject to civil penalties or criminal
prosecution for any falsication, omission, or concealment of any material fact contained herein.
22. Comments for reason of denial, modification, or deferral (MASSHEALTH USE 0NLY)
29. Receipt Date 30. Deferral Date 31. Date Info Received
/ / / / / /
32. Authorized Eective Date 33. Authorized End Date 34. Decision Date
/ / / / / /
35. Consultant Initials 36. Consultant ID
37. Tracking Number
38. PA Number
Please see reverse side for instructions.
SERVICES REQUESTED
MEMBER INFORMATION SECTION
4. Member’s Name, Address, and Tel. No. 5. Place of Residence
Home
Nursing facility
Rehab. Hospital
Other:
_______________
6. Height 7. Weight
ft in lb oz
8. Gender 9. Other Insurance 10. Full Name of Insurance Carrier
M F Yes No
11. Date of Birth 12. Member ID
/ /
MASSHEALTH USE ONLY (ITEMS 22-38)
PA-1 (Rev. 05/15/09)
13. Explain why this service is medically necessary. Include the diagnosis, place of service, and a description of the proposed treatment. Attach supporting documentation if required by MassHealth regulations.
Primary Diagnosis: Secondary Diagnosis:
Diagnosis Code(s): Place of Service:
Description of Treatment:
MassHealth reviews requests for prior authorization on the basis of medical necessity only. If MassHealth
approves the request, payment is still subject to all general conditions of MassHealth, including current
member eligibility, other insurance, and program restrictions. MassHealth will notify the provider and
member of its decision. Providers must complete items 1-21 or risk delays.
Commonwealth of Massachusetts EOHHS
www.mass.gov/masshealth
14.
Servicing Provider
ID/Service Location or NPI
15.
Service Code (Use a separate line for
each code.) Include modifier if
code requires one.
16. No.
of Units
(Enter at
least 1.)
23.
Reviewer
Decision
24.
Revised Service
Code (or Range)
25.
No. of Units
26.
Duration
(Days)
27.
Unit Fee
28.
Denial Reason
No.
A
Approved
Modied
Denied
B
Approved
Modied
Denied
C
Approved
Modied
Denied
D
Approved
Modied
Denied
E
Approved
Modied
Denied
P
Reset Form
INSTRUCTIONS FOR COMPLETING THE PA-1 FORM (PLEASE PRINT OR TYPE.)
General Instructions
Complete Items 1 - 21 only. Enter all dates in mm/dd/yyyy format. Below are instructions for specic elds. All other elds are self-explanatory.
(A) Provider Information Section
Item 1 Provider’s Name, Address, and Tel. No. Enter the provider’s name, address, and phone number (including area code).
Item 2 Provider ID/Loc or NPI Enter the nine-digit requesting provider ID followed by the one-character location code.
If not available, enter the requesting provider’s 10-digit national provider identier.
Item 3 PA Assignment Select the type of PA you are requesting from the following list.
Basic Medical
Medical Pharmacy
DMR PCA Services
PCA Services
Pediatric PCA Services
PERS
Physician-Adult
Physician-Pediatric
Private Duty Nursing
Skilled Nursing
Vision
Other
Durable Medical Equipment
Absorbent Products
DME – Other
Enterals
Hearing Services
Mobility and Repairs
Orthotics and Prosthetics
Oxygen
Standers
Therapy Services
Occupational Therapy
Physical Therapy
Speech/Language Therapy
(B) Member Information Section
Item 4 Member’s Name, Address, and Tel. No. Enter the member’s name, address, and phone number (including area code).
Item 13 Explain why this service is medically
necessary
Diagnosis Code(s)
Place of Service
Description of Treatment
Enter a statement explaining why the proposed service is medically necessary. Include the primary diagnosis and
secondary diagnosis if there is one. Also include a description of the proposed treatment and prognosis. Refer to your
MassHealth provider manual for additional information about this eld.
Enter the ICD-9-CM diagnosis code(s) for the most relevant diagnoses for the procedure or item being requested.
Enter the location of service.
Enter a narrative of the proposed treatment.
(C) Services Requested Section
Item 14 Servicing Provider ID/Service Location
or NPI
Enter the nine-digit servicing provider ID followed by the one-character service location code. Write “same” if same as
requesting provider ID/Service Location. If not available, enter the provider’s 10-digit national provider identier.
Item 15 Service Code Enter the appropriate CPT or HCPCS code for each service requested. Refer to Subchapter 6 of the applicable MassHealth
provider manual to determine payable service codes. You must include a modier if the service code requires one.
Item 16 No. of Units Enter the number of times the service for which you are requesting prior authorization will be furnished. At least “1” must
be entered.
(D) Attachments and Signature
Item 17 Attachments Select the “Yes” box if additional information or supporting documentation is attached (refer to your provider manual);
otherwise select the “No” box. Be certain that the attached documentation clearly supports the medical necessity for the
services and/or equipment you are requesting (for example, X rays, admission notes, photographs, or explicit details).
Item 21 Provider Signature The form must be signed by the provider or the individual designated by the provider to certify that the information
entered on the form is correct. Signatures other than handwritten (that is, typewritten, or those by stamp or data
processing equipment) are acceptable.
(E) MassHealth Use Only
Items 22 – 38 Leave these items blank. MassHealth completes Items 22 – 38 when it reviews the request for prior authorization. Leave these elds blank.
See Subchapter 5 of your MassHealth provider manual for additional instructions for requesting prior authorization.
INSTRUCTIONS FOR MAILING REQUESTS FOR PRIOR AUTHORIZATION
Mail the Prior Authorization Request form, together with all necessary attachments, to:
MassHealth
ATTN: Customer Service Team
For Boston Region, use: P.O. Box 9154
For CCM, use: P.O. Box 9152
For Western Region, use: P.O. Box 9153
Hingham, MA 02043