Fillable 6.19 Career Ladder Procedure And Request Form (Alabama A&M University)

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6.19 Career Ladder Procedure And Request Form (Alabama A&M University)

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Procedure 6.19: Staff Career Ladder Procedure
Volume 6: Human Resources
Managing Office: Office of Human Resources
Effective Date: November 11, 2015
I. INTRODUCTION
The Staff Career Ladder is a series of defined levels within a job family where the nature of work is
similar and the levels represent requirements for increased skill, knowledge and responsibility as an
employee moves through a career. Job families function to provide both a structure for departmental
human resource decisions and a career ladder by which an employee may plan his/her professional
growth and advancement. Because the employee and the manager work together to progressively
advance to the higher level of responsibility, there is no need for a competitive posting process. The
Staff Career Ladder is a department-driven process, with five (5) preconditions:
1. The target position classification must be available for Staff Career Ladders.
2. The employee must be both interested in the higher level work and able to demonstrate the
potential to perform it successfully.
3. Duties and responsibilities may not be taken away from an existing employee to create a
career ladder opportunity for another employee.
4. A career ladder may not be initiated for an employee within 12 months of a layoff from a
position in the same job family within the immediate work unit.
II. CAREER LADDER BENEFITS
Employees:
1. An employee can develop new skills and competencies at his/her own pace and while in
current job.
2. An employee can advance to a higher level of responsibility without competition and without
moving to a different work unit.
3. An employee can demonstrate initiative and readiness to work to further department and
University goals.
Supervisors:
1. Retain valued employees who are motivated to advance in his/her careers.
2. Attract high quality employees with the opportunity to advance.
3. Develop well-trained employees who have high morale.
Alabama A&M University
Procedure No. 6. 19
Staff Career Ladder Procedure Page 2 of 5
III. ELIGIBILITY CRITERIA
An employee meets eligibility requirements for a Staff Career Ladder if s/he:
1. Is a regular full-time staff employee who has been employed with the university for at
least one (1) year.
Note: The year requirement maybe waived for the initial implementation of placing a
specific position title on the career ladder when there is a change in the grade of a
position title. Final approval is required by the President.
2. Is in a position that is classified at a level below that of true management.
3. Received all ratings of least a “meet expectations” or better on his/her most recent
performance evaluation.
4. Is not currently under disciplinary action.
IV. TYPES OF STAFF CAREER LADDERS AVAILABLE
There are two (2) different kinds of Staff Career Ladders available to eligible staff employees
depending upon circumstance, budget, internal equity, and other internal operational
constraints.
1. Pre-Defined Vertical Career Ladders are designed for staff employed within identified
position classification series. Employees may advance along a classification hierarchy
consisting of 2 or 3 levels, such as, say, “Recruiter” to “Senior Recruiter”. The pre-
defined vertical career ladders are developed by the Office of Human Resources in
collaboration with the department supervisor. Approval is required from the Senior
Personnel Officers and the President.
2. Individualized Vertical Career Ladders are designed to allow a staff employee to bridge
into a higher position in a different family of classifications or into a position in the
same family but not within a pre-defined hierarchy. Individualized Career Ladders are
evaluated on a case-by-case basis, in discussion with Senior Personnel Officers and
department supervisor. Final approval is required by the President.
Special Note: Vertical Career Ladder program, either Pre-Defined or Individualized, are
predicated on the identification of the “Distinguishing Characteristics” between the
responsibilities of the position classification currently held by the employee and those of the
higher level classification to which the employee aspires. Distinguishing characteristics are
those key functional responsibilities of a position classification that make it significantly
different from and greater than another classification at a lower pay grade.
Alabama A&M University
Procedure No. 6. 19
Staff Career Ladder Procedure Page 3 of 5
V. INITIATING A CAREER LADDER
Step 1: There are eligibility requirements for Staff Career Ladders, which must be met before
the initiation of a program can be approved. These requirements are listed on Section II of the
Career Ladder Request Form. Once the supervisor has verified eligibility and the employee
and the supervisor have mutually agreed that a Staff Career Ladder plan is appropriate, they
will work together to develop an action plan for attaining all education and experience
requirements and acquiring the specific competencies that the employee will need to be
successful at the higher responsibility level.
