GINNIE MAE
APPENDIX V-08
EISSUER APPLICATION TO PARTICIPATE
D
IGITAL COLLATERAL PROGRAM
Applicability: Ginnie Mae I MBS Program and Ginnie Mae II MBS Program.
Purpose: To provide a form for use by an applicant to identify the operational and
technical capabilities required by the Digital Collateral Program Guide,
Appendix V-07 of the MBS Guide, to become an approved eIssuer and
request Ginnie Mae approval to deliver Digital Pools or Loan Packages for
securitization.
Prepared by: Applicant.
Prepared in: Electronically.
Distribution: Applicants seeking approval to be a Ginnie Mae eIssuer must complete this
application form by entering the required application data. The application
must be signed by an employee of the Issuer identified on the currently
valid Form HUD 11702 submitted to Ginnie Mae, and submitted via email
to DCPA@hud.gov
. Hard copy paper submissions will not be accepted.
Date: 07/16/2020
Appendix V-08
Completion
Instructions: Instructions to complete this form are identified below.
Applicant Contact
Person Name
2a.
1a. Issuer Organization Name
("Applicant")
1b.
Issuer Doing Business As
Name (if applicable)
1c. Ginnie Mae Issuer #
2b. Applicant Contact
______________________________________________________________________________________________
2c. Applicant Contact Person Email
Section B. Issuer Information
1a. Please provide the name of the Applicant's Eligible eNote provider pursuant to the requirements set forth in Section
2500.00 of the eGuide. If the Applicant would like to deliver eNotes originated by another lender in addition to or in lieu of
eNotes originated by the Applicant, please enter the word “Aggregator” and provide the name of the provider(s) used by the
third-party lender(s).
1b. Please provide the name of the Applicant's Qualified eClosing System
provider pursuant to the requirements set forth in
Section 2400.00 of the eGuide. If the Applicant would like to deliver eNotes originated by another lender in addition to or in lieu
of eNotes originated by the Applicant, please enter the word “Aggregator” and provide the name of the provider(s) used by the
third-party lender(s).
1c. Please provide the name of the Applicant's Qualified eVault provider pursuant to the requirements set forth in Section
2600.00 of the eGuide. If the Applicant will utilize the eCustodian's eVault for purposes of meeting this requirement, please
enter "eCustodian's Qualified eVault" below and identify the intended eCustodian in Section C of this Application.
2a. Please provide the Applicant's MERS® Org ID that corresponds with its active MERS® System Membership and MERS®
eRegistry Participant status, pursuant to the requirements set forth in Section 2160.00 of the eGuide.
2b. Please provide the total number of production eNotes registered on the MERS® eRegistry by the Applicant as of the
Application Date.
____________________________________________________________________________________________
____________________________________________________________________________________________
eIssuer Application to Participate in Digital Collateral Program | MBS Guide Appendix V-08
eIssuer Application to Participate
in Digital Collateral Program
U.S. Department of Housing and Urban Development
Government National Mortgage Association
Instructions: Pursuant to Section 2110.00 of the Ginnie Mae Digital Collateral Guide (“eGuide, Appendix V-7 of the MBS
Guide), an Issuer must apply for and receive Ginnie Mae approval to act as an eIssuer in Ginnie Mae’s Digital Collateral
Program by submitting this eIssuer Application to Participate in the Digital Collateral Program (“Application”), including all
corresponding attachments, via email to DCPA@hud.gov. The Application must be signed by an agent of the Issuer
identified on the most recent Form HUD 11702 submitted to Ginnie Mae. Please note that any capitalized terms,
abbreviations, acronyms, or initialisms contained in this Application shall have the meaning provided in the Glossary of the
eGuide or the MBS Guide, unless otherwise defined.
Section A. General Information
Person Phone
Number
2c. Does the Applicant have any active, uncured, or unremediated violations of the MERS® System Rules of
Membership? If "Yes", please provide a description of each violation and its status, either below or in a separate
attachment to this Application.
3a. Please provide a general description of the Applicant's experience, staff, processes, and systems as applicable to
fulfilling the eServicing Requirements and Procedures described in Sections 2170.00 and 6000.00 of the eGuide, either
below or in a separate attachment to this Application.
3b. Please provide the names, titles, contact information (phone number and email), and relevant experience of the key
personnel that the Applicant will dedicate to this initiative to collaborate with Ginnie Mae during the initial phases of the
Digital Collateral Program as described in Section 2300.00 of the eGuide, either below or in a separate attachment to this
Application.
3c. Please provide a general description of the process by which the Applicant will ensure that it does not exceed the number
of eMortgages that may be securitized during the course of the Digital Collateral Program pursuant to the eMortgage
Issuance Authority described in Section 4000.00 of the eGuide, either below or in a separate attachment to this Application.
Yes No
eIssuer Application to Participate in Digital Collateral Program | MBS Guide Appendix V-08
Applicant Signature:
Name:
Title:
___________________________________________________________________________________________
Yes
_____________________________________________________________________________________________
Section C. eCustodian Requirement
1a. Please provide the name of the Applicant's intended eCustodian pursuant to Section 2180.00 of the eGuide.
1b. Is the Applicant's Submission of this Application a joint application with its intended eCustodian, as described in Section
2180.00 of the eGuide? If yes, applications for both the eIssuer and eCustodian still need to be completed and submitted.
Date:
Section D. Applicant Certification
I hereby certify that all of the information I have provided on this Application and in any accompanying documentation is true
and accurate to the best of my knowledge and belief. Each Applicant warrants that while this Application is pending action by
Ginnie Mae, the Applicant will notify Ginnie Mae in writing of any material change that could affect the Application decision.
No
The knowing submission of a false, fictitious, or fraudulent certification may be subject to criminal and civil penalties,
including confinement for up to 5 years, fines, and civil penalties. 12 U.S.C. § 1723i, 18 U.S.C. §§ 287, 1001 and 31
U.S.C. § 3729.
eIssuer Application to Participate in Digital Collateral Program | MBS Guide Appendix V-08 | July 16, 2020