Case Study: Jim and Brad Baker were two brothers with a grand idea. They wanted to turn their
passion of making bread into a business. Both Jim and Brad had 401(k) accounts from prior employers.
They decided to use those funds to invest in their own company stock and fund their new venture.
Jim and Brad got $260,000 in 401(k) nancing and became equal partners in JB Bread Inc. Soon their
business was thriving, fullling orders in 12 states, and even expanding into a larger facility.
* (For the protection and privacy of our clients, some names in case studies have been changed)
Program terms and service offerings and specications are subject to change without notice.
Benets
A specialized consultant helps set up
your 401(k) nancing and help you
structure your business properly for the
most benet.
This is a safe, proven plan based on
long-standing provisions of the Internal
Revenue Service.
You pay no tax penalties
Reports to business credit
reporting agencies
Optimize business equity and
improve cash ow
Approval Time:
Funding takes at LEAST 3 weeks. It often
takes 3 – 6 weeks.
Collateral Needed
401(k) or lRA
Our specialists help you through each step
for transferring your 401(k) and using it as
collateral for your business.
Qualifying Criteria:
Cannot be currently employed by the
company where the 401(k) was established-
minimum of $35,000
Documents Reviewed:
Current Portfolio
401(k) Financing Setup Steps:
1. Form a c-corporation
2. Corporation starts a 401(k) plan
3. Rollover to your new 401(k) plan
4. New 401(k) plan invests in
your corporation
401(k) Plan Financing
We provide you with an outstanding way to leverage your assets
that are currently in your 401(k) and IRA. In less than 3 weeks you
can gain more control over the performance of your retirement
plan assets. Gain the working capital you need for business growth
by investing some of your retirement funds into your business.