Supporting documents needed to request a Staff Career Ladder are:
a) A completed Staff Career Ladder Request Form
b) A department organizational chart
Step 2: Once step 1 is completed, the supervisor will enter an estimated date for completion of
the Career Ladder onto the Staff Career Ladder Request Form. The supervisor may also
include a proposed salary increase for the employee upon completion based on the Staff Salary
Schedule. The signed Staff Career Ladder Request Form should be sent to the appropriate Dean
(if applicable), Vice President, Vice President for Business and Finance and the President.
Step 3: Forward the approved Staff Career Ladder Request Form to the Office of Human
Resources for review and final approval.
Step 4: Once the supervisor has been notified by the Office of Human Resources that the
Career Ladder is approved, the employee can begin working on the development plan.
VI. DURATION AND COMPLETING THE CAREER LADDER
The minimum time period for a Staff Career Ladder Plan is six (6) months, from
initiation to completion.
However, Staff Career Ladders may last longer depending on:
1. The time it takes to attain the qualifications, knowledge, skills and abilities required to
perform the higher level of responsibilities.
2. The time it takes to complete all the elements of the action plan outlined on Section V
of the Career Ladder Request Form
3. The time it takes to demonstrate a satisfactory degree of competence in the
performance of the higher level responsibilities.
Alabama A&M University
Procedure No. 6. 19
Staff Career Ladder Procedure Page 4 of 5
VII. COMPLETION OF CAREER LADDER FORM
Step 1: Supervisor
Complete section I-IV of the Staff Career Ladder Request Form
If any of the responses to Section II (Eligibility Checklist) are “no”, contact the Office of
Human Resources for assistance in pursuing alternative options for the employee.
Step 2: Employee
Work with supervisor to develop the “Action Plan” in section V of the Staff Career Ladder
Request Form. Sign the Staff Career Ladder Request Form.
Step 3: Supervisor
Obtain appropriate signatures to request a career ladder for the employee.
Forward the form with any additional supporting documents, to the Office of Human
Resources and retain a copy for your records which will be used at the time of completion.
Step 4: Human Resources
Review the request to verify compliance with all prerequisite criteria and documentation
requirements.
If the request does not comply with parameters for the Staff Career Ladder, the form is
returned to the supervisor for review.
If documentation complies with all requirements, the Office of Human Resources signs the
form as approved, and notifies the department supervisor.
Step 5: Supervisor
If the Staff Career Ladder Request is not approved by the Office of Human Resources and
there are actions that can be taken to bring the proposal into compliance with program
parameters, either take these actions OR consider alternative career development programs.
If HR has notified the department of approval, work with the employee to complete the action
items outlined in the form.
Step 6: Employee
Complete the action items outlined in section V of the Career Ladder Request form.
Step 7: Supervisor
Upon the employee's successful completion of the action plan outlined in section V of the Staff Career
Ladder Request Form, the supervisor completes Section VI of the form and forwards the form along
with any supporting documentation to the Office of Human Resources. A copy of any certificates,
licenses, transcripts, degree, etc. that were included in the Career Ladder action plan.
Alabama A&M University
Procedure No. 6. 19
Staff Career Ladder Procedure Page 5 of 5
Step 8: Human Resources
Verify successful completion of the program. If the form does not comply with program
requirements, return to the requesting department unapproved for review and revision.
If the completion form is in order, notify the department supervisor of successful completion
of the Staff Career Ladder and process accordingly. No further action is required of the
department.
VIII. SALARY AND EFFECTIVE DATE
Upon completion of the Staff Career Ladder Plan, the employee will receive a promotional
increment within the guidelines of the university and according to the University Staff Salary
Schedule.
Staff Career Ladder promotions will become effective the 1
st
of the month after the completion
of all action plan items outlined on approved Staff Career Ladder Request Form.
Depending upon budget, internal equity, or other internal operational constraints, including the
proviso that the employee's base pay must not be less than the minimum of the pay range for
the higher level classification.
If an employee receives a Staff Career Ladder pay increase, the employee remains eligible for
board approved pay increase.
Alabama A&M University
Office of Human Resources
STAFF CAREER LADDER REQUEST FORM
Section I. Type of action being requested
Pre-defined Vertical Career Ladder Initiation
Individualized Vertical Career Ladder Initiation Complete ALL sections EXCEPT VI
Completion – Complete ONLY section VI
(All other sections should have been completed at the time of initiation)
Section II. Eligibility Checklist
YES NO
Has the employee been employed with the Unviersity for at least one (1) year?
Will the incumbent meet the minimum qualifications of the approved title at the time of completion?
Has the employee received all ratings of “Meets Expectations” or higher on the last performance evaluation?
Is the employee currently free from disciplinary action?
Has the department been free of layoffs in similar classifications for the past 12 months?
Is this either the 1
st
or 2
nd
successive Career Ladder since the employee’s initial hire or last competitive position
change?
If ALL answers to the above are “YES”, please continue completing the below paperwork.
If ANY answer to the above is “NO”, the employee is not career ladder eligible at this time.
Section III. Background information regarding this request
Address the business need that prompted the request and provide any supporting information that will be useful in review of
the request.
Section IV. Position and Incumbent Details
a) Incumbent Details
Employee Name
Banner ID
No.
Current Salary
b) Position Details:
Fund Code
Org Code
Account Code
Department
Name
Supv of Record
Current Classification Details
Proposed Classification Details
Position Title
Position Title
Position Grade
Position Grade
Offfice of Human Resources November 2015
Section V. Career Ladder Initiation
Estimated completion date of the career ladder
(Minimum duration of six months from the time HR approves the request. Duration must reflect time duties actually worked)
Action Plan - Duties and Responsibilities
List the top five goals to be accomplished by the employee during the proposed timeframe. Indicate the approximate percentage
of time spent on each.
Action Plan – List Top Five Goals & Describe How Each Goal Will Be Accomplished
% OF TIME
ESTIMATED
COMPLETION DATE
1.
2.
3.
4.
5.
Section VI. Career Ladder Completion
Did the employee complete all the items listed above in section IV in a timely and satisfactory manner? Yes No
Please provide details on how the action plan in Section V was met.
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
Supervisor verification of completion: ____________________________ ______________
(Signature) (Date)
Offfice of Human Resources November 2015
Section VII. Required Signatures/Acknowledgement
Employee Acknowledgement
I certify I am aware and agree to meet the objectives identified in the above action plan in order to complete the career ladder.
___________________________________________ _____________________________ ____________________
(PRINT NAME AND TITLE) (SIGNATURE) (DATE)
Leadership Support and Approval
a) Supervisor’s Support
___________________________________________ _____________________________ ____________________
(PRINT NAME AND TITLE) (SIGNATURE) (DATE)
b) Dean’s approval (if applicable)
I support and approve this request I do not support this request
___________________________________________ _____________________________ ____________________
(PRINT NAME AND TITLE) (SIGNATURE) (DATE)
c) Vice Presient’s approval
I support and approve this request I do not support this request
___________________________________________ _____________________________ ____________________
(PRINT NAME AND TITLE) (SIGNATURE) (DATE)
d) Vice President of Business and Finance’s approval
I support and approve this request I do not support this request
___________________________________________ _____________________________ ____________________
(PRINT NAME AND TITLE) (SIGNATURE) (DATE)
e) President’s approval
I support and approve this request I do not support this request
___________________________________________ _____________________________ ____________________
(PRINT NAME AND TITLE) (SIGNATURE) (DATE)
Offfice of Human Resources November 2015
STAFF CAREER LADDER
REVIEW AND CERTIFICATON
(For internal HR use only)
The outcome of the review may differ from the initial request depending on the analysis conducted. If the requested outcome
differs, HR will communitcate back to the department prior to sending out an official notification.
The targeted position is below management level
The department been free of layoffs in similar classifications for the past 12 month
The incumbent meets the minimum qualifications of the approved title
The request is within Staff Salary Schedule
Incumbent review:
Number of eligible incumbents: Single incumbent position Multiple incumbent position Incumbents
If more than one eligible incumbent, how was the current incumbent selected for this opportunity?
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
HR Notes:
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
Review conducted by:
___________________________________________ _____________________________ ____________________
(PRINT NAME AND TITLE) (SIGNATURE) (DATE)
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Completed 23 July 2020

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